STATE OF LOUISIANA COURT OF APPEAL, THIRD CIRCUIT
11-255
THOMAS LEMELLE
VERSUS
ST. CHARLES GAMING COMPANY, INC.
**********
APPEAL FROM THE FOURTEENTH JUDICIAL DISTRICT COURT PARISH OF CALCASIEU, NO. 2009-1884 HONORABLE CLAYTON DAVIS, DISTRICT JUDGE
MARC T. AMY JUDGE
Court composed of Ulysses Gene Thibodeaux, Chief Judge, Sylvia R. Cooks, Marc T. Amy, Shannon J. Gremillion and Phyllis M. Keaty, Judges.
REVERSED AND RENDERED. REMANDED.
Thibodeaux, Chief Judge, dissents and assigns written reasons. Cooks, J., dissents for the reasons assigned by Judge Thibodeaux.
Robert E. Morgan 125 W. School Street Lake Charles, LA 70605-1611 (337) 474-9625 COUNSEL FOR PLAINTIFF/APPELLEE: Thomas Lemelle
Brian D. Wallace Evans Martin McLeod Clay Bland, Jr. Phelps Dunbar, L.L.P. 365 Canal Street - Suite 2000 New Orleans, LA 70130-6534 (504) 566-1311 COUNSEL FOR DEFENDANT/APPELLANT: St. Charles Gaming Company, Inc. d/b/a Isle of Capri Casino – Lake Charles James A. Blanco Allen J. Mitchell, II Mitchell & Blanco, LLC Capital One Tower – Suite 1459 One Lakeshore Drive Lake Charles, LA 70629 (337) 436-8686 COUNSEL FOR PLAINTIFF/APPELLEE: Thomas Lemelle
James F. DeRosier DeRosier Law Firm, L.L.C. 125 West School Street Lake Charles, LA 70605 (337) 474-0820 COUNSEL FOR PLAINTIFF/APPELLEE: Thomas Lemelle AMY, Judge.
The defendant gaming company claims that the trial court erred in granting a
summary judgment in favor of the plaintiff, who was injured while intoxicated aboard
a riverboat casino owned by the defendant. Although the trial court determined that
the riverboat casino was a vessel for purposes of general maritime law in its ruling,
the defendant again urges its own motion for summary judgment on the issue of vessel
status. For the following reasons, we reverse the summary judgment entered by the
trial court and render summary judgment in favor of the defendant. We remand for
further proceedings.
Factual and Procedural Background
The plaintiff, Thomas Lemelle, alleges that he sustained injury when he fell on
a flight of stairs of the M/V Crown Casino, a riverboat casino owned by the defendant,
St. Charles Gaming Company, Inc. It is undisputed that Mr. Lemelle was a patron of
the Crown at the time of the April 22, 2008 accident and that subsequent testing
revealed that he was intoxicated when he fell. It is also undisputed that the Crown has
been moored dockside in Westlake, Louisiana since 2001.
Mr. Lemelle filed this suit, alleging negligence on the part of St. Charles in its
service of alcohol to patrons.1 He sought damages under the general maritime laws of
the United States, asserting that the application of maritime law pre-empts the
application of La.R.S. 9:2800.1, which limits liability for loss connected with the
service of alcoholic beverages.
Thereafter, St. Charles filed an exception of no cause of action and/or motion
for summary judgment asserting, among other things, that the Crown was not a vessel
for maritime purposes and, therefore, Mr. Lemelle‟s claim must be dismissed. Mr.
1 Mr. Lemelle also named St. Charles‟ insurer, American Guarantee and Liability Insurance Company, as a defendant. Lemelle responded with a motion for summary judgment seeking a declaration that
the Crown was a vessel for his maritime claim.
The parties‟ cross motions on the issue of vessel status focused on the fact that
the Crown entered into its service as a riverboat casino carrying passengers on gaming
cruises. However, in 2001, well before the 2008 accident at issue, the Louisiana
legislature amended La.R.S. 27:65 to prohibit a licensee of a gaming boat in the locale
at issue from conducting excursions. The parties‟ evidence indicates that the Crown
has been docked since that time, with no further cruises conducted. Instead, the
Crown has been moored in Westlake, secured to a concrete wharf by a system of lines
and cables. It is serviced by landside connections for cable, electricity, surveillance,
water, and sewage. The Crown is also connected to a shoreside pavilion by way of a
guest entrance consisting of a large steel structure controlled by hydraulic ramps,
which are attached to the pavilion.
Ultimately, the trial court heard arguments on the issue of whether the Crown
continued to be a vessel after it ceased excursion operations in 2001.2 The trial court
granted the motion filed by Mr. Lemelle, finding the Crown to be a vessel and general
maritime law applicable. It denied the motion for summary judgment filed by St.
Charles. Recognizing the partial nature of the summary judgment entered, the trial
court designated the partial final judgment as immediately appealable pursuant to
La.Code Civ.P. art. 1915(B)(1).
St. Charles appeals.
Discussion
In support of its contention that the Crown is not a vessel for maritime
purposes, St. Charles points out that the Crown has been indefinitely docked at its
2 Although St. Charles‟ pleading extended beyond the issue of vessel status, it appears that the hearing conducted and the ruling rendered were focused solely on the issue of vessel status. We consider that to be the sole issue before the court at this time. 2 Westlake location since the 2001 legislative amendment. It further points to
jurisprudence indicating that this same riverboat casino has been found not to be a
vessel. See Breaux v. St. Charles Gaming Co., Inc., 10-1349 (La.App. 3 Cir. 6/22/11),
68 So.3d 684, writ denied, 11-1661 (La. 10/7/11), 71 So.3d 322 and De La Rosa v. St.
Charles Gaming Co., 474 F.3d 185 (5th Cir. 2006). Further, it also asserts that this
court should take notice that the Crown‟s function is casino gaming rather than
maritime commerce.
As explained in Giorgio v. Alliance Operating Corp., 05-0002 (La. 1/19/06),
921 So.2d 58, a party asserting admiralty tort jurisdiction must establish that the
incident 1) occurred on navigable waters, i.e., a maritime locale, and that 2) it had a
maritime connection or flavor, i.e., a maritime nexus. In order to establish the
location component of this requirement, the inquiry considered in the present case, the
plaintiff must demonstrate “that the tort „occurred on navigable water‟ or that „an
injury suffered on land was caused by a vessel on navigable water‟”. De La Rosa, 474
F.3d 187 (quoting Strong v. B.P. Explor. & Prod., Inc., 440 F.3d 665 (5th Cir. 2006)).
The parties question the Crown‟s vessel status in this context.
As a starting point, we refer to 1 U.S.C. § 3 which provides that the term
“„vessel‟ includes every description of watercraft or other artificial contrivance used,
or capable of being used, as a means of transportation on water.”
The United States Supreme Court interpreted this definition of “vessel,”3 in its
determination of whether a dredge was a vessel for purposes of the Longshore and
Harbor Workers‟ Compensation Act in light of its limited propulsion capabilities.
Stewart v. Dutra Constr. Co., 543 U.S. 481, 125 S.Ct. 1118 (2005). In conducting its
analysis, the Supreme Court observed that “a watercraft is not „capable of being used‟
3 Stewart‟s interpretation of the term occurred within the context of the Longshore and Harbor Workers‟ Compensation Act. 3 for maritime transport in any meaningful sense if it has been permanently moored or
otherwise rendered practically incapable of transportation or movement.” Id. at 1127
(emphasis added). The parties‟ arguments and evidence in this case center upon
whether the Crown was practically incapable of transportation or movement at the
time of the 2008 accident.
Notably, both a panel of the United States Court of Appeals, Fifth Circuit and a
panel of this court have concluded that the Crown does not qualify as a vessel as
interpreted in Stewart. In De La Rosa, 474 F.3d at 187, the Fifth Circuit observed that
Stewart framed the critical inquiry as whether a watercraft‟s use “„as a means of
transportation on water‟ is a practical possibility or merely a theoretical one.‟” The
Fifth Circuit concluded that the Crown‟s circumstances rendered it only theoretically
capable of sailing and, therefore, it was not a vessel for purposes of admiralty
jurisdiction. Instead, the Fifth Circuit observed that the Crown was:
indefinitely moored to the land by lines tied to steel pilings. It receives water, telephone lines, sewer lines, cable television and data processing lines from land-based sources. It has not been used as a seagoing vessel since March 28, 2001, when it was moored at its present location on Lake Charles, and the Defendants do not intend to use it as such. Rather, their intent is to use it solely as an indefinitely moored floating casino. Its operations are entirely gaming-related and not maritime in nature.
Id. at 187.
Similarly, in Breaux, 68 So.3d 684, a panel of this court recently considered the
Crown‟s status as a vessel in a case involving a 2004 accident. 4 The panel resolved
the case in keeping with De La Rosa and remarked that the plaintiff “was injured
while on a gaming boat permanently attached to the shore, not used in navigation, and
not performing any traditional maritime activity.” Id. at 687.
4 The trial court decision now under review was rendered prior to the release of Breaux in June 2011. 4 It is of no small moment that the Crown, the riverboat casino at issue in this
case, was the same riverboat casino involved in De La Rosa and in Breaux. While
Mr. Lemelle contends that additional facts were developed in this case that were not
available in the previous two cases, we do not find these facts warrant a different
outcome. Chiefly, Mr. Lemelle argues that the evidence demonstrates the Crown‟s
actual capacity to navigate insofar as testimony and log entries reveal that the
riverboat‟s engines were operated periodically around the time period of this accident.
However, reviewing this evidence, we find no evidence warranting a departure from
De La Rosa and Breaux.
Instead, the evidence leads to the conclusion that the Crown was practically
incapable of transportation or movement as described in Stewart, 543 U.S. 481, 125
S.Ct. 1118. The Crown has been affixed in its dockside location, to some degree,
since 2001 by lines and cables. It has not sailed since the 2001 legislation prohibiting
it from conducting cruises or excursions. In fact, since 2001, its crew size has been
reduced due to the lack of need to tie and untie the Crown onto the dock. According
to the testimony of the Crown‟s captain, the Coast Guard no longer inspects the
Crown. Rather, at the time of the captain‟s deposition, inspections were performed by
a state entity.
Mr. Lemelle asserts that the Crown‟s practice of operating its engine and
thrusters should be viewed as indicative of its actual capacity for transportation or
movement. Similarly, its navigation equipment is intact. However, the practice
referenced by Mr. Lemelle is not, in fact, used for navigation or transportation
purposes. Instead, the Crown‟s captain explained that the engines are used to ensure
that the riverboat casino will remain affixed to the dock when large tankers are
nearby. Similarly, the engines have been operated and the electrical sources have
been disconnected during hurricanes when the boat has been evacuated. However, 5 according to the captain, these practices are for safety purposes. While the captain
suggested that the numerous lines connecting the Crown to the land for utility
purposes could be disconnected within a short period of time, these impediments
undermine the practicality of the Crown returning to service as a means of
transportation or movement.
We further note that both De La Rosa and Breaux commented upon the
interplay of La.R.S. 27:65 and the physical barriers to movement. Pursuant to that
legislation, the Crown, as a gaming licensee, may only conduct its business while
docked. It may not conduct cruises or excursions. It is appropriate to consider this
legislation as bearing on the question of whether, under these facts, the Crown is
practically capable or incapable of either transportation or movement uses.
Furthermore, and while we follow De La Rosa and Breaux as authoritative
jurisprudence, we are aware that, in Board of Commissioners of the Orleans Levee
Dist. v. M/V BELLE OF ORLEANS, 535 F.3d 1299 (11th. Cir. 2008), the United
States Court of Appeals, Eleventh Circuit rejected the reasoning of De La Rosa,
instead finding that the Fifth Circuit inappropriately focused on the intent of the
shipowner. As an intermediate state appellate court, we are mindful that this court is
situated within the geographical confines of the Fifth Circuit. We also note that both
De La Rosa and Breaux only reference the legislation and the owner‟s intent as one of
several factors in determination of whether the riverboat casino is practically
incapable of movement or transportation. We find no reason to deviate from that
reasoning here. Rather, we conclude that De La Rosa and Breaux are sufficiently
consistent with 1 U.S.C. § 3, as interpreted by the Supreme Court in Stewart, to
adhere to those decisions in light of the facts developed in this case.
For these reasons, we reverse the trial court‟s determination that the Crown was
a vessel for general maritime law purposes and its entry of a partial final judgment in 6 this regard. Accordingly, we find it appropriate to grant St. Charles‟ motion for
summary judgment insofar as it sought a declaration that, in this case, the Crown is
not a vessel for general maritime law purposes. As the parties‟ presentation to the
trial court focused on this issue, we remand this matter for further proceedings
consistent with this opinion rather than granting St. Charles‟ request that Mr.
Lemelle‟s claim be dismissed.5
DECREE
The partial summary judgment entered in favor of the plaintiff, Thomas
Lemelle, is reversed. The denial of the motion for summary judgment filed by the
defendant, St. Charles Gaming Company, Inc., is also reversed. Summary judgment
is rendered in favor of St. Charles Gaming Company, Inc., declaring that the M/V
Crown Casino is not a vessel for general maritime purposes under the facts of this
case. This matter is remanded for further proceedings consistent with this opinion.
Costs of this proceeding are assessed to Mr. Lemelle.
REVERSED AND RENDERED. REMANDED .
5 Again, the parties‟ evidence and argument focused upon the Crown‟s status as a vessel. The trial court‟s judgment did as well. To the extent that St. Charles filed an exception of no cause of action and a motion for summary judgment that extended beyond this issue, we do not consider those issues. Accordingly, we remand this matter so that the parties and the trial court might consider any issues and procedural questions that remain. 7 STATE OF LOUISIANA COURT OF APPEAL, THIRD CIRCUIT
THIBODEAUX, Chief Judge, dissenting.
These facts are undisputed. Crown was constructed as a completely
functional riverboat. Prior to 2001, the period during which Louisiana laws
prohibited dockside gambling, Crown with passengers regularly cruised the waters.
When in 2001 the gaming laws changed to allow dockside gambling, Crown was
moored on Calcasieu River, and it has remained moored ever since.
Crown is connected to an adjacent concrete wharf by nylon mooring
lines and steel cables. Crown is also connected to land by utility lines that supply
electricity, water, telephone, sewerage, cable television, and computer access.
There is also a guest entrance walkway—a steel structure controlled by hydraulic
ramps attached to the land-based pavilion. Despite all of the above-described
attachments to land, Crown can be ready to sail on its own in less than one hour.
Crown has a captain and a marine crew who maintain the riverboat in
proper operating order. All of the navigational tools and equipment as well as
Crown‟s engines are constantly checked and maintained in proper working order.
In short, Crown is a completely functional riverboat.
At the time of the incident, as was required by then-existing
legislation, Crown held a certificate of inspection issued by the United States Coast
Guard (USCG). Crown floats on its own in the Calcasieu River. In fact, Crown can and, at times, does operate under its own power free from the shore-side
systems for as long as eight hours.
Once or twice a week, the Crown‟s captain activates and operates both
the port and starboard main engines of the vessel. This is done to hold Crown
against its dock because when large ocean-going ships dock at or leave from the
adjacent shipyard, it creates a significant disturbance of the waters.
Admiralty Jurisdiction
Admiralty jurisdiction in tort cases is conferred by 28 U.S.C. §
1333(1). See Jerome B. Grubart, Inc. v. Great Lakes Dredge & Dock Co., 513
U.S. 527, 115 S.Ct. 1043 (1995); De La Rosa v. St. Charles Gaming Co., 474 F.3d
185 (5th Cir. 2006). The party seeking admiralty jurisdiction “must satisfy
conditions both of location and of connection with maritime activity.” Strong v.
B.P. Exploration & Prod., Inc. 440 F.3d 665, 669 (5th Cir. 2006) (citation
omitted). There are two alternative ways to satisfy the location test: “the plaintiff
must show that the tort „occurred on navigable water‟ or that an „injury suffered on
land was caused by a vessel on navigable water.‟” De La Rosa, 474 F.3d at 187
(citation omitted). The connection test involves two additional inquiries: (a)
whether the incident had the potential to disrupt maritime commerce; and, (b)
whether the general character of the tortfeasor‟s activity giving rise to the incident
had a substantial relationship to traditional maritime activity. Jerome B. Grubart,
Inc., 513 U.S. 527, 115 S.Ct. 1043; Quinn v. St. Charles Gaming Co., Inc., 01-794
(La.App. 3 Cir. 2/6/02), 815 So.2d 963, writ denied, 02-694 (La. 4/12/02), 813
So.2d 412.
The first inquiry is whether Crown is a vessel.1 The next inquiry is
whether the location test can be satisfied by determining whether the tort occurred
1 While the De La Rosa court states that the examination of whether a watercraft is a vessel needs to be performed in cases where the injury occurred on land, it applies this test in the 2 on a navigable waterway. Finally, it is necessary to examine whether the test of
connection to traditional maritime activity has been satisfied.
(1) The Location Test
(a) Is Crown a Vessel?
There are two sources of law in Louisiana: legislation and custom,
with legislation superseding custom in every instance. Doerr v. Mobil Oil Corp.,
00-947 (La. 12/19/00), 774 So.2d 119 (citing La.Civ.Code arts. 1, 3). “Judicial
decisions, on the other hand, are not intended to be an authoritative source of law
in Louisiana.” Id. at 128 (citing A.N. YIANNOPOULOS, LOUISIANA CIVIL LAW
SYSTEM § 35 (1977)). Because “„one of the fundamental rules of [the civil law
tradition] is that a tribunal is never bound by the decisions which it formerly
rendered: it can always change its mind,‟ 1 Marcel Planiol, Treatise on the Civil
Law § 123, (La. State Law Inst. trans.1959) (12th ed.1939), prior holdings by this
court are persuasive, not authoritative, expressions of the law.” Id. at 128-29
(citing A.N. YIANNOPOULOS, LOUISIANA CIVIL LAW SYSTEM § 35 (1977)). Thus,
“a prior judicial (mis)construction of a statute does not „insulate‟ the Louisiana
judge . . . from returning to the legislation itself to ascertain its correct meaning
and application.” Albert Tate, Jr., Civilian Methodology in Louisiana, 44 TUL. L.
REV. 673, 678 (1976).
As Justice Dennis explained, in Louisiana, legislation “is the primary
source of law, and precedent serves merely as an example of a prior judge‟s
interpretation and application of legislated law.” James L. Dennis, Interpretation
& Application of the Civil Code & the Evaluation of Judicial Precedent, 54 LA. L.
REV. 1, 3 (1993). Thus, “[i]t should be evident that the common-law or case-law
case where the plaintiff “was a customer on board . . . [Crown] when he tripped and fell.” 474 F.3d at 186 (emphasis added). By implication, the De La Rosa court applies the “vessel” test as opposed to the “navigable water” test even though the accident occurred on a navigable waterway. Therefore, for completeness purposes, I will address the issue of whether Crown is a vessel.
3 theory of precedent is incompatible in many ways with the legal method of
deciding a case . . . .” Id. at 14. Furthermore, the civil law method should be
applied to determine “whether the case should be imitated in a subsequent
decision.” Id. at 15. Therefore, “if a judge ignores a clearly applicable Code rule
and follows another jurisdiction‟s case, his example of using the wrong starting
point or source of law should not be influential at all.” Id.
For the purposes of admiralty jurisdiction, “[t]he word „vessel‟
includes every description of watercraft or other artificial contrivance used, or
capable of being used, as a means of transportation on water.” 1 U.S.C. § 3. See
also Stewart v. Dutra Constr. Co., 543 U.S. 481, 125 S.Ct. 1118 (2005). “A
watercraft is not „capable of being used‟ for maritime transport in any meaningful
sense if it has been permanently moored or otherwise rendered practically
incapable of transportation or movement.” Id., 543 U.S. at 494, 125 S.Ct. at 1127
(emphasis added). Even though 1 U.S.C. § 3 requires that the watercraft is capable
of being used as a means of transportation on water, “[i]t does not require that a
watercraft be used primarily for that purpose.” Stewart, 543 U.S. at 495, 125 S.Ct.
at 1128 (citation omitted).
A ship does not move in and out of admiralty jurisdiction depending
on whether the ship is at an anchor, docked for loading or unloading, or berthed for
minor repairs. Id. Similarly, ships that are taken permanently out of the water do
not remain vessels because of the remote possibility that they may sail again in the
future. Id.
The following cases provide some guidance as to whether something
is or is not a vessel. A dredge, a massive floating platform that had a captain and a
crew, navigational lights, ballast tanks, and a crew dining area, but lacked self-
propulsion and was moved by a tugboat, was a vessel for maritime law purposes
4 when it lay idle because one of its scows had suffered an engine malfunction and
the other was at sea. Stewart, 543 U.S. 481, 125 S.Ct. 1118.
In De La Rosa, 474 F.3d 185, a case involving the same riverboat
whose vessel status is disputed in our case, the court held that Crown was not a
vessel. The Fifth Circuit reasoned that while Crown “was still physically capable
of sailing, such a use was merely theoretical” because “Defendants do not intend to
use it” as a sailing vessel and, instead, intend “to use it solely as an indefinitely
moored floating casino.” Id. at 187 (emphasis added).
A riverboat casino that conducted gaming cruises on Lake
Pontchartrain until 2001 and conducted all gambling dockside from 2001 until
Hurricane Katrina in 2005, was held to be a vessel for the purposes of establishing
admiralty jurisdiction. Bd. Of Comm’rs of Orleans Levee Dist. v. M/V Belle of
Orleans, 535 F.3d 1299 (11th Cir. 2008). There, the vessel was subject to USCG
certification and inspection. The riverboat had a captain and a crew, and they
maintained the boat‟s engines, generators, and equipment in working order at all
times prior to Katrina. After 2001, the riverboat was attached by steel cables to the
mooring system, and it was also connected to the shore-side source by electrical,
computer, and telephone cables.
The Eleventh Circuit distinguished its decision from that of the Fifth
Circuit‟s in De La Rosa, 474 F.3d 185. It reasoned that the Fifth Circuit articulated
an inappropriate test by focusing on the intent of the shipowner “rather than [on]
whether the boat has been „rendered practically incapable of transportation or
movement.‟” M/V Belle of Orleans, 535 F.3d at 1311 (quoting Stewart, 543 U.S.
at 494, 125 S.Ct. at 1127). The Eleventh Circuit explained that courts should not
consider the owner‟s intentions regarding the vessel because owner‟s intentions
were analogous to the boat‟s “purpose.” Id. Because the Supreme Court
5 specifically rejected any definition of “vessel” that relies on such purpose, the
owner‟s intentions were irrelevant. Id.
The Eleventh Circuit pointed out that under the Fifth Circuit‟s
reasoning, a boat may enter and leave admiralty jurisdiction on the basis of state
law and the individual thoughts of the boat owner. Id. Yet this conclusion is
untenable:
As the Louisiana legislature demonstrated by its actions in 2001, state law can change. Further, if legal navigability is the test for vessel status, any ship with an expired Coast Guard certification becomes a non-vessel, and those working upon it and around it lose their protection under the Jones Act or the LHWCA. Such a result is clearly not what the Supreme Court intended.
Id. at 1311-12 (citation omitted).
I also note the thoughts of David Robertson, the W. Page Keeton
Chair in Tort Law and University Distinguished Teaching Professor, University of
Texas at Austin:
In 1 U.S.C. § 3 Congress states that “every description of watercraft . . . capable of being used as a means of transportation on water” is a vessel. . . . [T]he Stewart Court effectively inserted the word “practically” into the statute. But it inserted it immediately before the word “capable,” not immediately before the word “used.” That is, the Stewart Court did not say that merely theoretical future use can prevent vessel status; rather it indicated that merely theoretical present capability can.
David W. Robertson, How the Supreme Court’s New Definition of “Vessel” is
Affecting Seaman Status, Admiralty Jurisdiction, and Other Areas of Maritime
Law, 39 J. MAR. L. & COM. 115, 135 (2008) (footnote omitted).2
The primary and binding legal authority for this court is 1 U.S.C. § 3.
To be a vessel, the statute requires merely that a watercraft be capable of being
used as a means of transportation on water. It is the jurisprudence, a secondary and
2 See the article for an excellent summary of the history and jurisprudence on this subject.
6 non-binding authority in this state, which added considerations of practicality to
the statutory test. Among these secondary authorities, the Supreme Court‟s
guidance is certainly more persuasive than that of the Fifth Circuit. As dictated by
the Supreme Court in Stewart, our focus should be on whether Crown has been
“rendered practically incapable of transportation or movement.” 543 U.S. at 494,
125 S.Ct. at 1127 (emphasis added). While I agree with the Fifth Circuit that
Crown‟s use as a means of transportation over water may be theoretical, I conclude
that Crown‟s capability of use as a means of transportation over water at the time
of the accident was a practical one.
As the Eleventh Circuit correctly observed, a boat does not enter and
leave admiralty jurisdiction on the basis of state law or the individual thoughts of
the boat owner. M/V Belle of Orleans, 535 F.3d 1299. This is why that Crown has
been attached to the dock since 2001 is of limited, if any, consequence. If St.
Charles decides to sell Crown and move it somewhere, which it is in the process of
doing at this very time, there would be no dispute that Crown would become a
vessel immediately. Or, if Crown were to move with its crew to avoid a hurricane,
for example, would there be any question regarding its status as a vessel if a
member of its crew injured himself? Certainly, the question of whether something
is or is not a vessel cannot depend on the subjective whim of the owner.
Moreover, as the Eleventh Circuit also pointed out, a ship does not become a non-
vessel if its Coast Guard certification expires. Id. For the same reason, that Crown
may only conduct gambling dockside under the Louisiana statute has little bearing,
if any, on whether it is a vessel.
Finally, I am aware of this court‟s recent decision in Breaux v. St.
Charles Gaming Company, Inc., 10-1349, 11-128 (La.App. 3 Cir. 6/22/11),
__So.3d__. Breaux relied heavily on the Fifth Circuit‟s decision in De La Rosa
474 F.3d 185. As explained above, the De La Rosa court applied an incorrect test
7 to determine whether a watercraft is a vessel. Thus, Justice Dennis‟s sentiments
are especially germane: “if a judge ignores a clearly applicable Code rule and
follows another jurisdiction‟s case, his example of using the wrong starting point
or source of law should not be influential at all.” James L. Dennis, Interpretation
& Application of the Civil Code & the Evaluation of Judicial Precedent, 54 LA. L.
REV. 1, 15 (1993). I also note with approval and adopt Judge Saunders‟s reasoning
he so brilliantly articulated in his dissent in which I joined.
Moreover, the record in Breaux regarding the facts indicating that
Crown is a vessel was not nearly as developed as it is in this case. This may have
contributed to the conclusion in that case. Finally, as pointed out previously,
Louisiana is a state where jurisprudence has no binding authority on the court.
Thus, our main inquiry should be whether Crown is “capable of being used . . . as
a means of transportation on water.” 1 U.S.C. § 3. (Emphasis supplied).
The maintenance of a captain and a crew, the constant maintenance of
navigational tools and equipment, the regular operation of the engines, all point to
Crown‟s practical capability of being used as a means of transportation over water.
It is true that Crown is attached by various cables to land. Nevertheless, according
to Crown‟s captain, all of these attachments to land can be removed, and Crown
can be ready to sail in less than one hour. Thus, neither Crown‟s inherent
characteristics nor external barriers (such as those that would exist if, for example,
Crown were placed in dry dock) impede Crown‟s practical capability of being used
as a means of transportation over water. Based on these considerations, I find no
error in the trial court‟s conclusion that Crown is a vessel. The majority errs when
it concludes otherwise.
8 (b) Did the Tort Occur on Navigable Water?
There is no dispute that Crown was floating on the Calcasieu River at
the time Lemelle was served with allegedly excessive amounts of alcohol, which,
allegedly, caused his injuries. Calcasieu River is a navigable waterway. See W.
Cameron Port v. Lake Charles Harbor & Terminal Dist., 09-509 (La.App. 3 Cir.
5/12/10), 38 So.3d 577, writ denied, 10-1800 (La. 11/19/10), 49 So.3d 393.
Therefore, the location test is also satisfied in this alternative fashion.
(2) The Connection Test
The connection to traditional maritime activity test involves a
consideration of whether (a) the incident had the potential to disrupt maritime
commerce; and, (b) the general character of the tortfeasor‟s activity giving rise to
the incident had a substantial relationship to traditional maritime activity. Jerome
B. Grubart, Inc., 513 U.S. 527, 115 S.Ct. 1043.
(a) Potential to Disrupt Maritime Commerce
This inquiry requires the consideration of the incident giving rise to
the claim at an intermediate level of generality. Jerome B. Grubart, Inc., 513 U.S.
527, 115 S.Ct. 1043. This means that the court does not consider the particular
facts of the case but examines the general features of the incident to determine
whether this type of incident is likely to disrupt commercial activity. Sisson v.
Ruby, 497 U.S. 358, 110 S.Ct. 2892 (1990).
The connection test was discussed ably and extensively in Quinn, 815
So.2d 963. There, the estate of a motorist who was killed in collision with an
intoxicated casino patron sued the casino for providing excessive amounts of
alcohol to the patron. Quoting Jerome B. Grubart, Inc., 513 U.S. at 538-39, 115
S.Ct. at 1051, and applying the intermediate level of generality, this court ruled
that the provision of alcohol to passengers aboard a vessel without adequate
9 supervision could have a disruptive effect on maritime commerce as intoxicated
passengers fall overboard requiring search and rescue operations. Quinn, 815
So.2d 963.
Like the plaintiff in Quinn, Lemelle argues that he sustained injuries
as a result of excessive provision of alcohol aboard Crown. Applying the
intermediate level of generality, I have no difficulty concluding that there is a
potential to disrupt maritime commerce. Thus, this prong of the connection test
has been met.
(b) Substantial Relationship to Traditional Maritime Activity
The Quinn court also found the substantial relationship to the
maritime activity: “[t]he duties owed by vessel owners to their passengers have
long been found a traditional maritime concern.” Id. at 968 (citations omitted).
Having previously decided that Crown is a vessel, as in Quinn, 815
So.2d 963, Crown‟s owners owed a duty to Lemelle to ensure his safety, which is a
traditional maritime concern. Therefore, this prong of the connection test has also
been met.
For the foregoing reasons, I dissent. The trial court‟s summary
judgment in favor of Thomas Lemelle should be affirmed.