Thelma NICHOLS, Appellant, v. CITY OF ST. LOUIS, Appellee

837 F.2d 833, 1988 WL 4351
CourtCourt of Appeals for the Eighth Circuit
DecidedApril 1, 1988
Docket86-2184
StatusPublished
Cited by16 cases

This text of 837 F.2d 833 (Thelma NICHOLS, Appellant, v. CITY OF ST. LOUIS, Appellee) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Thelma NICHOLS, Appellant, v. CITY OF ST. LOUIS, Appellee, 837 F.2d 833, 1988 WL 4351 (8th Cir. 1988).

Opinion

WOLLMAN, Circuit Judge.

Thelma Nichols appeals from an order of the district court 1 granting the City of St. Louis’ (City) motion for summary judgment on the basis that Nichols’ suit under the Age Discrimination in Employment Act (ADEA), 29 U.S.C. §§ 621-634, was barred under the principle of claim preclusion. We affirm.

*834 Nichols was employed at St. Louis City Hospital for twenty years, the last seventeen as a respiratory therapy technician. According to the City, Nichols' discharge on September 27, 1983, at age 57, was a result of her failure to obtain cardiopulmonary resuscitation (CPR) certification. Nichols appealed her dismissal to the St. Louis Civil Service Commission (Commission), where she generally attacked the lawfulness of her termination and, as illustrated by the following excerpts from the transcript of the hearing before the Commission, specifically raised the issue of age-motivated dismissal.

(By Nichols’ counsel during his response to a question by the Chairman of the Commission):

And we think that supports our position that basically this is both an age discrimination and also one where because of the personality conflicts between the supervisor and the appellant it was a matter of convenience that the failure of the appellant to become certified by the date given was used for a reason for termination.

(Cross-examination of the Associate Administrator of the City Hospital by Nichols’ counsel):

Q. You didn’t take any consideration into her age or her length of service with the City?
A. No. We had an issue regarding her performance.
Q. Well, I understand. When you’re trying to reach a fair result, is it your testimony that you never consider an employee’s age or length of service with the City?
A. Not the employee’s age, no.
Q. You never do that?
A. No.

The Commission found that Nichols’ “actions in failing to secure said certification were to the prejudice of City Service, and [Nichols’] appointing authority had good and just cause to impose appropriate disciplinary action upon [Nichols].” It further found that Nichols “was unable to perform the duties of her position and, therefore, separation from City Service was warranted.” The Commission concluded, however, that based on the fact that Nichols was just short of early retirement, and given her otherwise good work record, dismissal was inappropriate and compulsory early retirement was the suitable discipline. It was therefore ordered that the dismissal be set aside, that Nichols be restored to the payroll for the three days necessary to qualify her for retirement, and that she then be separated from her employment with the City effective October 1, 1983. There was no reference in the Commission’s findings to Nichols’ claim of age discrimination.

On April 27, 1984, Nichols appealed the Commission's decision to the St. Louis Circuit Court. Her petition raised the issue of age discrimination by alleging, among other things, that “[t]he final decision of the Commission * * * constitutes age discrimination,” and that the Commission’s failure to order that Nichols be demoted to a class or position that would allow her to function successfully constituted age discrimination. The circuit court affirmed the Commission’s determination on January 10, 1985, in a brief order that made no reference to the age discrimination question.

In the meantime, prior to the hearing before the Commission, Nichols filed a charge of age discrimination with the Equal Employment Opportunity Commission (EEOC) on November 28, 1983. The EEOC conducted an investigation and issued a letter of violation that informed the parties that it was commencing conciliation efforts. The EEOC attempted voluntary compliance and informal methods of resolving the dispute, but to no avail. On July 1, 1985, just prior to the expiration of the two-year statute of limitations, the EEOC sent a letter to Nichols’ counsel stating that it still was considering Nichols’ file for possible civil action. On September 26, 1985, Nichols brought an ADEA action on her own behalf in federal court. The City moved for summary judgment on the basis of the Commission’s decision. The district court granted the motion, ruling that Nichols’ age discrimination claim was barred by the prior judicially affirmed Commission decision.

*835 Under the Full Faith and Credit Statute, 28 U.S.C. § 1738, “a federal court must give to a state-court judgment the same preclusive effect as would be given that judgment under the law of the State in which the judgment was rendered.” Migra v. Warren City School Dist. Bd. of Educ., 465 U.S. 75, 81, 104 S.Ct. 892, 896, 79 L.Ed.2d 56 (1984). Since we find “no ‘affirmative showing’ of a ‘clear and manifest’ legislative purpose” by Congress to create an exception to section 1738 for ADEA cases, see Kremer v. Chem. Constr. Corp., 456 U.S. 461, 485, 102 S.Ct. 1883, 1899, 72 L.Ed.2d 262 (1982); Whitfield v. City of Knoxville, 756 F.2d 455, 459 (6th Cir.1985), we must follow the mandate of section 1738 and apply Missouri’s law of preclusion.

Although the district court based its determination on traditional res judicata, otherwise known as claim preclusion, we agree with the city that the judgment should be affirmed on the basis of issue preclusion. 2

The distinction between these two aspects of res judicata has been explained by the Missouri Supreme Court as follows:

Traditionally, res judicata (claim preclusion) precludes the same parties from relitigating the same cause of action whereas collateral estoppel (issue preclusion) precluded the same parties from relitigating issues which had been previously adjudicated. * * *
******
* * * The court in reviewing whether the application of collateral estoppel is appropriate should consider: (1) whether the issue decided in the prior adjudication was identical with the issue presented in the present action; (2) whether the prior adjudication resulted in a judgment on the merits; and (3) whether the party against whom collateral estoppel is asserted was a party or in privity with a party to the prior adjudication. * * * Most courts have added a fourth factor * * *: whether the party against whom collateral estoppel is asserted had a full and fair opportunity to litigate the issue in the prior suit.

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837 F.2d 833, 1988 WL 4351, Counsel Stack Legal Research, https://law.counselstack.com/opinion/thelma-nichols-appellant-v-city-of-st-louis-appellee-ca8-1988.