The Upstate New York Engineers Pension Fund and The Upstate New York Engineers Pension Fund Board of Trustees v. American Iron & Crane, Inc.; American Crane & Rigging, LLC; Hoy Real Estate Enterprises LLC; and George Michael Hoy

District Court, N.D. New York·Decided August 7, 2026·No. 5:25-cv-01198·Unknown

Opinion

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF NEW YORK

THE UPSTATE NEW YORK ENGINEERS PENSION FUND and THE UPSTATE NEW YORK ENGINEERS PENSION FUND BOARD OF TRUSTEES, 5:25-cv-01198 (BKS/ML)

Plaintiffs,

v.

AMERICAN IRON & CRANE, INC.; AMERICAN CRANE & RIGGING, LLC; HOY REAL ESTATE ENTERPRISES LLC; and GEORGE MICHAEL HOY,

Defendants.

Appearances: For Plaintiffs: Richard S. Siegel Meredith B. Golfo Slevin & Hart, P.C. 1300 Connecticut Avenue Washington, DC 20036

For Defendants: Brendan F. Baynes The Baynes Law Firm, PLLC 14340 Route 9W PO Box 160 Ravena, NY 12143

Donald J. Hillmann Adrianne M. Meicht Couch White, LLP 540 Broadway PO Box 22222 Albany, NY 12201 Hon. Brenda K. Sannes, Chief United States District Judge: MEMORANDUM-DECISION AND ORDER I. INTRODUCTION Plaintiffs The Upstate New York Engineers Pension Fund and its Board of Trustees filed this action against Defendants American Iron & Crane, Inc.; American Crane & Rigging, LLC; Hoy Real Estate Enterprises LLC, (collectively, the “Company Defendants”); and George

Michael Hoy, alleging that Defendants violated the Employee Retirement Income Security Act of 1974 (“ERISA”), 29 U.S.C. § 1001 et seq., for failure to make withdrawal liability payments. (Dkt. No. 1). Plaintiffs allege that American Iron & Crane was a party to one or more collective bargaining agreements that required it to make contributions to the Pension Fund. (Id. at ¶ 12). According to Plaintiffs, American Iron & Crane effected a complete withdrawal from the Pension Fund within the meaning of Section 4203(a)(2) of ERISA, 29 U.S.C. § 1383(a)(2). (Id. at ¶ 13). Plaintiffs allege that they assessed American Iron & Crane, as well as all American Crane & Rigging, Hoy Real Estate Enterprises, and Hoy—as trades and businesses allegedly sharing common control—with withdrawal liability in the amount of $189,938.00 (the “Assessment”). (Id. at ¶¶ 14, 17). Plaintiffs further allege that Defendants did not timely request

review of the Assessment and began making quarterly payments towards their withdrawal liability pursuant to a schedule set by Plaintiffs. (Id. at ¶¶ 18–19). According to Plaintiffs, Defendants failed to make two consecutive payments on time, which put Defendants in default per Plaintiffs’ Withdrawal Liability Policy. (Id. at ¶¶ 24–25). Plaintiffs now seek $111,550.01, which they contend is the present value of the accelerated withdrawal liability as of the date of default, together with interest, liquidated damages, and attorney’s fees and costs. (Id. at 10). Plaintiffs move for default judgment under Federal Rule of Procedure 55(b)(2) against the Company Defendants. (Dkt. No. 17). The Company Defendants move to vacate default under Federal Rule of Civil Procedure 55(c).1 (Dkt. No. 24). For the reasons that follow, the Company Defendants’ motion to vacate the default judgment is denied and the Plaintiffs’ motion for default judgment is granted. II. BACKGROUND Plaintiffs filed their complaint on September 2, 2025, (Dkt. No. 1), and served the

Company Defendants with the complaint on September 5, 2025. (Dkt. Nos. 7–9). On October 3, 2025, Plaintiffs requested a clerk’s entry of default under Federal Rule of Civil Procedure 55(a) for the Company Defendants’ failure to answer or otherwise appear in this action. (Dkt. No. 12). Plaintiff’s request was accompanied by a showing that the Company Defendants are not infants, incompetent persons, or in the military;2 the Company Defendants failed to appear in this action; and Plaintiffs properly served the summons and complaint on the Company Defendants. (Dkt. No. 12-1, at ¶ 9). Plaintiffs received a clerk’s entry of default against the Company Defendants on October 17, 2025. (Dkt. No. 13). Plaintiffs filed the instant motion for default judgment under Federal Rule of Civil Procedure 55(b) on November 13, 2025. (Dkt. No. 17). Plaintiffs served Hoy with the complaint on November 24, 2025. (Dkt. No. 20). The

Company Defendants, without leave of the Court, and Hoy filed an answer to the complaint on

1 The Company Defendants “oppose Plaintiff[s’] motion for default judgement and seek leave for a limited appearance to oppose and participate in the determination of damages” under Federal Rule of Civil Procedure 55(b)(2). (Dkt. No. 24-2, at 6). “[T]he Second Circuit has held that ‘opposition to a motion for a default judgment can be treated as a motion to set aside the entry of default despite the absence of a formal Rule 55(c) motion.’” Sea Hope Navigation Inc. v. Novel Commodities SA, 978 F. Supp. 2d 333, 336 (S.D.N.Y. 2013) (quoting Meehan v. Snow, 652 F.2d 274, 276 (2d Cir. 1981)). Therefore, although the Company Defendants do not move to vacate the default judgment under Federal Rule of Civil Procedure 55(c), the Court considers the opposition to Plaintiffs’ motion as a motion to vacate the entry of default under Rule 55(c). 2 Plaintiffs’ counsel filed the declaration making this showing on October 3, 2025 when this district’s local rules required a party or party’s attorney to submit an affidavit showing that the party against whom it seeks default judgment is not in the military. The Local Rules were amended on January 1, 2026 to remove this requirement. See N.D.N.Y. L.R. 55.1(a). December 12, 2025. (Dkt. No. 21). Defendants moved to vacate the default judgment on January 26, 2026. (Dkt. No. 24). Plaintiffs oppose that motion. (Dkt. No. 27). III. STANDARD OF REVIEW “Rule 55 of the Federal Rules of Civil Procedure provides a two-step process for obtaining a default judgment.” Priestly v. Headminder, Inc., 647 F.3d 497, 504 (2d Cir. 2011).

First, under Rule 55(a), the plaintiff must obtain a clerk’s entry of default. Fed. R. Civ. P. 55(a) (“When a party against whom a judgment for affirmative relief is sought has failed to plead or otherwise defend, and that failure is shown by affidavit or otherwise, the clerk must enter the party’s default.”); see also N.D.N.Y. L.R. 55.1 (requirements for a clerk’s certificate of entry of default). Second, under Rule 55(b)(2), the plaintiff must “apply to the court for entry of a default judgment.” Priestly, 647 F.3d at 505; see also N.D.N.Y. L.R. 55.2(b). In support of its motion, Plaintiff has submitted a memorandum of law, declaration of counsel with supporting exhibits and a proposed order and judgment. (Dkt. No. 17). IV. DISCUSSION A. Motion to Vacate the Default Judgment Rule 55(c) of the Federal Rules of Civil Procedure provides that “[t]he court may set

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The Upstate New York Engineers Pension Fund and The Upstate New York Engineers Pension Fund Board of Trustees v. American Iron & Crane, Inc.; American Crane & Rigging, LLC; Hoy Real Estate Enterprises LLC; and George Michael Hoy, (N.D.N.Y. 2026).

The Upstate New York Engineers Pension Fund and The Upstate New York Engineers Pension Fund Board of Trustees v. American Iron & Crane, Inc.; American Crane & Rigging, LLC; Hoy Real Estate Enterprises LLC; and George Michael Hoy (The Upstate New York Engineers Pension Fund and The Upstate New York Engineers Pension Fund Board of Trustees v. American Iron & Crane, Inc.; American Crane & Rigging, LLC; Hoy Real Estate Enterprises LLC; and George Michael Hoy) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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