The United States of America v. Joe Alvin Anderson

885 F.2d 1248, 1989 U.S. App. LEXIS 15610, 1989 WL 111102
CourtCourt of Appeals for the Fifth Circuit
DecidedSeptember 28, 1989
Docket87-2905
StatusPublished
Cited by74 cases

This text of 885 F.2d 1248 (The United States of America v. Joe Alvin Anderson) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
The United States of America v. Joe Alvin Anderson, 885 F.2d 1248, 1989 U.S. App. LEXIS 15610, 1989 WL 111102 (5th Cir. 1989).

Opinions

GEE and GARWOOD, Circuit Judges:

Today’s case presents an unusual issue: whether or not we should continue to adhere to Circuit precedent permitting conviction of certain felonies without proof of mens rea. Concluding that such a rule is aberrational in our jurisprudence — a jurisprudence largely based on the Anglo-Saxon common law — we discard it.

Facts

Defendant Joe Alvin Anderson was arrested for possessing two automatic pistols and various silencer parts in violation of a provision of the National Firearms Act, 26 U.S.C. § 5861.1 The weapons, along with several semi-automatic pistols, were found in a vault in Anderson’s home. The premises had been searched pursuant to a warrant covering both it and an adjacent business property also owned by Anderson; a magistrate had issued the warrant based upon the affidavit of a witness who had observed evidence of drug-dealing activity, primarily at the business address but also at Anderson’s residence. No prohibited substances were found during the search.

Anderson was tried and convicted on the weapons charges. He then appealed to our court, contending that there was no probable cause to support the warrant to search his house; that the jury instruction requiring for conviction only that he knew the guns were firearms in a general sense, as opposed to knowing that they were automatic weapons, was erroneous; and that the evidence was insufficient to support conviction on either count. A panel of our court affirmed. United States v. Anderson, 853 F.2d 313 (5th Cir.1988).

Writing for the panel majority, however, Judge Garwood strongly suggested that United States v. Vasquez, 476 F.2d 730 (5th Cir.), cert. denied, 414 U.S. 836, 94 S.Ct. 181, 38 L.Ed.2d 72 (1973), holding that proof of specific knowledge that a weapon is automatic is not required for a conviction, was wrongly decided, even though he was bound by that decision. Anderson, 853 F.2d at 317-21. Judge Jolly urged that Vasquez be reexamined en banc. Id. at 322 (Jolly, J., concurring). We granted rehearing en banc in order to reconsider our holding in Vasquez. 860 F.2d 166 (5th Cir.1988). We reverse the panel’s holding [1250]*1250on mens rea and overrule Vasquez, but adopt the panel’s treatment of the remaining issues.2

Background

The Act, 26 U.S.C. § 5861 et seq., prohibits the ownership or transfer of certain enumerated “firearms” that have not been registered and approved as required. As used in the Act, the word “firearms” is a term of art that includes primarily weapons thought to be of a military nature and of no legitimate use for sport or self-defense. Conventional revolvers and semi-automatic pistols are not among the covered “firearms” enumerated in section 5845; “machine guns,” however, are.3 The fully automatic pistols possessed by the instant defendant qualify as “machine guns,” as they will fire more than one round of ammunition in response to a single pull of the trigger. Section 5845(b).4

“Firearms,” such as machine guns, that fall under the Act are subject to elaborate registration and approval procedures. Sections 5812, 5841. In this case, Anderson was charged with violating section 5861(d), which makes it unlawful for any person to “... possess a firearm which is not registered to him in the National Firearms Registration and Transfer Record....”

A little over sixteen years ago, in United States v. Vasquez, 476 F.2d 730 (5th Cir.1973), a panel of our court construed a portion of the National Firearms Act to have been meant by the Congress to subject citizens innocent of any mens rea to the heavy fines and penalties provided by it — up to ten years imprisonment, up to a $10,000 fine, or both. Today, we reverse the judgment of the trial court and overrule that decision.

The Act and the Issue

The National Firearms Act is drafted in a peculiar manner. Reading through the first of its general provisions, Section 5841, one would at first think it a comprehensive enactment indeed. The first sentence of that section commences, “The Secretary shall maintain a central registry of all firearms in the United States.... ” Upon arriving at Section 5845, however, our reader, if he or she persevered so far, would discover that the term “firearms,” as used in the Act, is an extreme instance of usage in the manner that lawyers term “words of art.” Indeed, at no point in the Act is “firearms” used in its general dictionary sense, “A weapon from which a shot is discharged by gunpowder — usually used only of small arms.” Webster’s Third New International Dictionary Unabridged.

Instead, the term is defined in the Act so as to narrow its meaning vastly in most respects and vastly to expand it in a few, producing a statutory meaning of “firearm” that overlaps the area covered by the common meaning of the term to an insignificant degree only. Generally speaking, all such categories of ordinary rifles, pistols and shotguns as might be found in a gunshop are excluded from its meaning, with only a few easily-concealable items such as sawed-off shotguns included, along with machine guns. In addition, various items entirely outside the commonly understood sense of the term are included in the [1251]*1251Act’s definition of “firearms”: artillery pieces, mines, bombs, grenades and the like, along with silencers. In short, the term as used in the Act bears little if any correspondence to that in common usage, much as though the word “animal” were defined in some supposititious National Zoo Act to exclude all mammals, reptiles and birds except lions and tigers, but to include freight trains, teddy bears, feather-boas and halltrees. So much for the Act and its “firearms”: what signifies for present purposes is that knowing or proving that a thing is a firearm in the ordinary sense of the term tells almost nothing about whether it is a “firearm” for purposes of the Act; and of this, more later.

The issue on which we disagree with the earlier Vasquez holding is legally narrow but factually broad — that regarding semiautomatic weapons that have, without the changing of their external appearance, been altered by design or by the effects of use and wear so that they fire more than one shot at a pull of the trigger and so have become “machine guns” for purposes of the Act.

Countless numbers of semi-automatic weapons stand in the closets and gun cabinets of this land. Several of the most popular shotgun models, many handguns, and not a few rifles are autoloaders; and either wear and tear or a simple operation can convert any of these from a firearm in the ordinary sense into a “firearm” in the sense defined by the Act. Where, as here, the criminal charge is that of possessing such an arm — one that looks like only a firearm but is in fact a “firearm” — we conclude that a conviction should require that the charged party knew it was a “firearm” in the Act sense, not that he (or she) merely knew it was a firearm.5

Freed

In reconsidering the Vasquez decision, we turn first to United States v. Freed,

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Cargill v. Garland
20 F.4th 1004 (Fifth Circuit, 2021)
Cochran v. SEC
20 F.4th 194 (Fifth Circuit, 2021)
Planned Parenthood of Grt TX v. Courtney Ph
981 F.3d 347 (Fifth Circuit, 2020)
United States v. Michael Ortiz
927 F.3d 868 (Fifth Circuit, 2019)
United States v. Shawn Hott
866 F.3d 618 (Fifth Circuit, 2017)
Robert Bosch, Llc v. Pylon Manufacturing Corp.
719 F.3d 1305 (Federal Circuit, 2013)
United States v. Baird
712 F.3d 623 (First Circuit, 2013)
Howard E. Chandler v. Eric K. Shinseki
24 Vet. App. 23 (Veterans Claims, 2010)
United States v. Xavier Serna
435 F.3d 1046 (Ninth Circuit, 2006)
United States v. Stewart
Fifth Circuit, 2000
Rogers v. United States
522 U.S. 252 (Supreme Court, 1998)
United States v. William Joseph Kirk
105 F.3d 997 (Fifth Circuit, 1997)
United States v. Attique Ahmad, AKA Ed Ahmad
101 F.3d 386 (Fifth Circuit, 1997)
United States v. Ahmad
Fifth Circuit, 1996
United States v. John W. Kenney
91 F.3d 884 (Seventh Circuit, 1996)
United States v. Robert W. Edwards
90 F.3d 199 (Seventh Circuit, 1996)
United States v. William J. Kirk
70 F.3d 791 (Fifth Circuit, 1995)
United States v. Kirk
Fifth Circuit, 1995
United States v. Privett
68 F.3d 101 (Fifth Circuit, 1995)

Cite This Page — Counsel Stack

Bluebook (online)
885 F.2d 1248, 1989 U.S. App. LEXIS 15610, 1989 WL 111102, Counsel Stack Legal Research, https://law.counselstack.com/opinion/the-united-states-of-america-v-joe-alvin-anderson-ca5-1989.