The State of Washington, Respondent, v. Jimi James Hamilton, Appellant

383 P.3d 1062, 196 Wash. App. 461
CourtCourt of Appeals of Washington
DecidedOctober 24, 2016
Docket72516-5-I
StatusPublished
Cited by8 cases

This text of 383 P.3d 1062 (The State of Washington, Respondent, v. Jimi James Hamilton, Appellant) is published on Counsel Stack Legal Research, covering Court of Appeals of Washington primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
The State of Washington, Respondent, v. Jimi James Hamilton, Appellant, 383 P.3d 1062, 196 Wash. App. 461 (Wash. Ct. App. 2016).

Opinion

Dwyer, J.

¶1 “Cross-examination that attempts to impeach by slipping in unrelied on opinions and conclusions without calling the experts to testify is improper.” Robert H. Aronson & Maureen A. Howard, The Law of Evidence in Washington § 8.03 [8] [b] at 8-67 (5th ed. 2016). Such questioning does not fall within the ambit of ER 703, which addresses “facts or data . . . upon which an expert bases an opinion or inference.” (Emphasis added.) Nor does it fall within the scope of ER 705, which, as to the facts or data on which an expert bases an opinion, allows that the expert may “be required to disclose the underlying facts or data on cross examination.” Indeed, if the purpose of the impeachment attempt is to show that the testifying expert should have relied on the “unrelied on opinions” of others, then the “unrelied on opinions” are being offered for their truth and are thus inadmissible hearsay. ER 801(c). On the other hand, if the proponent of the “unrelied on opinions” impeachment attempt is offering the evidence without regard for its truth, then the evidence lacks relevance—because no expert is required to base an opinion on falsehoods. Irrelevant evidence is likewise inadmissible. ER 401, 402.

*465 ¶2 In this case, Jimi Hamilton’s sole expert witness, Dr. Stuart Grassian, was repeatedly impeached on cross-examination with the observations, opinions, and conclusions— contained in Hamilton’s voluminous medical records—of various nontestifying medical professionals. This was allowed notwithstanding that Dr. Grassian did not claim to have relied on these observations, opinions, or conclusions in forming his own opinions. And this was allowed notwithstanding that the medical records themselves were never admitted into evidence. This misapplication of the rules of evidence unquestionably prejudiced Hamilton, whose defense depended solely on Dr. Grassian’s testimony. The improper latitude granted to the State in cross-examining Dr. Grassian calls into question the fairness of the trial. Accordingly, we reverse.

I

¶3 Jimi Hamilton was charged with one count of assault in the second degree of a corrections officer (Officer Trout). The assaultive act occurred at the Monroe Correctional Complex, where Hamilton was serving a sentence.

¶4 At trial, Hamilton testified in his own defense. His defense to the charge was diminished capacity resulting from a mental disease or defect. Hamilton’s sole testifying expert witness was a psychiatrist, Dr. Stuart Grassian. 1

¶5 Dr. Grassian’s testimony focused on two topics. First, he testified to the general state of mental health services provided to prisoners and to the effect on prisoners of lengthy or repeated periods of solitary confinement. 2 Second, in support of Hamilton’s diminished capacity defense, he testified to his opinion that Hamilton suffered from relevant mental illnesses at the time that he committed the assaultive act that gave rise to the charge at issue. The *466 claim of error herein arises from the prosecutor’s attempted impeachment of the latter testimony.

Dr. Grassian’s Opinion Testimony

¶6 On direct examination, Hamilton’s counsel established that Dr. Grassian formulated his opinion of Hamilton’s mental state at the time of the assaultive act by conducting interviews with Hamilton and several of his family members. Dr. Grassian also testified that he reviewed numerous documents, including (1) Hamilton’s statement to the police following the assaultive act, (2) the information and affidavit of probable cause filed herein, (3) statements from various witnesses to the incident, (4) the victim’s medical records, and (5) Hamilton’s medical records. Hamilton’s medical records consisted of approximately 2,380 pages. 3

¶7 Dr. Grassian testified, on direct examination, to the overall state of Hamilton’s medical records and the quality of the evaluations contained therein. He described the records as “helter-skelter,” changing all the time, and often incoherent. He acknowledged that there were opinions in the medical records that were well founded. He also observed, however, that in other parts of the medical records there was no continuing record or accumulation of knowledge, and that many medical professionals who opined therein had nothing to base their information on, forming their observations, opinions, and conclusions regarding Hamilton based on their impressions of the moment. Dr. Grassian also generally criticized evaluations within the *467 medical records for diagnosing Hamilton, without further explanation, as suffering from antisocial personality disorder, borderline personality disorder, or as having a tendency to fake a mental illness.

¶8 Thereafter, Dr. Grassian testified to his opinion regarding Hamilton’s mental health generally and Hamilton’s mental state at the time of the assaultive act. Dr. Grassian opined that Hamilton suffers from bipolar mood disorder, a mental defect presenting volatile emotional changes and episodic periods of psychosis.

¶9 Dr. Grassian further opined that, due to this disorder, Hamilton was not able to form the requisite mental state to commit the charged offense. Specifically, Dr. Grassian testified that Hamilton was in a dissociative state—an altered state of consciousness—at the time of the assaultive act. Based on his opinion that Hamilton was in a dissociative state, Dr. Grassian concluded that Hamilton lacked the capacity to form the intent to commit an injurious act against Officer Trout.

¶10 The State, during its cross-examination of Dr. Grassian, inquired as to whether Dr. Grassian had relied on Hamilton’s medical records in formulating his opinion. Dr. Grassian responded that he did not rely on the records, stating that the medical records were relevant to his decision-making, but that he did not necessarily make a decision based on the records.

¶11 Shortly thereafter, the prosecutor asked Dr. Gras-sian whether he made a list of the documents on which he had relied when formulating his expert opinion. Dr. Grassian responded that he had previously made a list of the entries in the medical records on which he had relied but had been unable to locate it prior to trial. Dr. Grassian further indicated that, due to the large volume of Hamilton’s medical records, he was unable to reconstruct the list before he was due to testify and thus could not identify with particularity those entries in Hamilton’s records on which he had relied in formulating his opinions.

*468 The Prosecutor’s Impeachment of Dr. Grassian’s Testimony

¶12 During Dr. Grassian’s cross-examination, the State attempted to impeach his testimony regarding Hamilton’s bipolar mood disorder and Hamilton’s mental state at the time in question with the observations, opinions, and conclusions of medical professionals set forth in Hamilton’s medical records. The prosecutor’s mode of impeachment proceeded as follows: (1) directing Dr.

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Bluebook (online)
383 P.3d 1062, 196 Wash. App. 461, Counsel Stack Legal Research, https://law.counselstack.com/opinion/the-state-of-washington-respondent-v-jimi-james-hamilton-appellant-washctapp-2016.