The State of Illinois v. Vendor Assistance Program, LLC

Appellate Court of Illinois·Decided September 18, 2026·No. 1-25-0543·Published

Opinion

2026 IL App (1st) 250543

No. 1-25-0543

Opinion filed September 16, 2026

FIFTH DIVISION

IN THE

APPELLATE COURT OF ILLINOIS FIRST DISTRICT

THE STATE OF ILLINOIS, ex rel. FORDE & ) Appeal from the Circuit Court O’MEARA, LLP, ) of Cook County.

)

Plaintiff-Appellant, )

)

v. ) No. 21 L 2381 )

VENDOR ASSISTANCE PROGRAM LLC, ) The Honorable ILLINOIS RECEIVABLES TRUST SERIES ) Jerry A. Esrig, 2015-1, ILLINOIS RECEIVABLES TRUST II, ) Judge, presiding. VAP FUNDING MASTER NOTE TRUST ) (ILLINOIS), VAP FUNDING MASTER ) TRUST II (ILLINOIS), VAP RRT MASTER ) TRUST 2016 and IRT FUNDING TRUST, )

)

Defendants-Appellees. )

PRESIDING JUSTICE ODEN JOHNSON delivered the judgment of the court, with opinion.

Justices Mikva and Wilson concurred in the judgment and opinion.

OPINION

¶1 Plaintiff-appellant Forde & O’Meara, LLP, appeals the trial court’s dismissal, with prejudice, of its second amended complaint. On February 21, 2025, the trial court dismissed the complaint pursuant to section 2-615 of the Code of Civil Procedure (Code) (735 ILCS

5/2-615 (West 2024)) for failure to state a cause of action. For the following reasons, we affirm.

¶2 BACKGROUND

¶3 A. Procedural History

¶4 Plaintiff brought this action as a relator on behalf of the State of Illinois. Plaintiff’s second-amended complaint has one count, which alleges that defendants violated the Illinois False Claims Act (Act) (740 ILCS 175/1 et seq. (West 2024). The Act permits actions by private persons to “be brought in the name of the State,” which this plaintiff did. 740 ILCS 175/4(b)(1) (West 2024).

¶5 Plaintiff initiated this action on March 11, 2021. Approximately a year later, on February 17, 2022, the State of Illinois filed a notice declining to intervene. Plaintiff filed its first amended complaint on September 26, 2023. On August 16, 2024, the trial court granted defendants’ motion to dismiss the first amended complaint, but granted plaintiff leave to replead. A month later, on September 16, 2024, plaintiff filed its second amended complaint, which is the operative complaint on this appeal.

¶6 B. The Second Amended Complaint

¶7 In its second amended complaint, plaintiff alleges a vast scheme by defendant Vendor Assistance Program, LLC (VAP), to avoid paying income tax and avoid disclosing who actually profited from certain investments. Plaintiff alleges that defendant VAP manages the other named defendants, which plaintiff collectively refers to as “the VAP Trusts”: (1) Illinois Receivables Trust Series 2015-1, (2) Illinois Receivables Trust II, (3) VAP Funding Master Note Trust (Illinois), (4) VAP Funding Master Trust II (Illinois), (5) VAP

RRT Master Trust 2016, and (6) IRT Funding Trust. Plaintiff alleges that all acts and statements of the VAP Trusts are actually made by VAP itself.

¶8 Plaintiff’s allegations concern two programs administered by the State of Illinois: the Vendor Payment Program (VPP) and the Vendor Support Initiative Program (VSI), which we call collectively the “Programs.” As the complaint explains, the Programs permit qualified and preapproved purchasers (Qualified Purchasers) to buy accounts receivables owed by the State to vendors. These state Programs were created because of substantial delays by the State of Illinois in paying the invoices of vendors who had supplied goods or services to the State.

¶9 The Programs require that, when a Qualified Purchaser buys a receivable from a vendor, it must pay that vendor 90% of the value of the receivable. Eventually, when the State makes payment, the Qualified Purchaser must pay the remaining 10% to the vendor. However, the Qualified Purchaser, for its part, gets to retain any interest and penalties paid by the State.

¶ 10 The Programs bar Qualified Purchasers from assigning their interests, except to other Qualified Purchasers and only after first disclosing the assignment to the State. Plaintiff alleges that defendants, who were Qualified Purchasers, assigned substantial amounts of receivables to entities that were not Qualified Purchasers and that these assignments were not disclosed to the State, as required.

¶ 11 As noted, the alleged point of this scheme was to avoid paying income tax and to avoid disclosing the individuals who were actually making money. Plaintiff alleges that these undisclosed third parties included former state officials and lobbyists, such as former Illinois State Senator James DeLeo and Nancy Kimme, a registered lobbyist. The second amended

complaint further alleges that defendants did not adhere to the 90/10 payment structure and paid some vendors less than the vendors were entitled to receive.

¶ 12 Plaintiff’s second amended complaint acknowledges that “an article had previously been published by WBEZ in 2019 generally describing that the principals of VAP had failed to disclose certain transactions in order to avoid paying State income taxes.” The complaint asserts that, as part of the scheme, assignments were made to various entities and individuals, including Brian Hynes, who was discussed at length in the WBEZ article.

¶ 13 Plaintiff’s first amended complaint included other defendants who plaintiff dropped as defendants from the second amended complaint—namely, Bluestone Capital Markets, LLC, and Bluestone Finance, LLC (collectively Bluestone LLCs); Greysand Finance, LLC; Neptune Investors, LLC; BFH Investments; and Nai Ark Funding, LLC. Although the Bluestone LLCs were dropped as defendants from the second amended complaint, the second amended complaint still alleged that VAP assigned to them “a substantial portion” of the receivables owned by VAP and the VAP Trusts, without the required disclosure to the State. The Bluestone LLCs were also highlighted in the WBEZ article, which was the cornerstone of defendant’s motion to dismiss and which we discuss below.

¶ 14 C. Motions to Dismiss

¶ 15 Defendants filed a motion to dismiss under section 2-615 of the Code regarding plaintiff’s first amended complaint. The motion argued, among other things, that a prior public disclosure barred all claims and that the complaint failed to allege any damages recoverable by the State. In support of its disclosure claim, defendants attached, among other things, the article from WBEZ, a member of National Public Radio, and the text of a subsequent post on a blog called “STUMP.” The WBEZ article is dated February 11, 2013,

and states that it was written by “an investigative reporter for WBEZ.” The STUMP blog post is dated February 13, 2019.

¶ 16 The WBEZ article reported that a federal civil lawsuit, filed in Pennsylvania, alleged that “[b]usinesses that gave tens of thousands of dollars [in 2018] to Illinois Comptroller Susana Mendoza’s political fund” were actually “ ‘front companies’ in an ongoing multi- million dollar ‘sham’ involving profits” from the Programs. The article asserted that defendant “VAP was started in 2010 by Brian Hynes, a politically connected lawyer who’s now a central figure in a widening City Hall corruption scandal.” The article specified that defendant “VAP is the most dominant company” in the Programs, having already bought up $3.8 billion in unpaid state bills. According to the article, defendant VAP had already “received $201.6 million in late payment premiums from the state.”

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