The People v. Marcellus Johnson

51 N.E.3d 545, 27 N.Y.3d 199
CourtNew York Court of Appeals
DecidedApril 5, 2016
Docket37
StatusPublished
Cited by41 cases

This text of 51 N.E.3d 545 (The People v. Marcellus Johnson) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
The People v. Marcellus Johnson, 51 N.E.3d 545, 27 N.Y.3d 199 (N.Y. 2016).

Opinions

OPINION OF THE COURT

Rivera, J.

Defendant challenges the People’s use at his criminal trial of excerpts from certain recorded telephone calls defendant made to family and friends during his detention at Rikers Island Correctional Facility. The calls were recorded and made available to the prosecution by New York City’s Department of Correction (the Department), in accordance with the Department’s policy and practice of monitoring inmates’ telephone calls, and releasing those recordings, upon request, to the City’s District Attorneys’ Offices.

The conditions attendant to pretrial detention, which by its nature imposes limits on communication with the outside world, may, as defendant argues, result in the unwise and imprudent use of unprivileged telephone calls to communicate matters related to a detainee’s prosecution. However, we are constrained by the law applicable to the arguments, as narrowed by defendant, to conclude that on the record before us defendant is not entitled to a new trial. Therefore, the Appellate Division should be affirmed.

I. Regulatory Framework

Under the Rules of the City of New York inmates are permitted to make calls during their incarceration, subject to the Department’s authority to listen to and monitor all calls not otherwise exempted or privileged. 40 RCNY 1-10 provides, in relevant part,

[203]*203“(a) Policy. Prisoners are entitled to make periodic telephone calls. A sufficient number of telephones to meet the requirements of this section shall be installed in the housing areas of each facility. . . .
“(h) Supervision of telephone calls. Upon implementation of appropriate procedures, prisoner telephone calls may be listened to or monitored only when legally sufficient notice has been given to the prisoners. Telephone calls to the Board of Correction, Inspector General and other monitoring bodies, as well as to treating physicians and clinicians, attorneys and clergy shall not be listened to or monitored.” (40 RCNY 1-10 [a], [h].)

The Department has implemented its policy and procedures for recording and monitoring inmate telephone calls in an Operations Order. The Order states the Department “shall record all inmate telephone calls and retain these recordings,” with the exception of calls to inmates’ attorneys and other persons similarly included in the Department’s “Do Not Record List.”

The Operations Order further provides for three different notices to advise inmates that telephone calls are recorded and/or monitored. One notice is contained in signs posted near the telephones available for inmate use, and states in English and Spanish that “[i]nmate telephone conversations are subject to electronic recording and/or monitoring in accordance with Departmental policy. An inmate’s use of institutional telephones constitutes consent to this recording and/or monitoring.” Another notice is set forth in the Inmate Handbook, advising inmates “that calls may be recorded and/or monitored.” Yet another notice is played in English and Spanish at the beginning of each call, and informs the inmate that “[t]his call may be recorded and monitored.”

Although the Department indicates that it records all non-privileged calls, it only monitors on a needs basis, meaning a staff member listens to the recorded call when a situation “prompts” review. As a general matter, the Department has identified the types of calls that trigger monitoring as those involving institutional and public safety and security.

The recordings are confidential and not available to the public, but New York City’s District Attorneys’ Offices may request a copy of an inmate’s recorded call. Such requests are [204]*204decided within three business days by the Department’s Deputy Commissioner for Legal Matters, although the Operations Order does not explain the criteria for granting or denying such requests. Upon approval of a request, the copy of the recording is turned over to the District Attorney’s representative, who signs a form indicating receipt.

II. Prosecution’s Use of Defendant’s Recorded Calls at Trial

Defendant was arrested on charges of robbery, and when he could not make bail he was remanded to Rikers Island. The People acquired from the Department, following the procedures laid out in the Operations Order and through the use of a subpoena duces tecum, dozens of recordings of telephone conversations that defendant placed to his friends and family.

The People sought to play excerpts of those conversations at trial. In defendant’s motion in limine to preclude the use of the recordings he argued that (1) the disclosure was unauthorized and unwarranted under the Department’s Operations Order, and (2) disclosure to the prosecutor undermined defendant’s Sixth Amendment right to counsel. The court denied the motion.

At trial, the prosecutor introduced into evidence, played for the jury, and replayed on summation excerpts from nine of defendant’s recorded telephone calls. In these calls the defendant made several incriminating statements and repeatedly used offensive and vulgar language to discuss the victim and other individuals involved in the robbery.

The jury convicted defendant of two counts of third-degree robbery (Penal Law § 160.05), three counts of fourth-degree larceny (Penal Law § 155.30 [4], [5]), and one count of criminal possession of stolen property (Penal Law § 165.45 [2]). The Appellate Division summarily rejected defendant’s challenge to the admission of the recordings, finding that the calls were admissible, “notwithstanding that defendant’s right to counsel had attached” (120 AD3d 1154, 1155 [1st Dept 2014]).

A Judge of this Court granted leave to appeal (25 NY3d 951 [2015]).

III. Defendant’s Claims

In order to properly address and frame defendant’s legal claims, we first clarify what defendant does not allege on this appeal. He does not allege that any conversations with his [205]*205defense counsel were recorded and admitted at trial, or that the Department permits such monitoring. To the contrary, defendant recognizes that the Operations Order expressly prohibits the recording and monitoring of conversations with an inmate’s attorney. Nor does defendant assert that the intention of the City’s regulation or the Department’s Operations Order is to create and collect information strictly for use by the prosecution against a detainee at trial. Defendant candidly admits that the Department has a legitimate interest in recording and monitoring detainee telephone communications.

Defendant instead challenges what he describes as the Department’s practice of “automatic, unmonitored harvesting of intimate conversations of pre-trial inmates,” and the subsequent dissemination of the Department’s recordings to District Attorneys’ Offices for use in criminal prosecutions. Defendant claims the practice violated his right to counsel, exceeds the scope of the Department’s regulatory authority, and was conducted without defendant’s consent. The claims are either without merit or unpreserved and therefore do not warrant reversal and a new trial.

A. Sixth Amendment Violation

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Cite This Page — Counsel Stack

Bluebook (online)
51 N.E.3d 545, 27 N.Y.3d 199, Counsel Stack Legal Research, https://law.counselstack.com/opinion/the-people-v-marcellus-johnson-ny-2016.