The Hurry Family Revocable Trust v. Christopher Frankel

CourtCourt of Appeals for the Eleventh Circuit
DecidedMay 6, 2026
Docket23-10365
StatusUnpublished

This text of The Hurry Family Revocable Trust v. Christopher Frankel (The Hurry Family Revocable Trust v. Christopher Frankel) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
The Hurry Family Revocable Trust v. Christopher Frankel, (11th Cir. 2026).

Opinion

USCA11 Case: 23-10365 Document: 85-1 Date Filed: 05/06/2026 Page: 1 of 27

NOT FOR PUBLICATION

In the United States Court of Appeals For the Eleventh Circuit ____________________ No. 23-10365 ____________________

THE HURRY FAMILY REVOCABLE TRUST, SCOTTSDALE CAPITAL ADVISORS CORPORATION, ALPINE SECURITIES CORPORATION, Plaintiffs-Counter Defendants-Appellees Cross Appellants, versus

CHRISTOPHER FRANKEL, Defendant-Counter Claimant-Appellant Cross Appellee. ____________________ Appeal from the United States District Court for the Middle District of Florida D.C. Docket No. 8:18-cv-02869-CEH-CPT ____________________

Before JILL PRYOR, GRANT, and MARCUS, Circuit Judges. GRANT, Circuit Judge: USCA11 Case: 23-10365 Document: 85-1 Date Filed: 05/06/2026 Page: 2 of 27

2 Opinion of the Court 23-10365

Christopher Frankel’s tenure as CEO of Alpine Securities Corporation ended in July 2018, but he did not leave empty- handed. On his way out the door, Frankel forwarded to his personal email address a host of Alpine’s sensitive documents—and then allegedly used them to negotiate with Alpine’s competitors. Word travels fast, and it wasn’t long before Frankel found himself embroiled in a lawsuit brought by Alpine and two related entities, Scottsdale Capital Advisors Corporation and the Hurry Family Revocable Trust. Years of motion practice, contentious discovery, and trial delays ensued, but the case eventually proceeded to trial in April 2021. The jury found that Frankel breached his nondisclosure agreements, misappropriated Alpine’s trade secrets, and unjustly enriched himself by over $900,000. Frankel now appeals. He challenges the sufficiency of the evidence supporting the jury’s unjust enrichment award, as well as the district court’s decisions to exclude a defense witness and to allow Alpine to argue that Frankel had been unjustly enriched. Alpine, for its part, cross-appeals the district court’s denial of its request for a permanent injunction. We affirm on all fronts. I. We begin by introducing the parties and describing the events that culminated in this lawsuit. We then turn to the many months the parties spent in pretrial proceedings. We close by discussing the trial, the jury’s verdict, the parties’ posttrial motions, and this appeal. USCA11 Case: 23-10365 Document: 85-1 Date Filed: 05/06/2026 Page: 3 of 27

23-10365 Opinion of the Court 3

A. Alpine Securities and Scottsdale Capital are two companies involved in the broker-dealer business. They specialize in the buying and selling of over-the-counter stocks—stocks for smaller companies that are not listed on a formal exchange. Although their capabilities differ slightly, Alpine and Scottsdale were previously indirectly controlled by a common owner: the Hurry Family Revocable Trust. Christopher Frankel joined Alpine as CEO in July 2015. As relevant here, Frankel signed two nondisclosure agreements: one during the negotiation process to become CEO, and one after those negotiations bore fruit. The latter NDA required Frankel to maintain trade secrets and other sensitive information “in the strictest confidence.” Any documents that were related to Alpine’s “business, projects, operations, activities or affairs,” were for his eyes—and his eyes only. 1 He could not send that information to outside email accounts or use it to benefit anyone but Alpine. Nor could he take that information when the day came for him to leave the company. That day came three years later. Frankel served as CEO until July 2018, but he stayed on as a consultant until October. He

1 The NDA also prohibited Frankel from disclosing Scottsdale’s confidential

information to outside sources. Because the relationship between Alpine, Scottsdale, and the Hurry Family Revocable Trust does not matter for purposes of this appeal, we follow the parties lead and refer to these entities collectively as “Alpine” throughout. USCA11 Case: 23-10365 Document: 85-1 Date Filed: 05/06/2026 Page: 4 of 27

4 Opinion of the Court 23-10365

used that wind-down time to gather copies of certain documents that belonged to Alpine and ensure his continued access to them once he left. In his final days as CEO, for example, Frankel sent an email to his personal account attaching a list of Alpine’s top 50 accounts with year-to-date commissions. That email was followed by several more, which together included “hundreds of pages of Alpine’s business documents.” And around that same time, Frankel asked an Alpine employee for—and received—a “trade blotter,” a detailed log that provides a snapshot of all the trades Alpine handled over a two-day period. Armed with that information, Frankel began negotiating to buy his own broker-dealer. But word quickly reached Alpine that he had been using its confidential information to do so. The company sent Frankel a cease-and-desist letter, telling him that he was in breach of his NDA and demanding an immediate return of all documents that contained confidential information. Frankel denied all wrongdoing, noting that he took “great exception” to Alpine’s allegations. Rather than take him at his word, Alpine moved the back-and-forth to a more formal setting—federal court. Alpine, Scottsdale, and the Hurry Family Trust sued Frankel on November 21, 2018, claiming that he “knowingly and willfully used” Alpine’s confidential information to help him “make a bid” to acquire his own broker-dealer and to solicit Alpine’s top-dollar clients. The complaint alleges that Frankel was in breach of contract (the NDAs) and that he misappropriated trade secrets in violation of the federal Defend Trade Secrets Act and the Florida USCA11 Case: 23-10365 Document: 85-1 Date Filed: 05/06/2026 Page: 5 of 27

23-10365 Opinion of the Court 5

Uniform Trade Secrets Act. See 18 U.S.C. § 1836(b); Fla. Stat. ch. 688. Alpine sought, among other things, actual damages and an award for unjust enrichment. After the district court rejected Frankel’s efforts to dismiss the case for failure to state a claim, the parties proceeded to discovery. B. Discovery was adversarial—to put it mildly. When the parties exchanged initial disclosures, Alpine listed certain categories of damages that it intended to seek at trial—including unjust enrichment—but it did not provide a computation of damages or explain how it planned to establish them. It instead noted that the damages were “unknown at this time” and would “require expert analysis and testimony.” And Frankel’s initial disclosures listed only two people who were likely to have discoverable information: himself and his attorney. The parties also exchanged initial interrogatory responses, in which Frankel identified Alpine’s current or former clients that he had been in contact with since August 2018. That list included John Fife from Chicago Venture Partners. (Fife will prove important later.) Frankel also produced over 2,000 pages of documents, which he claimed covered “all documents that contain information about” Alpine in his possession. So far, so good. But as discovery continued, Alpine raised concerns that Frankel was not fully complying with Alpine’s requests for production. The parties engaged in a few court- ordered meet-and-confers, but neither side left satisfied: Alpine felt USCA11 Case: 23-10365 Document: 85-1 Date Filed: 05/06/2026 Page: 6 of 27

6 Opinion of the Court 23-10365

that it was being slighted, while Frankel stressed that he had turned everything over. Then, a few months into discovery, Alpine learned that Frankel had accepted a job at a competitor broker- dealer called Vision Financial Markets, LLC.

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The Hurry Family Revocable Trust v. Christopher Frankel, Counsel Stack Legal Research, https://law.counselstack.com/opinion/the-hurry-family-revocable-trust-v-christopher-frankel-ca11-2026.