The Associated General Contractors of America v. City of Columbus Gregory Lashutka, Mayor Thomas B. Merritt, Service Director

172 F.3d 411, 1999 U.S. App. LEXIS 5319, 1999 WL 162976
CourtCourt of Appeals for the Sixth Circuit
DecidedMarch 26, 1999
Docket96-4116
StatusPublished
Cited by13 cases

This text of 172 F.3d 411 (The Associated General Contractors of America v. City of Columbus Gregory Lashutka, Mayor Thomas B. Merritt, Service Director) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
The Associated General Contractors of America v. City of Columbus Gregory Lashutka, Mayor Thomas B. Merritt, Service Director, 172 F.3d 411, 1999 U.S. App. LEXIS 5319, 1999 WL 162976 (6th Cir. 1999).

Opinion

OPINION

BATCHELDER, Circuit Judge.

I. BACKGROUND

Plaintiff-Appellees originally filed this action in August 1989, challenging the constitutionality of the City of Columbus’s minority set-aside ordinance, the Equal Business Opportunity (“EBO”) Code of 1989. Shortly after suit was filed, the City Council amended the ordinance to remove the numerical quotas but left it otherwise essentially unchanged. After some skirmishing before the district court, the parties submitted an agreed order acknowledging that the EBO Code of 1989, both in its original form and as amended, was unconstitutional pursuant to City of Richmond v. J.A. Croson Co., 488 U.S. 469, 109 S.Ct. 706, 102 L.Ed.2d 854 (1989). The order enjoined the City from “discriminating on the basis of percentage preference for minorities or females in construction work and ... from legislatively or administratively enacting” any further preferences without first complying with the requirements of Croson. The agreed order concluded:

The court will maintain continuing jurisdiction in this case, and if or when the City of Columbus believes that it has a basis to impose minority or female percentage preferences in the award of prime contracts or subcontracts for construction then the City of Columbus will petition the Court to modify this Order.

This order was signed by the district court on January 25, 1991, and entered on January 29, 1991 (“the January 25, 1991, order” or “the agreed order”). On August 12, 1992, the district court entered a judgment enjoining the City from, among other things, “enacting any percentage preference ordinance without first complying with the terms of the January 25, 1991, order of this Court.” The judgment went on to state that the district court was retaining jurisdiction over the action to ensure that the City complied with the earlier consent order in the event that the City wished to enact any future preference ordinance. The Columbus City Council (“Council”) then undertook to collect data with regard to minority-owned businesses in the City and the history of discrimination with regard to such business, and, in December 1993, passed a new EBO Code. The new code specifically provided that it would become effective only upon “application to and approval by [the district court judge] pursuant to his January 25, 1991, Order....” In February 1994, the City filed a “Motion of the Defendants for Relief from Judgment and Order and/or To Modify and Dissolve Injunction.” After discovery was completed, the district court held an extensive evidentiary hearing, and in August 1996, issued its findings of fact and conclusions of law. The order struck the EBO Code of 1993, concluding “[t]he city’s EBO Code of 1993 does not serve a compelling state interest, nor is it narrowly tailored to the achievement of its goal.”

The City filed this timely appeal, challenging the district court’s opinion and judgment denying the City’s motion to dissolve or modify the injunction and striking down the 1993 EBO Code. Prior to oral argument, this Court sent a letter to the parties asking that they be prepared to *414 discuss several specific issues concerning the jurisdiction of the district court:

The question which has arisen is: Having struck down the City's set-aside program and enjoined its enforcement by Order dated January 25, 1991, and entered January 29, 1991, under what authority or pursuant to what case or controversy did the district court retain continuing jurisdiction? Specifically, please address the following issues:
1. What authority does a federal court have to prevent a city council from enacting legislation and putting it into effect? Does legislative immunity prevent such an injunction? Is such an injunction a prior restraint of political speech?
2. Is the present appeal a justiciable case or controversy?
3. Is the District Court's decision below an advisory opinion?
4. Is the present appeal ripe for judicial review?
5. How can a party have standing to sue under Associated General Contractors v. Jacksonville, 508 U.S. 656, 666, 113 S.Ct. 2297, 124 L.Ed.2d 586 (1993), when a federal court order prevents the government from erecting the proposed "barrier"?

The parties were given additional oral argument time and they addressed these issues extensively.

[E]very federal appellate court has a special obligation to satis~r itself not only of its own jurisdiction, but also that of the lower courts in a cause under review, even though the parties are prepared to concede it. And if the record discloses that the lower court was without jurisdiction this court will notice the defect, although the parties make no contention concerning it. When the lower federal court lacks jurisdiction, we have jurisdiction on appeal, not of the merits but merely for the purpose of correcting the error of the lower court in entertaining the suit.

Arizonans for Official English v. Arizona, 520 U.S. 43, 117 S.Ct. 1055, 1071-72, 137 L.Ed.2d 170 (1997) (internal quotation marks and citations omitted). Further, it is established law that parties "may not by stipulation invoke the judicial power of the United States in litigation which does not present an actual `case or controversy'.. ." Sosna v. Iowa, 419 U.S. 393, 398, 95 S.Ct. 553, 42 L.Ed.2d 532 (1975) (citing Richardson v. Ramirez, 418 U.S. 24, 94 S.Ct. 2655, 41 L.Ed.2d 551 (1974)).

Because, for the reasons that follow, we conclude that the district court lacked jurisdiction over this matter after the entry of the January 25, 1991, order declaring unconstitutional the EBO Code of 1989, we vacate the judgment entered on August 26, 1996, as well as that portion of the January 25, 1991, agreed order purporting to give the district court continuing jurisdiction over the activities of the Council relating to EBO ordinances.

IL EQUITY JURISDICTION

Federal court jurisdiction is limited by the United States Constitution to "cases" and "controversies". 1 There is no question that the district court had jurisdiction to entertain the complaint originally filed by the plaintiffs challenging the constitutionality of the 1989 EBO Code. The issue that we must address here is whether the district court had continuing jurisdiction to review any new set-aside *415 ordinance the City might attempt to adopt, and specifically, to review the 1993 EBO Code adopted by City Council subject to the district court’s approval. In other words, once the district court had, albeit through an order agreed to by the parties, decreed that the 1983 Code was unconstitutional and enjoined its enforcement, was there any case or controversy remaining over which the court had jurisdiction?

Embodied in the words “cases” and “controversies” are two complementary but somewhat different limitations.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Toledo v. State (Slip Opinion)
2018 Ohio 2358 (Ohio Supreme Court, 2018)
Compton v. Alpha Kappa Alpha Sorority, Inc.
80 F. Supp. 3d 23 (District of Columbia, 2015)
World Wide Rush, LLC v. City of Los Angeles
579 F. Supp. 2d 1311 (C.D. California, 2008)
West v. Jackson
538 F. Supp. 2d 12 (District of Columbia, 2008)
West v. Spellings
539 F. Supp. 2d 55 (District of Columbia, 2008)
Patterson v. Heartland Industrial Partners, LLP
428 F. Supp. 2d 714 (N.D. Ohio, 2006)
Save Our Aquifer v. City of San Antonio
237 F. Supp. 2d 721 (W.D. Texas, 2002)
Smith-Berch Inc. v. Baltimore County, Maryland
216 F. Supp. 2d 537 (D. Maryland, 2002)
Marktray Spearman v. United States
186 F.3d 743 (Sixth Circuit, 1999)

Cite This Page — Counsel Stack

Bluebook (online)
172 F.3d 411, 1999 U.S. App. LEXIS 5319, 1999 WL 162976, Counsel Stack Legal Research, https://law.counselstack.com/opinion/the-associated-general-contractors-of-america-v-city-of-columbus-gregory-ca6-1999.