Tharp v. Commonwealth

40 S.W.3d 356, 2000 Ky. LEXIS 200, 2000 WL 1873823
CourtKentucky Supreme Court
DecidedDecember 21, 2000
Docket1997-SC-1063-MR
StatusPublished
Cited by64 cases

This text of 40 S.W.3d 356 (Tharp v. Commonwealth) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Tharp v. Commonwealth, 40 S.W.3d 356, 2000 Ky. LEXIS 200, 2000 WL 1873823 (Ky. 2000).

Opinions

COOPER, Justice.

On January 11, 1997, Elaina Curtis, age ten months, died from a ruptured spleen which allegedly resulted from physical abuse inflicted by her stepfather, Kenneth Tharp. Medical examinations of the child’s body also revealed severe bruises of the legs, abdomen, chest, forehead, left eye, scalp and the back of the head. Some of the bruises were estimated to be seven days old or older. There were also fractures of the left ulnar and of another bone just above the ankle joint, the latter estimated to be seven to eight days old and the former estimated to be a month old. A radiologist opined that the fractures were caused by two acts of deliberate child abuse occurring on two separate occasions.

Kenneth Tharp and his wife, Appellant Myrna Tharp, the child’s mother, were indicted by a McCracken County Grand Jury on charges of wanton murder and criminal abuse in the first degree. Kenneth was also indicted as a persistent felony offender in the first degree. A motion for separate trials was granted, RCr 9.16, and Appellant’s case was tried first. Appellant testified that she had never witnessed her husband abusing Elaina and had never observed anything seriously wrong with the child until shortly before her death. However, she had previously given statements to the police in which she admitted (1) that she had observed her husband beat the child with his fists on occasions prior to January 11, 1997; (2) that she saw her husband strike Elaina with his fists on January 11, 1997, knocking the child from side-to-side, and that she told him to stop hitting the child, but then left the room and closed the door behind her, leaving the child alone with her husband; and (3) that later that same day, she saw her husband throw Elaina to the floor, but thought he was just “playing” with the child. Shortly thereafter, Appellant observed blood in Elaina’s diaper and that she was having difficulty breathing. An ambulance was called, but efforts to save the child’s life were unsuccessful.

Appellant was convicted of wanton murder by complicity and of criminal abuse in the second degree, and was sentenced to a total of twenty-seven years in the peniten[360]*360tiary. She appeals to this Court as a matter of right, Ky. Const. § 110(2)(b), alleging (1) that her conviction of wanton murder by complicity violates the fair warning aspect of the Ex Post Facto clauses of the United States and Kentucky constitutions; (2) that the jury was improperly instructed on the legal requirements of guilt by complicity; and (3) various errors with respect to the admission or exclusion of evidence offered at trial.

I. EX POST FACTO.

There was no evidence that Appellant killed Elaina Curtis or that she aided, abetted, encouraged, or otherwise actively participated in the conduct which resulted in Elaina’s death. Her criminal liability is predicated upon the violation of her legal duty to make a proper effort to protect her child from her husband’s assaults. KRS 502.020(2)(c).

KRS 502.020 describes two separate and distinct theories under which a person can be found guilty by complicity, i.e., “complicity to the act” under subsection (1) of the statute, which applies when the principal actor’s conduct constitutes the criminal offense, and “complicity to the result” under subsection (2) of the statute, which applies when the result of the principal’s conduct constitutes the criminal offense, viz:

(1) A person is guilty of an offense committed by another person when, with the intention of promoting or facilitating the commission of the offense, he:
(a) Solicits, commands, or engages in a conspiracy with such other person to commit the offense; or
(b) Aids, counsels, or attempts to aid such person in planning or committing the offense; or
(c)Having a legal duty to prevent the commission of the offense, fails to make a proper effort to do so.
(2) When causing a particular result is an element of an offense, a person who acts with the kind of culpability with respect to the result that is sufficient for the commission of the offense is guilty of that offense when he:
(a) Solicits or engages in a conspiracy with another person to engage in the conduct causing such result; or
(b) Aids, counsels, or attempts to aid another person in planning, or engaging in the conduct causing such result; or
(c) Having a legal duty to prevent the conduct causing the result, fails to make a proper effort to do so.
(Emphasis added.)

The primary distinction between these two statutory theories of accomplice liability is that a person can be guilty of “complicity to the act” under KRS 502.020(1) only if he/she possesses the intent that the principal actor commit the criminal act. However, a person can be guilty of “complicity to the result” under KRS 502.020(2) without the intent that the principal’s act cause the criminal result, but with a state of mind which equates with “the kind of culpability with respect to the result that is sufficient for the commission of the offense,” whether intent, recklessness, wantonness, or aggravated wantonness. KRS 502.020 (1974 Official Commentary); R. Lawson and W. Fortune, Kentucky Criminal Law § 3-3(b)(3), at 106, § 3-3(c)(2), at 114 (LEXIS 1998). The most common examples of offenses having a prohibited result are homicide, with the death of another as the prohibited result, and assault, with the bodily injury [361]*361of another as the prohibited result. KRS 502.020 (1974 Official Commentary).

In the context of criminal homicide, a defendant can be found guilty by complicity of an intentional homicide (intentional murder or manslaughter in the first degree) under KRS 502.020(1) only if there is evidence that he/she either actively participated1 in the actions of the principal, or failed in a legal duty to prevent those actions, with the intent that the victim’s death (or serious physical injury per KRS 507.030(l)(a)) would result. However, a defendant can be found guilty of complicity to an unintentional homicide under KRS 502.020(2) if there is evidence that he/she either actively participated in the actions of the principal, or failed in a legal duty to prevent those actions, mth-out the intent that those actions would result in the victim’s death, but with recklessness, ie.,

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Bluebook (online)
40 S.W.3d 356, 2000 Ky. LEXIS 200, 2000 WL 1873823, Counsel Stack Legal Research, https://law.counselstack.com/opinion/tharp-v-commonwealth-ky-2000.