RENDERED: SEPTEMBER 12, 2025; 10:00 A.M. TO BE PUBLISHED
Commonwealth of Kentucky Court of Appeals NO. 2024-CA-0823-MR
ERIC E. TAYLOR APPELLANT
APPEAL FROM JEFFERSON CIRCUIT COURT v. HONORABLE JESSICA E. GREEN, JUDGE ACTION NO. 23-CR-000173
COMMONWEALTH OF KENTUCKY APPELLEE
OPINION AFFIRMING
** ** ** ** **
BEFORE: CALDWELL, CETRULO, AND ECKERLE, JUDGES.
ECKERLE, JUDGE: Appellant, Eric E. Taylor (“Taylor”), challenges a jury
verdict and judgment of the Jefferson Circuit Court convicting him of complicity
to assault in the first degree. He argues that the Trial Court improperly allowed a
police officer to narrate a surveillance video depicting the assault, and that he was
entitled to a directed verdict on the charge. After careful consideration, we
conclude that the officer’s testimony was not improper, and there was substantial evidence for the jury to find Taylor guilty of the crime of complicity to first-degree
assault. Hence, we affirm.
I. Factual and Procedural History
On the evening of August 3, 2022, three men assaulted John DeFrank
(“DeFrank”) in the parking lot of a Circle K convenience store, located at 219
West Florence Avenue in Louisville, Jefferson County, Kentucky. They robbed
DeFrank and shot him several times, hitting his head and chest. DeFrank suffered
severe injuries from the assault, including the loss of his left eye and part of his
brain.
Louisville Metro Police Department (“LMPD”) responded to the
scene and tended to DeFrank’s extensive injuries. They found Taylor’s cell phone
in the parking lot. They then found Taylor himself slumped on a bench at a bus
stop a few blocks away with gunshot wounds to his torso and leg. The police
found another cell phone at the scene but were unable to identify its owner or the
other two assailants.
LMPD cameras, located across the street from the store, captured
images of the incident. However, the video recording lacked audio, and it was not
of sufficient quality to confirm the identity of the victim or the assailants.
On January 24, 2023, a Jefferson County grand jury indicted Taylor
for assault in the first degree by complicity and robbery in the first degree by
-2- complicity of DeFrank. The matter proceeded to a three-day jury trial, beginning
March 19, 2024.
The Commonwealth called DeFrank as a witness at trial. He had
required extensive hospitalizations and multiple surgeries, and he suffered
permanent impairment. Due to his severe injuries, DeFrank could not remember
what had happened the night of the alleged crimes. DeFrank testified at trial that
his normal routine when he left home was to bring with him his wallet,
pocketknife, phone, cigarettes, lighter, and two pistols – a Sig Sauer 9 mm and a
Ruger LCP .380. These guns were stolen from DeFrank during the assault and
never recovered.
On the second day of trial, the Commonwealth called Detective
Abigail Christman (“Christman”) to testify about her investigation and to provide
context for the videotaped footage. Taylor’s counsel objected, arguing, inter alia,
that Christman’s testimony violated Kentucky Rules of Evidence (“KRE”) 602 and
KRE 701 by providing narrative testimony concerning the video recording about
which she lacked personal knowledge. The Trial Court overruled Taylor’s
objection in general, but it cautioned that it may sustain future objections to
specific portions of Christman’s testimony.
The Commonwealth then played the silent video footage for the jury
without any comment from Christman. It showed DeFrank sitting on a curb in
-3- front of the store with a man, who was wearing a red shirt and who was later
identified as Taylor. Two other men approached from behind. Taylor then
punched DeFrank, and the two other men immediately joined in the assault. They
robbed DeFrank and took his guns. One of the assailants shot DeFrank several
times. Taylor also sustained gunshot injuries to his torso and leg during the
assault.
After the video played, the Commonwealth asked Christman about her
observations on the night of the assault, both at the convenience store and at the
bus stop where Taylor was found. She commented that despite Taylor’s injuries,
he managed to ride his bicycle from the scene. LMPD would later find him a short
distance away where he had collapsed on the bench. The other two men escaped
into the night, and they have still not been identified.
The Commonwealth also asked Christman about how she used the
video in her investigation. Christman noted that Taylor was found wearing the
same type of red shirt as the initial assailant in the video.
On re-direct, the Commonwealth played the video again. During the
first 26 seconds of uninterrupted playback, the footage showed Taylor and
DeFrank standing next to each other. The Commonwealth paused playback and
asked Christman:
Commonwealth: At this point in the video, do you observe any altercation between the person you identified
-4- as the defendant and the person you identified as the victim?
Christman: No, Ma’am.
Video Record (“VR”) 3/20/24, at 11:55:00-11:55:26.
During the next 38 seconds of uninterrupted playback, the footage
showed two men approach DeFrank from behind, but in full view of Taylor. As
soon as the two men came near, Taylor punched DeFrank. While playback
continued the Commonwealth asked Christman:
Commonwealth: Is what we just observed what you believe to be the first strike?
Christman: Yes, Ma’am.
Commonwealth: How close are the other two unidentified individuals when that punch was thrown?
Christman: Very close.
Commonwealth: And how quickly did they, based on what you’re observing in the video, join that altercation?
Christman: Within seconds.
Id. at 11:55:26-11:56:23.
As the video played, Christman identified Taylor’s actions during the
assault, including being shot and ending with his escape on a bicycle. Christman
further testified that Taylor’s cell phone was found at the scene of the assault.
Although Christman could not identify the two other people involved with
-5- certainty, she further testified that Taylor had sent a text message to a woman
whose name was also on another cell phone that she believed belonged to one of
the other assailants. Christman did not opine that Taylor had shot DeFrank but
concluded that Taylor had acted in concert with the other men to commit the
Taylor testified in his own defense but admitted that he was present at
the scene and punched DeFrank as the other two men were approaching. Taylor
testified that he started a conversation with DeFrank and requested a cigarette.
Taylor testified that DeFrank appeared increasingly agitated as the conversation
continued. Taylor stated that he became concerned when he saw that DeFrank was
armed and then saw the other two men approach. Taylor, who had been shot
before by someone else, testified that he believed that DeFrank was going to shoot
him. After the other two men attacked DeFrank, Taylor heard gunshots and
realized that he had also been struck. He believed that DeFrank shot him. He then
fled the scene on his bicycle.
The defense had moved for a directed verdict at the close of the
Commonwealth’s case-in-chief, and it renewed the motion at the close of all of the
proof, arguing that the Commonwealth had failed to prove all elements of the
assault-in-the-first-degree charge by complicity. The defense cited the poor quality
of the video evidence and Taylor’s testimony that he did not know the other two
-6- assailants and that he believed that he was going to be shot by DeFrank. The Trial
Court ruled that these were questions of fact for the jury. It also ruled that a
reasonable jury, viewing the evidence as a whole in the light most favorable to the
Commonwealth as required, could find that Taylor acted in complicity to commit
the assault and robbery.
After deliberating, the jury acquitted Taylor of complicity to first-
degree robbery. However, the jury convicted Taylor of complicity to first-degree
assault and recommended a sentence of 12 years in prison. Prior to final
sentencing, Taylor moved for a judgment notwithstanding the verdict, or in the
alternative, for a new trial. The Trial Court denied both motions. After the Trial
Court issued its final judgment and sentence, this appeal followed. Additional
facts will be set forth below as necessary.
II. Claims of Error on Appeal
a. Admission of Christman’s testimony
Taylor raises two grounds of error. First, he argues that Christman
improperly narrated and interpreted the video evidence. We review the Trial
Court’s evidentiary rulings for abuse of discretion. Boyd v. Commonwealth, 439
S.W.3d 126, 129 (Ky. 2014). Abuse of discretion occurs when the Trial Court’s
decision in allowing or disallowing the introduction of evidence was arbitrary,
unreasonable, unfair, or unsupported by sound legal principles. Commonwealth v.
-7- English, 993 S.W.2d 941, 945 (Ky. 1999) (citing 5 AM. JUR. 2D Appellate Review §
695 (1995)). Additionally, “[a] non-constitutional evidentiary error may be
deemed harmless . . . if the reviewing court can say with fair assurance that the
judgment was not substantially swayed by the error.” Winstead v. Commonwealth,
283 S.W.3d 678, 688-89 (Ky. 2009).
KRE 602 and KRE 701 govern the admissibility of narrative
testimony. Morgan v. Commonwealth, 421 S.W.3d 388, 391-92 (Ky. 2014). KRE
602 limits testimony to matters within the personal knowledge of the witness;
while KRE 701, in pertinent part, further limits testimony by a lay witness to
matters: “(a) [r]ationally based on the perception of the witness; [and] (b) [h]elpful
to a clear understanding of the witness’[s] testimony or the determination of a fact
in issue[.]” Under these rules, a lay witness “may not ‘interpret’ audio or video
evidence, as such testimony invades the province of the jury, whose job is to make
determinations of fact based upon the evidence.” Cuzick v. Commonwealth, 276
S.W.3d 260, 265-66 (Ky. 2009) (internal quotation marks in original). Generally,
“[i]t is for the jury to determine as best it can what is revealed in the tape recording
without embellishment or interpretation by a witness.” Gordon v. Commonwealth,
916 S.W.2d 176, 180 (Ky. 1995).
However, narration of video-taped footage is permissible under
certain circumstances. Morgan, 421 S.W.3d at 388. For instance, narration is
-8- allowed where it is comprised of opinions and inferences that are rationally based
on the witness’s own perceptions of matters of which she had personal knowledge
and that are helpful to the jury. Id. Nonetheless, witness narration is not
unlimited, but rather contained to a description of events, and Trial Courts must not
allow narration to veer into improper interpretation of the footage. Cuzick, 276
S.W.3d at 266.
In the above-cited cases, the Kentucky Supreme Court set forth the
permissible bounds of narrative testimony under these rules. In Gordon, supra, the
Commonwealth called an informant to testify regarding his interpretation of a
substantially inaudible recording. Id. at 179-80. The Supreme Court held that the
informant was entitled to testify as to his recollection of what was said. However,
the witness could not interpret the tape to describe the inaudible sections. Id. at
180. Similarly, in Cuzick, supra, the Commonwealth called two officers to narrate
a dash-cam video of a high-speed vehicle chase. But both officers merely
described the images on the video from their perspectives as the chase occurred.
Id. at 265. The Supreme Court held that the narrative testimony was not improper.
Id. at 266.
Likewise, in Morgan, supra, the Commonwealth called three
witnesses to identify the defendant as the person shown on a store surveillance
video and in photos. Id. at 391. The Supreme Court held that their testimony did
-9- not implicate “narrative-style testimony” because they identified the defendant
based upon their personal knowledge of the defendant’s appearance. Id. at 392.
And in Boyd, supra, two witnesses narrated security camera footage of a burglary.
Id. at 131. The Supreme Court held that the witnesses’ testimonials were proper to
the extent that they merely narrated the events as they occurred and made an
identification based upon personal knowledge of the individuals involved. Id. at
131-32. However, the testimony was improper to the extent that it exceeded their
personal knowledge of events. Id. at 132. Nevertheless, the Supreme Court
concluded that the error was harmless “because the jurors were watching the video
and were in a position to interpret the security footage independently from the
testimony, which provides fair assurance that the judgment was not substantially
swayed by the error.” Id. (internal quotation marks omitted).
Turning back to the current case, Christman did not have personal
knowledge of the events depicted on the video. However, neither side asked her to
interpret the video. Rather, Christman only described the relation of the video to
her investigation of the case. Christman testified from her personal knowledge that
Taylor was found wearing the same type of red shirt as the individual shown in the
video recording. And when he was arrested, Taylor had bullet wounds that were
consistent with the gunfire depicted.
-10- We conclude that Christman’s testimony did not implicate KRE 602
and KRE 701 because her identification was based upon her independent, personal
knowledge of Taylor’s physical appearance at the time of his arrest. In addition,
an officer may explain the relationship of different items in the context of her
investigation. McRae v. Commonwealth, 635 S.W.3d 60, 70 (Ky. 2021).
Moreover, the Commonwealth and Christman possessed other evidence, such as
Taylor’s cell phone and his injuries, that was sufficient to place him at the scene.
We further conclude that the other cited portions of Christman’s
testimony did not constitute improper narrative testimony. As noted above, the
jury was able to view the video at the outset in its entirety without any
commentary. This is the exact type of independent videotape viewing by a jury
that the Supreme Court has countenanced. Morgan, 421 S.W.3d at 388.
Only on re-direct, and only after Taylor’s questioning, did the
Commonwealth ask Christman to comment upon the events that had been shown
on the videotape. Even then, Christman merely described the timing when Taylor
first struck DeFrank, the proximity of the other assailants when he did so, and
when the other assailants joined in the altercation. Because Christman’s testimony
was only responsive to the Commonwealth’s questions, it did not constitute
narrative testimony. Cuzick, 276 S.W.3d at 266. And to the extent that Christman
testified about events with which she was not personally familiar, her testimony
-11- did not progress into the realm of offering opinions or interpretation. McRae, 635
S.W.3d at 61. Therefore, the Trial Court did not abuse its discretion in allowing
Christman’s testimony.
b. Directed Verdict
Second, Taylor challenges both of the Trial Court’s denials of his
motions for directed verdict. On appellate review, the test for a directed verdict,
and a judgment notwithstanding the verdict, has been succinctly described as
follows: “if under the evidence as a whole, it would be clearly unreasonable for a
jury to find guilt, only then the defendant is entitled to a directed verdict of
acquittal.” Commonwealth v. Benham, 816 S.W.2d 186, 187 (Ky. 1991); see also
Commonwealth v. Nourse, 177 S.W.3d 691, 699 (Ky. 2005) (applying the Benham
standard to review the grant or denial of a judgment notwithstanding the verdict).
Our review is confined to the proof at trial and the statutory elements of the alleged
offense. Lawton v. Commonwealth, 354 S.W.3d 565, 575 (Ky. 2011).
As a corollary, the Trial Court must grant a directed verdict when,
taking the evidence as a whole and in the light most favorable to the
Commonwealth, it would be clearly unreasonable for the jury to find him guilty.
Birdsong v. Commonwealth, 347 S.W.3d 47, 49 (Ky. 2011). That determination
turns on the specific evidence presented at trial. Southworth v. Commonwealth,
435 S.W.3d 32, 45 (Ky. 2014) (“Nothing suggests that the inferences the jury . . .
-12- [made] to find guilt in this case [were] outside common experience, common
sense, or reasonableness.”).
The Kentucky Supreme Court has recognized that, “directed verdict
issues are distinct for purposes of appeal.” Sutton v. Commonwealth, 627 S.W.3d
836, 847 (Ky. 2021). “The directed-verdict question is not controlled by the law as
described in the jury instructions, but by the statutes creating the offense.” Smith v.
Commonwealth, 636 S.W.3d 421, 434 (Ky. 2021) (citing Ray v. Commonwealth,
611 S.W.3d 250, 266 (Ky. 2020)). Fundamentally, “the question on a directed
verdict motion is not necessarily what evidence supporting the defendant was
solicited, but rather what evidence the Commonwealth produced in support of its
burden of proof.” Sutton, 627 S.W.3d at 848. Additionally, “[i]t is also axiomatic
that the jury is not required to believe self-serving statements from the defendant or
any of his witnesses.” Pollini v. Commonwealth, 172 S.W.3d 418, 426 (Ky. 2005).
In this case, the specific issue is whether Taylor’s initiation of the
assault supports liability under the intentional or wanton theories of complicity.
The jury instructions, which are not at issue, for both the intentional and wanton
theories of first-degree assault contained a “complicity” element based upon
Kentucky Revised Statute (“KRS”) 502.020, which states:
(1) A person is guilty of an offense committed by another person when, with the intention of promoting or facilitating the commission of the offense, he:
-13- (a) Solicits, commands, or engages in a conspiracy with such other person to commit the offense; or
(b) Aids, counsels, or attempts to aid such person in planning or committing the offense; or
(c) Having a legal duty to prevent the commission of the offense, fails to make a proper effort to do so.
(2) When causing a particular result is an element of an offense, a person who acts with the kind of culpability with respect to the result that is sufficient for the commission of the offense is guilty of that offense when he:
(a) Solicits or engages in a conspiracy with another person to engage in the conduct causing such result; or
(b) Aids, counsels, or attempts to aid another person in planning, or engaging in the conduct causing such result; or
(c) Having a legal duty to prevent the conduct causing the result, fails to make a proper effort to do so.
Because both theories included a complicity element, the jury was
instructed that a person is guilty of an offense committed by another if, with intent
to promote or facilitate the offense, he aided, conspired with, or otherwise assisted
the other person in committing the act (complicity as to the act), or if he acted
wantonly with respect to the result and aided or conspired with the other person in
-14- engaging in the conduct (complicity as to the result). In relevant part, KRS
501.020(3) defines wanton conduct as follows:
A person acts wantonly with respect to a result or to a circumstance described by a statute defining an offense when he is aware of and consciously disregards a substantial and unjustifiable risk that the result will occur or that the circumstance exists. The risk must be of such nature and degree that disregard thereof constitutes a gross deviation from the standard of conduct that a reasonable person would observe in the situation.
Our Supreme Court has interpreted the language of KRS 502.020(1)
to be “broad enough to embrace acts . . . and every form of participation in
concerted criminal activity.” Young v. Commonwealth, 426 S.W.3d 577, 582 (Ky.
2014) (quoting GEORGE G. SEELIG, KENTUCKY CRIMINAL LAW § 3-3(b)(4) at 107
(2d. ed. 2008)). The Kentucky Supreme Court has also recognized the long-
established rule that “[t]he degree of an accomplice’s liability was determined by
his or her own mens rea and not that of the principal.” Tharp v. Commonwealth,
40 S.W.3d 356, 365 (Ky. 2000) (citing Fuson v. Commonwealth, 199 Ky. 804, 251
S.W. 995, 997 (1923)).
In Harper v. Commonwealth, 43 S.W.3d 261 (Ky. 2001), that high
Court explained further that:
[U]nder subsection (2) of KRS 502.020, an accomplice’s liability and the principal actor’s liability can be at different levels. [Also,] under subsection (2), proof of the principal actor’s mental state is not even necessary. As to the principal actor, proof that another caused the
-15- prohibited result is all that is required. Under subsection (2), only the defendant/accomplice’s mental state is at issue, i.e., the Commonwealth must prove the accomplice's culpability toward the prohibited result.
Id. at 267.
Thus, the key difference between complicity as to the act (KRS
502.020(1)) and as to the result (KRS 502.020(2)) is the required mental state. To
be complicit in the act, a person must have intended to help commit the crime
(specific intent to promote or facilitate the offense). Marshall v. Commonwealth,
60 S.W.3d 513, 518 (Ky. 2001). But to be complicit in the result, the law does not
require intent. Rather, a defendant is criminally liable when he acts with the same
degree of culpability with respect to the result that would be sufficient for the
commission of the offense. Id. (citing Tharp, 40 S.W.3d at 361) (emphasis in
original). Additionally, “the factfinder has wide latitude in inferring intent from
evidence of the defendant’s conduct and knowledge, and/or the surrounding
circumstances.” Id.
However, “although intent that a victim be [harmed] may be inferred
from conduct or knowledge, such intent may not be predicated on the mere intent
to participate in the underlying felony.” Id. (citing Kruse v. Commonwealth, 704
S.W.2d 192, 194 (Ky. 1985)). And a defendant’s liability for the acts of a co-
conspirator must be determined by the defendant’s own mental state, not that of the
co-conspirator. Kruse, 704 S.W.2d at 194.
-16- In Stieritz v. Commonwealth, 671 S.W.3d 353 (Ky. 2023), the
Kentucky Supreme Court further expounded that a defendant’s culpability for
complicity can be based upon the entirety of the circumstances as a whole,
including his conduct before and/or after the crime, and even upon the victim’s
injury alone:
A jury may infer a defendant’s intent to commit a criminal offense from the surrounding circumstances. Commonwealth v. Wolford, 4 S.W.3d 534, 539 (Ky. 1999). Indeed, intent may be properly “inferred from the character and extent of the victim’s injuries.” Ratliff v. Commonwealth, 194 S.W.3d 258, 275 (Ky. 2006) (quoting Parker v. Commonwealth, 952 S.W.2d 209, 212 (Ky. 1997)). Moreover, “[i]ntent may be inferred from actions because a person is presumed to intend the logical and probable consequences of his conduct and a person’s state of mind may be inferred from actions preceding and following the charged offense.” Id.
Id. at 361. In Stieritz, the victims, McVey and Johnson, stopped at a gas station,
where Johnson and another man, Lane, became embroiled in an argument. Id. at
357. As McVey drove away from the store with Johnson in the front passenger
seat, they noticed that they were being followed by another vehicle. Id. at 357-58.
Stieritz admitted that he was driving the vehicle with Lane as his occupant and
following McVey and Johnson. Id. at 358. Lane shot at the victim’s car, striking
the other vehicle several times, and hitting McVey. Id. Stieritz was charged and
convicted of complicity to attempted murder and complicity to second-degree
assault. Id. at 358-59.
-17- After analyzing the directed-verdict standard and the elements of
complicity, the Kentucky Supreme Court concluded that Stieritz was not entitled to
a directed verdict on complicity, either to attempted murder or second-degree
assault. With regard to the attempted murder, the Supreme Court pointed to the
evidence that Stieritz knowingly drove the vehicle in pursuit of the victims, thereby
facilitating Lane’s ability to shoot. Id. at 362. Indeed, Stieritz gave Lane the
loaded handgun. Id. Furthermore, Stieritz admitted that he knew Lane intended to
shoot at the other vehicle. Id. “From these facts, the jury could reasonably
determine [that Lane] possessed the requisite intent to commit attempted murder as
the principal[,] and Stieritz likewise possessed the requisite intent to be convicted
as [Lane’s] accomplice.” Id. Based on these same facts, the Supreme Court
concluded that there was sufficient evidence of Stieritz’s intent to be transferred to
the second-degree assault of McVey as an unintended victim. Id. at 363.
With these delineations in mind, we turn to whether the facts
presented at trial in this case sufficiently supported both theories of complicity in
totality such that it would not be “clearly unreasonable for a jury to find guilt.”
Benham, 816 S.W.2d at 187. We find that the surrounding circumstances –
captured on surveillance video and supported by Taylor’s own testimony –
reasonably support the jury’s conclusion that Taylor was complicit in either the act
-18- of first-degree assault or the resulting injuries, or both. Thus, no directed verdict of
acquittal was warranted.
In the current case, as in Stieritz, there was no evidence that Taylor
fired the weapon used to commit the underlying felony of first-degree assault.
However, it is undisputed that Taylor threw the first punch – an act that felled
DeFrank and objectively facilitated the ensuing assault. Surveillance video further
showed that just before Taylor landed the blow, two unidentified men approached
and flanked the victim. According to Christman, these men joined the assault
“within seconds,” culminating in one of them shooting DeFrank at point-blank
range. Christman’s observations were supported by both the video and by Taylor’s
own testimony.
Unlike in Stieritz, Taylor claimed that he did not know the other
attackers. He also declined to identify himself at the scene. But Taylor
unquestionably knew the victim was armed and that others were approaching when
he hit DeFrank first. Consequently, Taylor either anticipated or ignored the
substantial risk of escalating brutality – violence he initiated. By physically
assaulting an armed person amid other potential aggressors, Taylor could
reasonably foresee that his actions could lead to injury, gun-related or otherwise.
DeFrank’s severe injuries – being beaten and then shot – show that serious harm or
death was a probable outcome of Taylor’s conduct. Accordingly, the jury could
-19- reasonably infer both Taylor’s intent to promote the assault and his culpability for
the life-threatening harm that resulted, consistent with Marshall and Stieritz.
Additionally, our Supreme Court has recognized that a defendant may
be found complicit based on lawful acts done in furtherance of a criminal scheme.
Webb v. Commonwealth, 904 S.W.2d 226, 229 (Ky. 1995). In Webb, the
defendant’s act of providing transportation – a lawful activity – was sufficient to
establish complicity in a drug trafficking offense. Id. Similarly, Taylor’s acts of
initiating conversation and requesting a cigarette, while lawful in isolation, could
be construed as part of a coordinated assault and properly considered as evidence
of complicity. Given that one of DeFrank’s two firearms was visibly holstered,
Taylor would have immediately noticed it. His otherwise lawful acts could
reasonably be interpreted by the jury as efforts either to put the victim at ease or to
divert his attention, thereby facilitating the coordinated approach of the two other
men to attack and rob him. Such conduct supports the theory that Taylor’s
intentional objective was to aid in the commission of the crime, and the jury’s
consistent verdict was not unreasonable under these circumstances.
Taylor argues that, because the jury acquitted him of first-degree
robbery, it would be contradictory to find that he was complicit with the other men
in the assault on the victim. (Appellant’s Brief, p. 20.) Taylor’s interpretation
reflects an incomplete reading of the complicity statute by asserting that it requires
-20- a “common plan or scheme with the uncharged individuals.” (Appellant’s Brief, p.
14.) This interpretation reflects only the first prong of the complicity statute,
which speaks solely to intent. In contrast, the second prong of KRS 502.020
permits a finding of complicity in the result – where the defendant acted with a
lower mental state, such as wantonness or recklessness – neither of which requires
proof of intent.
We again note Taylor’s admission that he saw DeFrank was armed
but maintained proximity to a weapon instead of walking away. VR 3/20/24, at
2:12:15. Taylor is a convicted felon, and thus he knows that he is not permitted to
remain in proximity to a handgun or firearm. Aware that DeFrank was armed, he
made the decision to approach DeFrank intentionally, asked for a cigarette, and
started talking. He remained there, alone with DeFrank, even though he says he
believed that DeFrank was becoming agitated. Taylor claims that it was later
reasonable to start a fight even though he knew DeFrank was armed.
Taylor further contends that his injuries could only have come from
DeFrank shooting him intentionally. Because he asserts that the other men did not
shoot him, Taylor believes that he cannot be found liable for being complicit with
them when they shot DeFrank. He does not consider that DeFrank may have fired
a few shots during the “seconds” it took the other two men to join the assault.
Those men ultimately overcame DeFrank, took his weapons, and used them against
-21- him. Taylor’s own account is consistent with the inference that DeFrank shot
Taylor after Taylor’s initial assault but before the other assailants took his guns.
Taylor’s other admissions also align with the jury’s verdict. Taylor
repeatedly claimed that he did not know the two men who attacked the visibly
armed victim. But the surveillance footage showed Taylor watching them as they
approached and flanked the victim before Taylor threw the first punch. Taylor was
unarmed and outnumbered by two unknown men that may have been armed, as
well as DeFrank, who Taylor knew was carrying at least one firearm. Even so, he
waited until the other men were within striking distance before starting the assault
on DeFrank. More important, under cross-examination, Taylor admitted to
continuing the attack alongside the others. VR 3/20/24, at 2:28:32. In addition,
Taylor’s cell phone had a contact in common with one of the unknown assailant’s
phone, and Taylor had sent a text message to that person. A core function of a jury
that determines the facts is the judging of a witness’s credibility, and Taylor gave
this jury plenty to doubt about his veracity.
In addition to Taylor’s own statements and conduct, the sequence of
events permits the reasonable inference that Taylor anticipated the involvement of
the two other men in the assault – undermining his claim that he had no connection
to them and providing a basis for the jury’s finding of complicity. As stated, the
jury has the job of determining what is to be believed, and the jurors here simply
-22- and clearly did not believe Taylor’s story. But even if the jury had doubted
Taylor’s particular claim that he did not know the other assailants, it could still
have reasonably found that the timing of his punch, thrown just as the men flanked
the victim, undermines the credence of Taylor’s claim that he acted alone. A jury
could reasonably find it implausible that Taylor would initiate a violent assault
while in the presence of two unknown, potentially armed individuals unless he had
reason to believe they were aligned with him and would not intervene on the
victim’s behalf. The coordination of these actions can support a reasonable
inference that Taylor acted either in concert with the men or, at minimum, with the
awareness that his conduct would facilitate their assault. Thus, the Trial Court
properly found sufficient evidence to send the case to the jury and let these 12
jurors ultimately decide unanimously that Taylor was guilty of complicity to
assault in the first degree, but not guilty of complicity to robbery in the first degree.
In light of all of the evidence, the Trial Court did not abuse its discretion by
denying Taylor’s motions for directed verdict or judgment notwithstanding the
verdict.
III. Conclusion
Accordingly, we affirm the judgment of conviction of the Jefferson
Circuit Court.
ALL CONCUR.
-23- BRIEFS FOR APPELLANT: BRIEF FOR APPELLEE:
Jennifer E. Hubbard Russell Coleman Assistant Public Advocate Attorney General of Kentucky Department of Public Advocacy Louisville, Kentucky Melissa A. Pile Assistant Attorney General Frankfort, Kentucky
-24-