Thaler v. Perlmutter

CourtDistrict Court, District of Columbia
DecidedAugust 18, 2023
DocketCivil Action No. 2022-1564
StatusPublished

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Thaler v. Perlmutter, (D.D.C. 2023).

Opinion

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA

STEPHEN THALER,

Plaintiff, Civil Action No. 22-1564 (BAH) v. Judge Beryl A. Howell SHIRA PERLMUTTER, Register of Copyrights and Director of the United States Copyright Office, et al.

Defendants.

MEMORANDUM OPINION

Plaintiff Stephen Thaler owns a computer system he calls the “Creativity Machine,”

which he claims generated a piece of visual art of its own accord. He sought to register the work

for a copyright, listing the computer system as the author and explaining that the copyright

should transfer to him as the owner of the machine. The Copyright Office denied the application

on the grounds that the work lacked human authorship, a prerequisite for a valid copyright to

issue, in the view of the Register of Copyrights. Plaintiff challenged that denial, culminating in

this lawsuit against the United States Copyright Office and Shira Perlmutter, in her official

capacity as the Register of Copyrights and the Director of the United States Copyright Office

(“defendants”). Both parties have now moved for summary judgment, which motions present

the sole issue of whether a work generated entirely by an artificial system absent human

involvement should be eligible for copyright. See Pl.’s Mot. Summ. J. (Pl.’s Mot.”), ECF No.

16; Defs.’ Cross-Mot. Summ. J. (“Defs.’ Mot.”), ECF No. 17. For the reasons explained below,

defendants are correct that human authorship is an essential part of a valid copyright claim, and

1 therefore plaintiff’s pending motion for summary judgment is denied and defendants’ pending

cross-motion for summary judgment is granted.

I. BACKGROUND

Plaintiff develops and owns computer programs he describes as having “artificial

intelligence” (“AI”) capable of generating original pieces of visual art, akin to the output of a

human artist. See Pl.’s Mem. Supp. Mot. Summ. J. (“Pl.’s Mem.”) at 13, ECF No. 16. One such

AI system—the so-called “Creativity Machine”—produced the work at issue here, titled “A

Recent Entrance to Paradise:”

Admin. Record (“AR”), Ex. H, Copyright Review Board Refusal Letter Dated February 14, 2022

“(Final Refusal Letter”) at 1, ECF No. 13-8.

2 After its creation, plaintiff attempted to register this work with the Copyright Office. In

his application, he identified the author as the Creativity Machine, and explained the work had

been “autonomously created by a computer algorithm running on a machine,” but that plaintiff

sought to claim the copyright of the “computer-generated work” himself “as a work-for-hire to

the owner of the Creativity Machine.” Id., Ex. B, Copyright Application (“Application”) at 1,

ECF No. 13-2; see also id. at 2 (listing “Author” as “Creativity Machine,” the work as “[c]reated

autonomously by machine,” and the “Copyright Claimant” as “Steven [sic] Thaler” with the

transfer statement, “Ownership of the machine”). The Copyright Office denied the application

on the basis that the work “lack[ed] the human authorship necessary to support a copyright

claim,” noting that copyright law only extends to works created by human beings. Id., Ex. D,

Copyright Office Refusal Letter Dated August 12, 2019 (“First Refusal Letter”) at 1, ECF No.

13-4.

Plaintiff requested reconsideration of his application, confirming that the work “was

autonomously generated by an AI” and “lack[ed] traditional human authorship,” but contesting

the Copyright Office’s human authorship requirement and urging that AI should be

“acknowledge[d] . . . as an author where it otherwise meets authorship criteria, with any

copyright ownership vesting in the AI’s owner.” Id., Ex. E, First Request for Reconsideration at

2, ECF No. 13-5. Again, the Copyright Office refused to register the work, reiterating its

original rationale that “[b]ecause copyright law is limited to ‘original intellectual conceptions of

the author,’ the Office will refuse to register a claim if it determines that a human being did not

create the work.” Id., Ex. F, Copyright Office Refusal Letter Dated March 30, 2020 (“Second

Refusal Letter”) at 1, ECF No. 13-6 (quoting Burrow-Giles Lithographic Co. v. Sarony, 111 U.S.

53, 58 (1884) and citing 17 U.S.C. § 102(a); U.S. Copyright Office, Compendium of U.S.

3 Copyright Office Practices § 306 (3d ed. 2017)). Plaintiff made a second request for

reconsideration along the same lines as his first, see id., Ex. G, Second Request for

Reconsideration at 2, ECF No. 13-7, and the Copyright Office Review Board affirmed the denial

of registration, agreeing that copyright protection does not extend to the creations of non-human

entities, Final Refusal Letter at 4, 7.

Plaintiff timely challenged that decision in this Court, claiming that defendants’ denial of

copyright registration to the work titled “A Recent Entrance to Paradise,” was “arbitrary,

capricious, an abuse of discretion and not in accordance with the law, unsupported by substantial

evidence, and in excess of Defendants’ statutory authority,” in violation of the Administrative

Procedure Act (“APA”), 5 U.S.C. § 706(2). See Compl. ¶¶ 62–66, ECF No. 1. The parties agree

upon the key facts narrated above to focus, in the pending cross-motions for summary judgment,

on the sole legal issue of whether a work autonomously generated by an AI system is

copyrightable. See Pl.’s Mem. at 13; Defs.’ Mem. Supp. Cross-Mot. Summ. J. & Opp’n Pl.’s

Mot. Summ. J. (“Defs.’ Opp’n”) at 7, ECF No. 17. Those motions are now ripe for resolution.

See Defs.’ Reply Supp. Cross-Mot. Summ. J. (“Defs.’ Reply”), ECF No. 21.

II. LEGAL STANDARD

A. Administrative Procedure Act

The APA provides for judicial review of any “final agency action for which there is no

other adequate remedy in a court,” 5 U.S.C. § 704, and “instructs a reviewing court to set aside

agency action found to be ‘arbitrary, capricious, an abuse of discretion, or otherwise not in

accordance with law,’” Cigar Ass’n of Am. v. FDA, 964 F.3d 56, 61 (D.C. Cir. 2020) (quoting 5

U.S.C. § 706(2)(A)). This standard “‘requires agencies to engage in reasoned decisionmaking,’

and . . . to reasonably explain to reviewing courts the bases for the actions they take and the

conclusions they reach.” Brotherhood of Locomotive Eng’rs & Trainmen v. Fed. R.R. Admin., 4 972 F.3d 83, 115 (D.C. Cir. 2020) (quoting Dep’t of Homeland Sec. v. Regents of Univ. of Cal.

(“Regents”), 140 S. Ct. 1891, 1905 (2020)). Judicial review of agency action is limited to “the

grounds that the agency invoked when it took the action,” Regents, 140 S. Ct. at 1907 (quoting

Michigan v. EPA, 576 U.S. 743, 758 (2015)), and the agency, too, “must defend its actions based

on the reasons it gave when it acted,” id. at 1909.

B. Summary Judgment

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