Texas State University and Texas State University System v. Stuart Patrick Wilkinson
Opinion
ACCEPTED 15-25-00028-CV FIFTEENTH COURT OF APPEALS AUSTIN, TEXAS 4/28/2025 10:02 AM No. 15-25-00028-CV CHRISTOPHER A. PRINE CLERK FILED IN 15th COURT OF APPEALS In the Court of Appeals AUSTIN, TEXAS for the Fifteenth Judicial District 4/28/2025 10:02:09 AM Austin, Texas CHRISTOPHER A. PRINE Clerk ______________________________
TEXAS STATE UNIVERSITY AND TEXAS STATE UNIVERSITY SYSTEM, Defendants-Appellants, v.
STUART PATRICK WILKINSON, Plaintiff-Appellee. ______________________________
On Appeal from the 22nd Judicial District Court of Hays County, Texas ______________________________
APPELLANTS’ BRIEF ______________________________ KEN PAXTON RACHEL BEHRENDT Attorney General of Texas Texas Bar No. 24130871 BRENT WEBSTER Assistant Attorney General First Assistant Attorney General Office of the Attorney General RALPH MOLINA General Litigation Division Deputy First Assistant Attorney General P.O. Box 12548, Capitol Station AUSTIN KINGHORN Austin, Texas 78711-2548 Deputy Attorney General for Civil Litigation (512) 475-4112 | Fax: (512) 320-0667 KIMBERLY GDULA Rachel.Behrendt@oag.texas.gov Chief, General Litigation Division
COUNSEL FOR APPELLANTS
ORAL ARGUMENT REQUESTED IDENTITY OF PARTIES AND COUNSEL Pursuant to Rule 38.1(a) of the Texas Rules of Appellate Procedure, Appellant herein provides this Court with the following list of parties and the names and addresses of all trial and appellate counsel:
Plaintiff-Appellee Stuart Patrick Wilkinson
Attorney for Plaintiff-Appellee David Junkin (trial and appeal) Texas Bar. No. 11058020 McGlothlin Junkin & Wilde, PC 133 W. San Antonio, Suite 400 San Marcos, Texas 78666 Phone: (512) 392-7510 Fax: (512) 395-7520
Defendants-Appellants Texas State University and Texas State University System
Attorney for Defendants- Rachel Behrendt Appellants (trial and appeal) Texas Bar No. 24130871 Office of the Attorney General General Litigation Division P.O. Box 12548, Capitol Station Austin, Texas 78711-2548 Phone: (512) 475-4112 Fax: (512) 320-0667
- ii - TABLE OF CONTENTS IDENTITY OF PARTIES AND COUNSEL ........................................................... ii TABLE OF CONTENTS ......................................................................................... iii INDEX OF AUTHORITIES.................................................................................... iv STATEMENT OF THE CASE ..................................................................................x STATEMENT REGARDING ORAL ARGUMENT ............................................. xi ISSUES PRESENTED............................................................................................ xii STATEMENT OF FACTS ........................................................................................1 SUMMARY OF THE ARGUMENT ........................................................................3 STANDARD OF REVIEW .......................................................................................5 ARGUMENT .............................................................................................................7 I. Wilkinson’s TWA Claim Is Barred by Sovereign Immunity. ..............................7 A. Wilkinson has failed to exhaust his administrative remedies under the TWA..............................................................................................................9 B. Wilkinson’s TWA claim is time-barred. .....................................................13 C. Defendants did not commit an “adverse personnel action” against Wilkinson under the TWA. .........................................................................14 II. Wilkinson’s Free Speech Retaliation Claims Are Barred by Sovereign Immunity. ............................................................................................................17 A. Wilkinson cannot establish a waiver to sovereign immunity under the federal or state Constitutions.....................................................................18 B. Defendants did not commit an “adverse employment action” against Wilkinson to establish a federal or state free speech claim. .....................21 III. Wilkinson’s Attempted Tort Claim Is Barred by Sovereign Immunity Because He Failed to Plead a Valid Waiver of Immunity under the TTCA. ..................26 IV. Dismissal with Prejudice is Appropriate. ..........................................................27 PRAYER ..................................................................................................................28 - iii - INDEX OF AUTHORITIES
Cases
Anderson v. Houston Cmty. Coll. Sys., 458 S.W.3d 633, 640 (Tex. App.—Houston [1st Dist.] 2015, no pet.) ......... 22, 23 Andrade v. NAACP of Austin, 345 S.W.3d 1, 11 (Tex. 2011) .............................................................................13 Bastrop Cnty. v. Samples, 286 S.W.3d 102 (Tex. App.—Austin 2009, no pet.) ..................................... 12, 13 Bland Indep. Sch. Dist. v. Blue, 34 S.W.3d 547 (Tex. 2000).....................................................................................5 Brinkley v. Tex. Lottery Comm’n, 986 S.W.2d 764, 772 (Tex. App.—Austin 1999, no pet.) ................................6, 19 Burlington Indus., Inc. v. Ellerth, 524 U.S. 742 (1998) ..............................................................................................22 Caleb v. Carranza, 518 S.W.3d 537 (Tex. App.—Houston [1st Dist.] 2017, no pet.) ........................21 City of Austin v. L.S. Ranch, Ltd., 970 S.W.2d 750 (Tex. App.—Austin 1998). ....................................................6, 27 City of Dallas v. Carbajal, 324 S.W.3d 537 (Tex. 2010) ..................................................................................5 City of El Paso v. Heinrich, 284 S.W.3d 366 (Tex. 2009) ................................................................................20 City of Fort Worth v. Pridgen, 653 S.W.3d 176 (Tex. 2022) ....................................................................... 7, 8, 13 City of Fort Worth v. Zimlich, 29 S.W.3d 62 (Tex. 2000).....................................................................................16 City of Houston v. Garcia, 668 S.W.3d 419 (Tex. App.—Houston [14th Dist.] 2023, no pet.) ............ 7, 8, 13 City of Madisonville v. Sims, 620 S.W.3d 375 (Tex. 2020) ............................................................................9, 11
- iv - City of Pasadena v. Poulos, No. 01-22-00676-CV, 2023 WL 7134974 (Tex. App.—Houston [1st Dist.] Oct. 31, 2023, no pet.) ..................................................................................................23 Dallas Area Rapid Transit v. Whitley, 104 S.W.3d 540 (Tex. 2003) ............................................................................6, 26 Dallas Cnty. Mental Health & Mental Retardation v. Bossley, 968 S.W.2d 339 (Tex.1998)..................................................................................26 Davenport v. Garcia, 834 S.W.2d 4 (Tex. 1992) (Hecht, J., concurring) ...............................................21 Esparza v. Univ. of Tex. at El Paso, 471 S.W.3d 903 (Tex. App.—El Paso 2015, no pet.) ..........................................22 Garcetti v. Ceballos, 547 U.S. 410 (2006) ..............................................................................................21 Gregg Cnty. v. Farrar, 933 S.W.2d 769 (Tex.
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ACCEPTED 15-25-00028-CV FIFTEENTH COURT OF APPEALS AUSTIN, TEXAS 4/28/2025 10:02 AM No. 15-25-00028-CV CHRISTOPHER A. PRINE CLERK FILED IN 15th COURT OF APPEALS In the Court of Appeals AUSTIN, TEXAS for the Fifteenth Judicial District 4/28/2025 10:02:09 AM Austin, Texas CHRISTOPHER A. PRINE Clerk ______________________________
TEXAS STATE UNIVERSITY AND TEXAS STATE UNIVERSITY SYSTEM, Defendants-Appellants, v.
STUART PATRICK WILKINSON, Plaintiff-Appellee. ______________________________
On Appeal from the 22nd Judicial District Court of Hays County, Texas ______________________________
APPELLANTS’ BRIEF ______________________________ KEN PAXTON RACHEL BEHRENDT Attorney General of Texas Texas Bar No. 24130871 BRENT WEBSTER Assistant Attorney General First Assistant Attorney General Office of the Attorney General RALPH MOLINA General Litigation Division Deputy First Assistant Attorney General P.O. Box 12548, Capitol Station AUSTIN KINGHORN Austin, Texas 78711-2548 Deputy Attorney General for Civil Litigation (512) 475-4112 | Fax: (512) 320-0667 KIMBERLY GDULA Rachel.Behrendt@oag.texas.gov Chief, General Litigation Division
COUNSEL FOR APPELLANTS
ORAL ARGUMENT REQUESTED IDENTITY OF PARTIES AND COUNSEL Pursuant to Rule 38.1(a) of the Texas Rules of Appellate Procedure, Appellant herein provides this Court with the following list of parties and the names and addresses of all trial and appellate counsel:
Plaintiff-Appellee Stuart Patrick Wilkinson
Attorney for Plaintiff-Appellee David Junkin (trial and appeal) Texas Bar. No. 11058020 McGlothlin Junkin & Wilde, PC 133 W. San Antonio, Suite 400 San Marcos, Texas 78666 Phone: (512) 392-7510 Fax: (512) 395-7520
Defendants-Appellants Texas State University and Texas State University System
Attorney for Defendants- Rachel Behrendt Appellants (trial and appeal) Texas Bar No. 24130871 Office of the Attorney General General Litigation Division P.O. Box 12548, Capitol Station Austin, Texas 78711-2548 Phone: (512) 475-4112 Fax: (512) 320-0667
- ii - TABLE OF CONTENTS IDENTITY OF PARTIES AND COUNSEL ........................................................... ii TABLE OF CONTENTS ......................................................................................... iii INDEX OF AUTHORITIES.................................................................................... iv STATEMENT OF THE CASE ..................................................................................x STATEMENT REGARDING ORAL ARGUMENT ............................................. xi ISSUES PRESENTED............................................................................................ xii STATEMENT OF FACTS ........................................................................................1 SUMMARY OF THE ARGUMENT ........................................................................3 STANDARD OF REVIEW .......................................................................................5 ARGUMENT .............................................................................................................7 I. Wilkinson’s TWA Claim Is Barred by Sovereign Immunity. ..............................7 A. Wilkinson has failed to exhaust his administrative remedies under the TWA..............................................................................................................9 B. Wilkinson’s TWA claim is time-barred. .....................................................13 C. Defendants did not commit an “adverse personnel action” against Wilkinson under the TWA. .........................................................................14 II. Wilkinson’s Free Speech Retaliation Claims Are Barred by Sovereign Immunity. ............................................................................................................17 A. Wilkinson cannot establish a waiver to sovereign immunity under the federal or state Constitutions.....................................................................18 B. Defendants did not commit an “adverse employment action” against Wilkinson to establish a federal or state free speech claim. .....................21 III. Wilkinson’s Attempted Tort Claim Is Barred by Sovereign Immunity Because He Failed to Plead a Valid Waiver of Immunity under the TTCA. ..................26 IV. Dismissal with Prejudice is Appropriate. ..........................................................27 PRAYER ..................................................................................................................28 - iii - INDEX OF AUTHORITIES
Cases
Anderson v. Houston Cmty. Coll. Sys., 458 S.W.3d 633, 640 (Tex. App.—Houston [1st Dist.] 2015, no pet.) ......... 22, 23 Andrade v. NAACP of Austin, 345 S.W.3d 1, 11 (Tex. 2011) .............................................................................13 Bastrop Cnty. v. Samples, 286 S.W.3d 102 (Tex. App.—Austin 2009, no pet.) ..................................... 12, 13 Bland Indep. Sch. Dist. v. Blue, 34 S.W.3d 547 (Tex. 2000).....................................................................................5 Brinkley v. Tex. Lottery Comm’n, 986 S.W.2d 764, 772 (Tex. App.—Austin 1999, no pet.) ................................6, 19 Burlington Indus., Inc. v. Ellerth, 524 U.S. 742 (1998) ..............................................................................................22 Caleb v. Carranza, 518 S.W.3d 537 (Tex. App.—Houston [1st Dist.] 2017, no pet.) ........................21 City of Austin v. L.S. Ranch, Ltd., 970 S.W.2d 750 (Tex. App.—Austin 1998). ....................................................6, 27 City of Dallas v. Carbajal, 324 S.W.3d 537 (Tex. 2010) ..................................................................................5 City of El Paso v. Heinrich, 284 S.W.3d 366 (Tex. 2009) ................................................................................20 City of Fort Worth v. Pridgen, 653 S.W.3d 176 (Tex. 2022) ....................................................................... 7, 8, 13 City of Fort Worth v. Zimlich, 29 S.W.3d 62 (Tex. 2000).....................................................................................16 City of Houston v. Garcia, 668 S.W.3d 419 (Tex. App.—Houston [14th Dist.] 2023, no pet.) ............ 7, 8, 13 City of Madisonville v. Sims, 620 S.W.3d 375 (Tex. 2020) ............................................................................9, 11
- iv - City of Pasadena v. Poulos, No. 01-22-00676-CV, 2023 WL 7134974 (Tex. App.—Houston [1st Dist.] Oct. 31, 2023, no pet.) ..................................................................................................23 Dallas Area Rapid Transit v. Whitley, 104 S.W.3d 540 (Tex. 2003) ............................................................................6, 26 Dallas Cnty. Mental Health & Mental Retardation v. Bossley, 968 S.W.2d 339 (Tex.1998)..................................................................................26 Davenport v. Garcia, 834 S.W.2d 4 (Tex. 1992) (Hecht, J., concurring) ...............................................21 Esparza v. Univ. of Tex. at El Paso, 471 S.W.3d 903 (Tex. App.—El Paso 2015, no pet.) ..........................................22 Garcetti v. Ceballos, 547 U.S. 410 (2006) ..............................................................................................21 Gregg Cnty. v. Farrar, 933 S.W.2d 769 (Tex. App.—Austin 1996, writ denied).....................................13 Guillaume v. City of Greenville, 247 S.W.3d 457 (Tex. App.—Dallas 2008, no pet.) ............................................21 Haddix v. Am. Zurich Ins. Co., 253 S.W.3d 339 (Tex. App.—Eastland 2008, no pet.) .........................................28 Hall v. McRaven, 508 S.W.3d 232 (Tex. 2017) ................................................................................20 Hamilton v. Dallas Cnty., 79 F.4th 494 (5th Cir. 2023) (en banc) .................................................................23 Harris Cnty. v. Davidson, 653 S.W.3d 318 (Tex. App.—Houston [14th Dist.] 2022, no pet.) .......................8 Harris Cnty. v. Sykes, 136 S.W.3d 635 (Tex. 2004) ......................................................................... 27, 28 Harrison v. Tex. Dept. of Criminal Justice-Institutional Div., 915 S.W.2d 882 (Tex. App.—Houston [1st Dist.] 1995, no pet.) ................. 18, 19 Harvill v. Westward Commc’ns, L.L.C., 433 F.3d 428 (5th Cir.2005) .................................................................................24
-v- Hennsley v. Stevens, 613 S.W.3d 296 (Tex. App.—Amarillo 2020, no pet.) ..................... 10, 11, 14, 17 Hernandez v. Dallas Indep. Sch. Dist., 05-17-00227-CV, 2018 WL 1835692 (Tex. App.—Dallas Apr. 18, 2018, no pet.) (mem. op.) ...................................................................................................... 12, 14 Hosner v. DeYoung, 1 Tex. 764 (Tex. 1847) .................................................................................. 18, 19 In re Parkland Health & Hospital System Litigation, No. 05-17-00670-CV, 2018 WL 2473852 (Tex. App.—Dallas June 4, 2018, no pet.) .......................................................................................................................24 Luttrell v. El Paso Cnty., 555 S.W.3d 812 (Tex. App.—El Paso 2018, no pet.) .........................................18 Manor Indep. Sch. Dist. v. Boson, No. 03–16–00756–CV, 2017 WL 1228880 (Tex. App.—Austin Mar. 29, 2017, no pet.) ..................................................................................................................24 Martinez v. Tex. Dep't of Criminal Justice, 300 F.3d 567 (5th Cir. 2002) ................................................................................22 Matzen v. McLane, 659 S.W.3d 381, 389 (Tex. 2021) ..........................................................................6 Metro. Transit Auth. of Harris Cty. v. Ridley, 540 S.W.3d 91 (Tex. App.—Houston [1st Dist.] 2017, pet. denied) ...................24 Microsoft Corp. v. Mercieca, 502 S.W.3d 291 (Tex. App.—Houston [14th Dist.] 2016, pet. denied) ...............16 Mission Consol. Ind. Sch. Dist. v. Garcia, 253 S.W.3d 653 (Tex. 2008) ................................................................................26 Mitschke v. Borromeo, 645 S.W.3d 251 (Tex. 2022) ................................................................................23 Montgomery County v. Park, 246 S.W.3d 610 (Tex. 2007) ......................................................................... 15, 17 Morales v. Barnett, 219 S.W.3d 477 (Tex. App.—Austin 2007, no pet.) ............................................26
- vi - Olivarez v. UT-Austin, No. 03-05-00781, 2009 WL 1423929 (Tex. App.—Austin 2009, no pet.) ..........11 Patel v. Tex. Dep’t of Licensing & Regulation, 469 S.W.3d 69 (Tex. 2015).....................................................................................6 Prairie View A&M Univ. v. Chatha, 381 S.W.3d 500 (Tex. 2012). ...................................................................... 7, 9, 13 Ramos v. Tex. Dep’t of Pub. Safety, 35 S.W.3d 723 (Tex. App.—Houston [1st Dist.] 2000, pet. denied)) ..............6, 27 Scott v. Godwin, 147 S.W.3d 609 (Tex. App.—Corpus Christi–Edinburg 2004, no pet.) ....... 21, 22 Serna v. City of San Antonio, 244 F.3d 479 (5th Cir. 2001) ................................................................................22 Smith v. Univ. of Tex. Sw. Med. Ctr. of Dallas, 101 S.W.3d 185 (Tex. App.—Dallas 2003, no pet.) ..............................................6 State v. Biggar, 848 S.W.2d 291 (Tex. App.—Austin 1993), aff'd, 873 S.W.2d 11 (Tex. 1994)..19 State v. Lueck, 290 S.W.3d 876.................................................................................. 6, 7, 8, 10, 17 Texas A&M Univ. Sys. v. Koseoglu, 233 S.W.3d 835 (Tex. 2007). ........................................................................ 13, 19 Tex. Ass’n of Bus. v. Tex. Air Control Bd., 852 S.W.2d 440 (Tex. 1993) ..................................................................................5 Tex. Dep’t of Criminal Justice v. Miller, 51 S.W.3d 583 (Tex. 2001) ..................................................................................26 Texas Dep't of Parks & Wildlife v. Miranda, 133 S.W.3d 217 (Tex. 2004) ................................................................... 5, 6, 8, 27 Tex. Dept. of Transp. v. Barber, 111 S.W.3d 86 (Tex. 2003)...................................................................................21 Tex. Dep’t of Transp. v. Jones, 8 S.W.3d 636 (Tex. 1999).......................................................................... 5, 13, 27 Tex. Dep’t of Transp. v. Sefzik, 355 S.W.3d 618 (Tex. 2011) ................................................................................20 - vii - Tex. Health & Human Services Comm'n v. Cooper, 683 S.W.3d 896 (Tex. App.—Austin 2024, pet. filed) ................................ 5, 6, 27 Tex. Lottery Comm'n v. First State Bank of DeQueen, 325 S.W.3d 628 (Tex.2010) .....................................................................................20 Tex. Nat. Res. Conservation Comm’n v. IT-Davy, 74 S.W.3d 849 (Tex. 2002).....................................................................................5 Tex. Tech Univ. Health Scis. Ctr.-El Paso v. Bustillos, 556 S.W.3d 394 (Tex. App.—El Paso 2018, no pet.) ................................... 19, 24 Town of Shady Shores v. Swanson, 590 S.W.3d 544 (Tex. 2019) ............................................................................6, 13 Twigland Fashions, Ltd. v. Miller, 335 S.W.3d 206 (Tex. App.—Austin 2010, no pet.) ............................................24 Univ. of Texas v. Poindexter, 306 S.W.3d 798 (Tex. App.—Austin 2009, no pet.) ..................................... 11, 14 Waffle House, Inc. v. Williams, 313 S.W.3d 796 (Tex. 2010) ................................................................................24 Whitehead v. Univ. of Tex. Health Sci. Ctr. at San Antonio, 854 S.W.2d 175 (Tex. App.—San Antonio 1993, no writ) ........................... 19, 24 Whitley v. Hanna, 726 F.3d 631, 638 (5th Cir. 2013), cert. denied, 572 U.S. 1087, 134 (2014) ......18 Will v. Michigan Dep’t of State Police, 491 U.S. 58 (1989) ......................................................................................... 18, 19 Winters v. Chubb & Son, Inc., 132 S.W.3d 568 (Tex. App.—Houston [14th Dist.] 2004, no pet.) .....................22
Constitutional Provisions
Tex. Const. art. I, § 8........................................................................... 1, 3, 17, 20, 21 Tex. Const. art. I, § 17....................................................................................... 16, 20 Tex. Const. art. VII, § 17 ................................................................................ 6, 7, 13 U.S. Const. amend. I ....................................................................................... 1, 3, 21
- viii - Rules
Texas Rule of Appellate Procedure 27.1 .................................................................18
Statutes
Tex. Civ. Prac. & Rem. Code §101.021 ..............................................................4, 27 Tex. Civ. Prac. & Rem. Code §101.057 ..................................................................27 Tex. Educ. Code § 107.01 et. seq. .......................................................................7, 13 Tex. Gov’t Code § 554.001(3) .......................................................................... 15, 17 Tex. Gov’t Code § 554.002(a) .................................................................. 4, 8, 14, 15 Tex. Gov’t Code § 554.005............................................................................... 12, 13 Tex. Gov’t Code § 554.006(b) ...................................................................................9
- ix - STATEMENT OF THE CASE
Nature of the Case: This case involves a current state employee’s claims alleging that his employers are liable for retaliation under Texas Government Code Chapter 554 (the Texas Whistleblower Act), the First Amendment to the United States Constitution, and Article 8, Section 1 of the Texas Constitution. CR. 47–58; 124–134. Indiscernible tort claims are also alleged. CR. 54. Defendants-Appellants assert that these claims must be dismissed for lack of subject matter jurisdiction because they are barred by sovereign immunity. CR. 59–74; 108–123.
Trial Court: Cause No. 24-1162 Honorable Alicia Key 22nd Judicial District Court Hays County, Texas
Trial Court Disposition: The trial court denied Defendants-Appellants’ Amended Plea to the Jurisdiction on February 28, 2025, after a hearing. CR. 135; RR. 1–38.
-x- STATEMENT REGARDING ORAL ARGUMENT Defendants-Appellants Texas State University and Texas State University
System believe oral argument is warranted due to the complex legal issues presented
in their Amended Plea to the Jurisdiction. However, Defendants-Appellants stand
ready to refrain from oral argument if it is desired by the Court.
- xi - ISSUES PRESENTED 1. Did the trial court properly deny the Amended Plea to the Jurisdiction of Defendants-Appellants Texas State University and Texas State University System (“Defendants-Appellants”)?
2. Under the Texas Whistleblower Act (the “TWA”), sovereign immunity is only waived for viable claims. In their Amended Plea to the Jurisdiction (“Amended PTJ”), Defendants-Appellants assert that Plaintiff’s TWA retaliation claim is barred by sovereign immunity because he cannot establish the claims’ viability. Did the trial court properly deny Defendants’ Amended PTJ regarding Plaintiff’s TWA claim?
3. State agencies are entitled to sovereign immunity from constitutional claims in state court unless the plaintiff establishes a valid waiver to them. In their Amended PTJ, Defendants-Appellants assert that Plaintiff’s free speech retaliation claims are barred by sovereign immunity because he cannot establish a waiver to the claims nor establish the claims’ viability. Did the trial court properly deny Defendants’ Amended PTJ regarding Plaintiff’s free speech retaliation claims?
4. Under the Texas Tort Claims Act (the “TTCA”), sovereign immunity is waived in limited circumstances. In their Amended PTJ, Defendants- Appellants assert that Plaintiff has failed to establish such a waiver for his tort claim. Did the trial court properly deny Defendants’ Amended PTJ regarding Plaintiff’s tort claim?
- xii - TO THE HONORABLE FIFTEENTH COURT OF APPEALS:
Sometime in 2023, Plaintiff-Appellee Stuart Patrick Wilkinson
(“Plaintiff” or “Wilkinson”) reported a purported whistleblower claim against
his employer, Defendant-Appellant Texas State University (or “TXST”) to the
Federal Bureau of Investigation (the “FBI”). Though he is still employed by
the University, Wilkinson has since filed suit against it and the Texas State
University System (collectively, “Defendants”), for alleged retaliatory acts
under the Texas Whistleblower Act (“TWA”), the First Amendment to the
United States Constitution, and Article 1, Section 8 of the Texas Constitution.
CR. 47–58. His suit also alleges indiscernible tort claims. CR. 54. But as a
threshold matter, all Wilkinson’s claims are barred by sovereign immunity.
Consequently, this case should be dismissed for lack of subject matter
jurisdiction. Since the trial court improperly denied Defendants’ Amended
Plea to the Jurisdiction based on sovereign immunity, this Court should
reverse.
STATEMENT OF FACTS
Wilkinson is employed by Texas State University as a Programmer
Analyst I within the University’s Division of Information Technology (DoIT).
CR. 48. On or about August 17, 2023, he reported alleged violations of several
-1- laws, including the Digital Millennium Copyright Act and the Sarbanes-Oxley
Act, to the FBI. CR. 50. Since his report, Plaintiff alleges that the University
has retaliated against him in violation of the TWA by subjecting him to a
hostile work environment and constructively discharging him, and that his
First Amendment rights were violated. CR 51–52. However, Plaintiff is and
has been continuously employed by TXST since 1988. CR. 48. He provides
no factual allegations detailing when the alleged retaliatory conduct occurred.
He also provides no factual allegations detailing when he filed a grievance
with TXST about the alleged retaliation.
On November 21, 2024, Defendants filed their Amended Plea to the
Jurisdiction (“Amended PTJ”) following Wilkinson’s filing of an Amended
Petition on December 20, 2025. CR. 59–74; 47–58. On February 18, 2025,
Wilkinson filed a Response to Defendants’ Amended PTJ. CR. 87–104. The
following day, the trial court heard Defendants’ Amended PTJ, taking all
arguments under advisement and permitting each party to file further briefing
regarding the Amended PTJ by February 27, 2025. RR. 34–36. All parties
filed additional briefing. CR. 108–134. On February 28, 2025, the trial court
issued a letter ruling that denied Defendants’ Amended PTJ. CR. 135.
-2- SUMMARY OF THE ARGUMENT
In denying the plea, the trial court failed to recognize that Defendants’
entitlement to sovereign immunity from all Wilkinson’s claims effectively
stripped the court of its subject matter jurisdiction over the case. Accordingly,
the instant Court should reverse the trial court’s ruling on the Amended PTJ
and dismiss the case.
Wilkinson maintains that TXST subjected him to various retaliatory
acts—a hostile work environment and constructive discharge—after he
submitted his whistleblower’s report to the FBI. CR. 51–53. His lawsuit
primarily attempts to pin liability for these alleged actions on Defendants
under the TWA, the First Amendment to the United States Constitution, and
Article I, Section 8 of the Texas Constitution. But he misses the mark each
time.
Wilkinson’s TWA retaliation claim is not viable and barred by
sovereign immunity for three independent reasons. First, Wilkinson failed to
exhaust his administrative remedies—a jurisdictional prerequisite to suit—
because he never actually reported or filed a grievance with Defendants about
the alleged retaliatory behavior before suing them. Second, Wilkinson filed
his lawsuit months after the statute of limitations had run. Third, none of
-3- Wilkinson’s allegations regarding Defendants’ conduct towards him after his
whistleblowing incident rise to materially “adverse personnel action[s]”
warranting liability under the TWA. Tex. Gov’t Code § 554.002(a). Receiving
an employee review—which Wilkinson himself does not allege was negative
in nature—is a routine matter and not an adverse personnel action.
Wilkinson’s “free speech” retaliation claims under the United States
and Texas Constitutions are similarly barred by sovereign immunity because
he cannot sue the Defendant state agencies directly for such claims. He also
cannot establish the claim’s viability, in large part because Wilkinson has
failed to factually allege any behavior on Defendants’ end that would qualify
as “adverse employment action[s]” to support a First Amendment retaliation
claim.
Defendants are also shielded by sovereign immunity from Wilkinson’s
indiscernible tort claim, as it does not meet the limited waiver of sovereign
immunity under the Texas Tort Claims Act. Tex. Civ. Prac. & Rem. Code
§ 101.021.
For the aforementioned reasons, the trial court’s decision should be
reversed and the case remanded accordingly.
-4- STANDARD OF REVIEW A plea to the jurisdiction challenges subject matter jurisdiction. Bland
Indep. Sch. Dist. v. Blue, 34 S.W.3d 547, 554 (Tex. 2000). “Subject matter
jurisdiction is never presumed and cannot be waived.” Tex. Ass’n of Bus. v.
Tex. Air Control Bd., 852 S.W.2d 440, 443-44 (Tex. 1993). A plaintiff has the
burden to establish subject matter jurisdiction. Id. at 446. The existence of
subject matter jurisdiction is a question of law for the court. City of Dallas v.
Carbajal, 324 S.W.3d 537, 538 (Tex. 2010). On appeal, decisions on pleas to
the jurisdiction are reviewed de novo. Texas Dep't of Parks & Wildlife v.
Miranda, 133 S.W.3d 217, 226 (Tex. 2004).
A court does not have subject matter jurisdiction if a plaintiff’s claims
are barred by sovereign immunity. Id. at 225–26. Sovereign immunity
provides immunity both from suit and from liability. Tex. Nat. Res.
Conservation Comm’n v. IT-Davy, 74 S.W.3d 849, 853 (Tex. 2002). Unless
the State expressly consents to suit, sovereign immunity from suit defeats a
trial court’s subject matter jurisdiction in an action against the State or a State
entity, and dismissal with prejudice is proper. See Tex. Dep’t of Transp. v.
Jones, 8 S.W.3d 636, 638 (Tex. 1999); Tex. Health & Human Services
Comm'n v. Cooper, 683 S.W.3d 896, 899 (Tex. App.—Austin 2024, pet.
-5- filed); Ramos v. Tex. Dep’t of Pub. Safety, 35 S.W.3d 723, 734 (Tex. App.—
Houston [1st Dist.] 2000, pet. denied) (citing City of Austin v. L.S. Ranch,
Ltd., 970 S.W.2d 750, 752 (Tex. App.—Austin 1998). “In a suit against a
governmental unit, the plaintiff must affirmatively demonstrate the court’s
jurisdiction by alleging a valid waiver of immunity.” Dallas Area Rapid
Transit v. Whitley, 104 S.W.3d 540, 542 (Tex. 2003); Town of Shady Shores
v. Swanson, 590 S.W.3d 544, 550 (Tex. 2019) (internal citations omitted). The
plaintiff also bears the burden of demonstrating that he complied with all
statutory prerequisites to bringing suit, including timely exhausting
administrative prerequisites. Smith v. Univ. of Tex. Sw. Med. Ctr. of Dallas,
101 S.W.3d 185, 188 (Tex. App.—Dallas 2003, no pet.). A waiver of
sovereign immunity does not apply if the claim pled is not viable. Matzen v.
McLane, 659 S.W.3d 381, 389 (Tex. 2021); Patel v. Tex. Dep’t of Licensing
& Regulation, 469 S.W.3d 69, 77 (Tex. 2015); Andrade v. NAACP of Austin,
345 S.W.3d 1, 11 (Tex. 2011); State v. Lueck, 290 S.W.3d 876, 882 (Tex.
2009); Miranda, 133 S.W.3d at 226–28. Defendants are entitled to sovereign
immunity absent a valid waiver because they are state governmental units
organized under the Constitution and laws of Texas. Tex. Const. art. VII, § 17;
-6- Tex. Educ. Code § 107.01 et. seq.; Prairie View A&M Univ. v. Chatha, 381
S.W.3d 500, 513 (Tex. 2012)).
ARGUMENT
I. Wilkinson’s TWA Claim Is Barred by Sovereign Immunity.
Under the Texas Whistleblower Act, there is only a limited waiver of
immunity. Immunity is only waived for viable claims. City of Houston v.
Garcia, 668 S.W.3d 419, 422 (Tex. App.—Houston [14th Dist.] 2023, no
pet.). “Because immunity is waived only for viable claims, the elements of a
whistleblower claim are jurisdictional facts necessary for determining
whether the [plaintiff's] claim falls within the jurisdictional confines of section
554.0035.” Id. (citing City of Fort Worth v. Pridgen, 653 S.W.3d 176, 181
(Tex. 2022); see also Lueck, 290 S.W.3d at 882.
A plaintiff’s conclusory allegations that a violation of the TWA has
occurred are not sufficient to defeat a plea to the jurisdiction, because
“[a]llowing a plaintiff’s pleadings to stand on bare allegations, alone, without
allowing the State to challenge plaintiff’s compliance with [an] immunity
statute, would practically eliminate the use of pleas to the jurisdiction, which
[courts] have already approved as the proper ‘procedural vehicle to challenge
subject matter jurisdiction in trial courts for over a century and a half.’” Lueck,
-7- 290 S.W.3d at 884 (citing Miranda, 133 S.W.3d at 232). The question, then,
of whether Defendants’ immunity from suit has been waived—thereby
permitting the Court to exercise subject-matter jurisdiction over Wilkinson’s
claims—turns on whether Wilkinson has made a viable claim under the TWA.
“The Texas Whistleblower Act was enacted to compel the
government's compliance with law by protecting those who inform authorities
of wrongdoing.” Garcia, 668 S.W.3d at 422 (internal quotations omitted)
(citing Harris Cnty. v. Davidson, 653 S.W.3d 318, 321 (Tex. App.—Houston
[14th Dist.] 2022, no pet.)). It provides that “a governmental entity may not
take adverse personnel action against a public employee who in good faith
reports a violation of law by the employing governmental entity or another
public employee to an appropriate law enforcement authority.” Id. (internal
quotations omitted) (citing Tex. Gov’t Code § 554.002(a)).
Wilkinson has failed to make a valid claim under the TWA; thus,
Defendants’ immunity remains intact, and Wilkinson’s TWA claims must be
dismissed in their entirety for want of jurisdiction. Garcia, 668 S.W.3d at 425;
see also Pridgen, 653 S.W.3d at 188.
-8- A. Wilkinson has failed to exhaust his administrative remedies under the TWA.
Before an employee files suits on an alleged violation of the TWA, he
must “invoke the applicable grievance or appeal procedures not later than the
90th day after the date on which the alleged violation of this chapter occurred
or was discovered by the employee through reasonable diligence.” Tex. Gov’t
Code § 554.006(b). Timely administrative exhaustion is a jurisdictional
perquisite; failure to timely exhaust his TWA claim renders it barred by
sovereign immunity. City of Madisonville v. Sims, 620 S.W.3d 375, 379 (Tex.
2020). An employee must “strictly abide by the procedural requirements set
out in the [Texas Whistleblower] Act to obtain relief,” which “includes the
statute of limitations.” Id. (quoting Chatha, 381 S.W.3d at 515).
In his Response to Defendants’ Amended PTJ, Wilkinson argues that
he “did in fact plead that he timely exhausted his administrative remedies,”
citing paragraphs 14 and 18 of his Amended Petition. CR. 100. Wilkinson’s
Reply Brief in Support of Denial of Plea to the Jurisdiction (at CR. 125–26)
also states that “Plaintiff has alleged … the reporting the adverse employment
action resulting from such [whistleblower] reports in accordance with the
University grievance procedure.” But Wilkinson’s operative Petition only
-9- asserts that he submitted his whistleblowing report to the FBI and to the Texas
State University System Office of Internal Audit via an online reporting
platform. See CR. 49–52; 7–10. Critically, Plaintiff has not asserted that he
reported any retaliatory behavior against him to either Defendant, let alone
provide a date that such a grievance was filed.
While his operative Petition (CR. 56) does include a generic,
conclusory allegation that he initiated administrative remedies by invoking
the University’s grievance procedure within 90 days after “the adverse
employment action was discovered,” he does not identify what the adverse
employment action was that he grieved or when he followed the grievance
procedure. For the same reasons, Wilkinson’s Reply Brief in Support of
Denial of Plea to the Jurisdiction is equally vague, simply asserting that
“Plaintiff has alleged … the reporting [of] the adverse employment action
resulting from such [whistleblower] reports in accordance with the University
grievance procedure.” CR. 125–26. Bare legal allegations are insufficient to
waive the State’s immunity. Lueck, 290 S.W.3d at 884. When a plaintiff
merely alleges that “he filed grievances regarding ‘these actions,’ but the
timeline remains vague,” the petition “lack sufficient information to
- 10 - affirmatively demonstrate the trial court’s jurisdiction.” Hennsley v. Stevens,
613 S.W.3d 296, 306 (Tex. App.—Amarillo 2020, no pet.).
Courts will not consider undated allegations when analyzing whether
sovereign immunity has been waived, because a plaintiff should provide at
least an approximate date on which the alleged acts occurred. Univ. of Texas
v. Poindexter, 306 S.W.3d 798, 808 (Tex. App.—Austin 2009, no pet.).1 The
plaintiff bears the burden of establishing facts related to timing of
administrative exhaustion. Id. Failure to provide dates “deprives the trial court
of jurisdiction over any events for which []he did not specify dates.” Id. Here,
Wilkinson fails to provide dates for most of the conduct he alleges constitutes
an adverse personnel action,2 and he fails to provide any date on which he
purports to have invoked the University’s grievance procedure to report any
retaliatory conduct resulting from his whistleblowing activities—let alone
1 As demonstrated by City of Madisonville, The Texas Supreme Court has relied on cases addressing Texas Labor Code Chapter 21 claims as analogous in determining when the TWA’s limited statutory waiver to sovereign immunity has been properly invoked and all jurisdictional prerequisites have been satisfied. 620 S.W.3d at 379. 2 Indeed, Wilkinson’s failure to provide “even an approximate date on which those alleged acts occurred” requires this court to “not consider the undated allegations in [its] analysis and [to] limit our consideration to [Wilkinson’s] claims for discrete acts of alleged discriminatory conduct.” Olivarez v. UT-Austin, No. 03-05-00781, 2009 WL 1423929 at *3 (Tex. App.—Austin 2009, no pet.).
- 11 - specifying what retaliatory conduct he allegedly grieved. Hernandez v. Dallas
Indep. Sch. Dist., 05-17-00227-CV, 2018 WL 1835692, at *2–3 (Tex. App.—
Dallas Apr. 18, 2018, no pet.) (mem. op.) (examining multiple reports to
determine compliance with jurisdictional requirements) (citing omitted).
Wilkinson therefore fails to demonstrate that he timely met the TWA’s
administrative exhaustion requirements for any of the alleged retaliatory
conduct that serves as the basis of his TWA claims, and he has not
demonstrated a TWA claim that falls within the Act’s limited waiver of
Defendants’ sovereign immunity.
Because Wilkinson failed to notify TXST, his employer, of the alleged
retaliatory conduct underlying his current suit against them3 within 90 days
after the date on which the alleged violation occurred or was discovered by
him, he has failed to exhaust his administrative remedies for his TWA claim.
Tex. Gov’t Code § 554.005. Accordingly, Wilkinson’s TWA claim is barred
by sovereign immunity and must be dismissed for lack of subject matter
jurisdiction.4 See Bastrop Cnty. v. Samples, 286 S.W.3d 102, 104 (Tex.
3 See CR. 51–53. 4 Unless the State expressly consents to suit, sovereign immunity from suit defeats a trial court’s subject matter jurisdiction in an action against the State or a State entity, and
- 12 - App.—Austin 2009, no pet.) (citing Gregg Cnty. v. Farrar, 933 S.W.2d 769,
774-76 (Tex. App.—Austin 1996, writ denied)). This court should reverse and
dismiss Wilkinson’s TWA claims as barred by sovereign immunity.
B. Wilkinson’s TWA claim is time-barred.
Notably, even if this Court finds that Wilkinson has pled a valid claim
under the TWA and that he had sufficiently exhausted his administrative
remedies—which he has not—his claim is still barred by TWA’s statute of
limitations. An employee must sue by the 90th day after the date on which the
alleged violation occurred or was discovered by the employee. Tex. Gov’t
Code § 554.005. Wilkinson claims that he reported an alleged violation of
federal law on August 17, 2023, and filed his lawsuit on May 3, 2024. CR. 5,
50. As discussed below and in Defendants’ Amended PTJ, Wilkinson fails to
demonstrate that he suffered any discernible adverse personnel action within
90 days of May 3, 2024. Although the 90-day limitations period is tolled while
dismissal with prejudice is proper. Texas A&M Univ. Sys. v. Koseoglu, 233 S.W.3d 835, 846 (Tex. 2007). Defendants are entitled to sovereign immunity absent a valid waiver because they are state governmental units organized under the Constitution and laws of Texas. Tex. Const. art. VII, § 17; Tex. Educ. Code § 107.01 et. seq.; Chatha, 381 S.W.3d at 513. Plaintiff has not asserted any facts showing a waiver of sovereign immunity for any of his claims, as is his duty as plaintiff. Jones, 8 S.W.3d at 638; Swanson, 590 S.W.3d at 550. Nonviable claims are barred by sovereign immunity. Andrade, 345 S.W.3d at 11; Garcia, 668 S.W.3d at 422; Pridgen, 653 S.W.3d at 181.
- 13 - the applicable grievance procedure is exhausted, Wilkinson fails to allege any
facts from which this court can discern that his suit is timely, as is his burden.
Poindexter, 306 S.W.3d at 808. Moreover, when a plaintiff alleges multiple
reports of retaliatory conduct in support of his whistleblower claim, each
report must be evaluated for compliance with Texas law. See Hernandez, 05-
17-00227-CV, 2018 WL 1835692, at *2–3, (examining multiple reports to
determine compliance with jurisdictional requirements); Hennsley, 613
S.W.3d at 306. Wilkinson does not allege facts demonstrating that he timely
filed suit within 90 days after grieving any purportedly retaliatory conduct that
he suffered, let alone each instance of undated retaliatory conduct.
Accordingly, his claim is barred by the TWA’s statute of limitations and the
trial court’s denial of Defendants’ Amended Plea to the Jurisdiction should be
reversed.
C. Defendants did not commit an “adverse personnel action” against Wilkinson under the TWA.
Texas Government Code section 554.002(a) provides that “[a]
governmental entity may not take adverse personnel action against a public
employee who in good faith reports a violation of law by the employing
governmental entity or another public employee to an appropriate law
- 14 - enforcement authority.” In this context, adverse personnel action “means an
action that affects a public employee’s compensation, promotion, demotion,
transfer, work assignment, or performance evaluation.” Tex. Gov’t Code
§ 554.001(3). “[F]or a personnel action to be adverse within the meaning of
the Act, it must be material, and thus likely to deter a reasonable, similarly
situated employee from reporting a violation of the law.” Montgomery County
v. Park, 246 S.W.3d 610, 612 (Tex. 2007). Factors suggesting a personnel
action is materially adverse include whether the action negatively affected the
employee’s (1) pay or income; (2) ability to obtain outside employment; (3)
prestige; (4) opportunity for advancement; or (5) working conditions. See id.
at 615. However, “the presence or absence of any one of these factors is not
dispositive.” Id. Purely subjective adversity does not satisfy the adverse
personnel action standard. Id. at 616 n.9.
Wilkinson is still employed by Texas State University. CR. 48. In his
First Amended Petition, he alleges that the University retaliated against him
in violation of the TWA by subjecting him to a hostile work environment and
by constructively discharging him. CR. 51–53. He otherwise claims that since
submitting his whistleblower’s report, his employer and colleagues have
shunned him, denied him unspecified and undated promotional opportunities,
- 15 - and deprived him of “networking and social interactions.” CR. 51–53.
According to Wilkinson, Defendants “embarked on a concerted effort to
create for Plaintiff a hostile work environment with the intent to … fabricate
performance reviews with the purpose of creating a pretext to demote, not
promote, or fire Plaintiff and/or to reduce Plaintiff’s pay, deny pay raises,
deny promotional opportunities, and/or limit employment benefits.” CR. 53.
For multiple reasons, these allegations do not constitute materially
adverse personnel actions under the TWA. First, Wilkinson’s continuous state
of employment at Texas State University disproves his claim of constructive
discharge. Microsoft Corp. v. Mercieca, 502 S.W.3d 291, 312 (Tex. App.—
Houston [14th Dist.] 2016, pet. denied) (holding that an employee’s
resignation is an element of a constructive discharge claim). Second,
Wilkinson’s failure to promote allegation must itself fail as he has not
identified any denied promotion he applied for nor demonstrated any causal
link between a denied promotion and his reporting of illegal conduct. City of
Fort Worth v. Zimlich, 29 S.W.3d 62, 70 (Tex. 2000).
Third, Wilkinson does not allege that his employer actually reduced
his pay, limited his employment benefits, or demoted him; rather, Wilkinson
simply speculates that his performance reviews—which all Texas State
- 16 - University employees receive—have “create[d] a pretext” for his employer to
take some adverse action in the future.5 CR 53. But he does not allege that he
has actually suffered any of these personnel actions, let alone provides a date
on which such an action occurred. Tex. Gov’t Code § 554.001(3); Hennsley,
613 S.W.3d 306; Park, 246 S.W.3d at 612; Lueck, 290 S.W.3d at 884. Finally,
Wilkinson has not demonstrated how any incident of “shunning” was
objectively adverse, let alone material. Park, 246 S.W.3d at 612.
Wilkinson failed to allege an “adverse personnel action” under the
TWA, rendering his claim nonviable and barred by sovereign immunity. This
Court should reverse the trial court’s order and dismiss Wilkinson’s claims.
II. Wilkinson’s Free Speech Retaliation Claims Are Barred by Sovereign Immunity.
According to Wilkinson, “Defendant was motivated by Plaintiff’s
speech to terminate him for engaging in protected speech in violation of the
United States Constitution and Article 1, Section 8 of the Texas Constitution
when it constructively terminated Plaintiff for engaging in constitutionally
protected free speech.” CR. 53. Ignoring that Wilkinson has not been
terminated or constructively terminated, Wilkinson also contends that “[t]he
5 Nor does Plaintiff allege that said performance reviews were negative.
- 17 - Defendants offer no legal support for their apparent contention that they are
immune from suit for violations of Plaintiff’s free speech rights” and that
“[s]overeign immunity does not bar a suit to vindicate constitutional rights.”
CR. 55. The opposite is true.
A. Wilkinson cannot establish a waiver to sovereign immunity under the federal or state Constitutions.
Federal constitutional claims fall under section 1983. See Luttrell v. El
Paso Cnty., 555 S.W.3d 812, 841 (Tex. App.—El Paso 2018, no pet.) (citing
Whitley v. Hanna, 726 F.3d 631, 638 (5th Cir. 2013), cert. denied, 572 U.S.
1087, 134 (2014)) (the conduct challenged in a section 1983 action “must
deprive the plaintiff of a right secured by the Constitution or the laws of the
United States.”). Sovereign immunity bars section 1983 claims against state
agencies such as Defendants because that statute does not abrogate state
sovereign immunity, and Texas has not waived immunity to claims brought
thereunder. See, e.g., Koseoglu, 233 S.W.3d at 839 (Tex. 2007) (no waiver of
sovereign immunity); see also Will v. Michigan Dep’t of State Police, 491
U.S. 58, 67 (1989) (no abrogation because “in enacting § 1983, Congress did
not intend to override well-established immunities or defenses under the
common law”); Hosner v. DeYoung, 1 Tex. 764, 769 (Tex. 1847) (“A state
- 18 - cannot be sued in her own courts without her own consent, and then only in
the manner indicated by that consent”). Importantly, “neither a State nor its
officials acting in their official capacities are ‘persons’ under § 1983.”
Harrison v. Tex. Dept. of Criminal Justice-Institutional Div., 915 S.W.2d 882,
889 (Tex. App.—Houston [1st Dist.] 1995, no pet.) (quoting Will, 491 U.S. at
71). Section 1983 claims may only be brought against a person, and an “arm
of the state”—e.g., a state agency such as Defendants—does not qualify as a
person under the statute. Brinkley v. Tex. Lottery Comm’n, 986 S.W.2d 764,
772 (Tex. App.—Austin 1999, no pet.); State v. Biggar, 848 S.W.2d 291, 295
(Tex. App.—Austin 1993), aff'd, 873 S.W.2d 11 (Tex. 1994) (citing Will, 491
U.S. at 66–67) (holding, inter alia, that “the State is not a person for purposes
of section 1983”); Tex. Tech Univ. Health Scis. Ctr.-El Paso v. Bustillos, 556
S.W.3d 394, 400 (Tex. App.—El Paso 2018, no pet.) (citing Whitehead v.
Univ. of Tex. Health Sci. Ctr. at San Antonio, 854 S.W.2d 175, 180 (Tex.
App.—San Antonio 1993, no writ) (“A state agency is an arm of the state and
is shielded by the sovereign immunity available to the state government)).
Accordingly, since Wilkinson has failed to show a waiver of sovereign
immunity for his section 1983 claim against Defendants and Section 1983
claims cannot be brought directly against a state agency like Defendants, his
- 19 - First Amendment claims should be dismissed for lack of subject matter
jurisdiction. This Court must reverse the trial court’s contrary decision.
Similarly, to the extent that Wilkinson alleges that his free speech rights
were violated under Article I, Section 8 of the Texas Constitution, this claim
must be dismissed for lack of subject matter jurisdiction as all claims under
the Texas Constitution against a state entity other than those brought under its
takings clause (Article I, Section 17) are barred by sovereign immunity. CR.
53. With the limited exception of challenging the validity of a state statute—
which is not at issue here—a state entity like Texas State University or Texas
State University System has sovereign immunity from Texas constitutional
claims. Hall v. McRaven, 508 S.W.3d 232, 238 (Tex. 2017); Tex. Dep’t of
Transp. v. Sefzik, 355 S.W.3d 618, 621 (Tex. 2011); Tex. Lottery Comm'n v.
First State Bank of DeQueen, 325 S.W.3d 628 (Tex.2010); City of El Paso v.
Heinrich, 284 S.W.3d 366, 372–73 (Tex. 2009). As Wilkinson has not
demonstrated a waiver to sovereign immunity under the Texas Constitution,
his free speech claims against Defendants must be dismissed for lack of
subject matter jurisdiction.
- 20 - B. Defendants did not commit an “adverse employment action” against Wilkinson to establish a federal or state free speech claim.
Even if Wilkinson had pled a valid free speech claim against a proper
defendant—which he has not—Wilkinson cannot demonstrate the first
element in a First Amendment retaliation analysis and therefore cannot
establish a viable claim.6
“The First Amendment protects public employees against retaliation for
the exercise of their free-speech rights under some circumstances.” Guillaume
v. City of Greenville, 247 S.W.3d 457, 463 (Tex. App.—Dallas 2008, no pet.)
(citing Garcetti v. Ceballos, 547 U.S. 410, 126 S.Ct. 1951, 1957 (2006)). A
First Amendment retaliation claim has four (4) elements:
(1) an adverse employment action; (2) speech involving a matter of public concern; (3) the employee's interest in commenting on matters of public concern outweighs the
6 As Wilkinson has not demonstrated “any arguments based on the text, history, or purpose of [Article 1], Section 8 [of the Texas Constitution] that it provides them any greater protection in this context than that provided by the First Amendment, [the Court] may rely upon persuasive authorities applying free-speech protections under both the federal and Texas constitutions.” Caleb v. Carranza, 518 S.W.3d 537, 543–44 (Tex. App.—Houston [1st Dist.] 2017, no pet.) (citing Tex. Dept. of Transp. v. Barber, 111 S.W.3d 86, 106 (Tex. 2003)); Davenport v. Garcia, 834 S.W.2d 4, 40 (Tex. 1992) (Hecht, J., concurring) (“When state and federal provisions overlap or correspond, state law, as well as federal law and the law of other states, may be helpful in analyzing their proper application.”).
- 21 - employer’s interest in efficiency; and (4) the speech must have motivated the adverse employment action. Scott v. Godwin, 147 S.W.3d 609, 616 (Tex. App.—Corpus Christi–Edinburg
2004, no pet.) (citing Serna v. City of San Antonio, 244 F.3d 479, 482 (5th
Cir. 2001)). If a plaintiff makes a sufficient prima facie showing of a First
Amendment retaliation claim, “the defendant must prove by a preponderance
of the evidence that, regardless of the protected conduct, it would have taken
the same action against the plaintiff.” Martinez v. Tex. Dep't of Criminal
Justice, 300 F.3d 567, 576 (5th Cir. 2002) (citation omitted).
“[A]n adverse employment action requires a significant change in
employment status.” Esparza v. Univ. of Tex. at El Paso, 471 S.W.3d 903,
909 (Tex. App.—El Paso 2015, no pet.) (citing Burlington Indus., Inc. v.
Ellerth, 524 U.S. 742, 761 (1998)). “Generally, adverse employment
decisions involve hiring, granting leave, discharging, promoting, and
compensating employees.” Anderson v. Houston Cmty. Coll. Sys.,
458 S.W.3d 633, 640, 644 (Tex. App.—Houston [1st Dist.] 2015, no pet.)
(citing Winters v. Chubb & Son, Inc., 132 S.W.3d 568, 575 (Tex. App.—
Houston [14th Dist.] 2004, no pet.)). “Adverse employment actions do not
include disciplinary filings, supervisor's reprimands, poor performance
- 22 - reviews, hostility from fellow employees, verbal threats to fire, criticism of
the employee's work, or negative employment evaluations.” Anderson, 458
S.W.3d at 644 (citations omitted). Although the Fifth Circuit recently relaxed
this standard in Hamilton v. Dallas Cnty., 79 F.4th 494, 499–502 (5th Cir.
2023) (en banc) as it relates to Title VII discrimination claims, this relaxed
standard has not been applied in the First Amendment context and is not
otherwise binding on Texas state courts evaluating state law claims. City of
Pasadena v. Poulos, No. 01-22-00676-CV, 2023 WL 7134974, at *10 n.1
(Tex. App.—Houston [1st Dist.] Oct. 31, 2023, no pet.) (holding that “Fifth
Circuit precedent, although persuasive authority, is not binding on this Court.
In the absence of contrary authority from the Texas Supreme Court or this
Court sitting en banc, we continue to be bound by our prior precedent holding
that the TCHRA's anti-discrimination provision only applies to ‘ultimate
employment decisions.’”); Mitschke v. Borromeo, 645 S.W.3d 251, 256 (Tex.
2022) (stating that under principles of horizontal stare decisis, panel of
appellate court must follow “materially indistinguishable decisions of earlier
panels of the same court” unless prior decision has been superseded by higher
authority, such as decision by Texas Supreme Court or “an en banc decision
of the court of appeals itself.”).
- 23 - For a discrimination claim, in lieu of demonstrating an adverse action
such as termination or constructive discharge, “the plaintiff can show that [he]
remained in [his] position and endured a hostile work environment.” Waffle
House, Inc. v. Williams, 313 S.W.3d 796, 805–06 (Tex. 2010). However, the
hostile work environment must be based on discriminatory conduct that is
based on a protected class. Id.; see also Twigland Fashions, Ltd. v. Miller, 335
S.W.3d 206, 218 (Tex. App.—Austin 2010, no pet.); Harvill v. Westward
Commc’ns, L.L.C., 433 F.3d 428, 434 (5th Cir.2005). Texas does not
recognize claims for retaliatory hostile work environment. In re Parkland
Health & Hospital System Litigation, No. 05-17-00670-CV, 2018 WL
2473852, at *8 (Tex. App.—Dallas June 4, 2018, no pet.); see also Manor
Indep. Sch. Dist. v. Boson, No. 03–16–00756–CV, 2017 WL 1228880, *2 n.
4 (Tex. App.—Austin Mar. 29, 2017, no pet.); cf. Metro. Transit Auth. of
Harris Cty. v. Ridley, 540 S.W.3d 91, 99 (Tex. App.—Houston [1st Dist.]
2017, pet. denied).
Here, Wilkinson has failed to demonstrate he suffered any adverse
employment action whatsoever. CR. 47–58. Wilkinson claims his First
Amendment rights were violated when he was “terminated [] for engaging in
constitutionally protected free speech.” CR. 53. But Defendants have not
- 24 - taken any adverse action against Wilkinson; he was never terminated and
continues to be employed by the University. CR. 52. Wilkinson’s contention
that he “suffered an adverse employment action when he was constructively
terminated, intentionally not included in a networking opportunity that he had
historically been a part of, singled out and essentially shunned” is meritless,
as none of those allegations rise to the level of an adverse employment action
for purposes of First Amendment retaliation claims.
To the extent Wilkinson alternatively attempts to raise a hostile work
environment claim, that also fails because Texas does not recognize
retaliatory hostile work environment as a viable claim and Wilkinson has not
pled facts which demonstrate he was otherwise subjected to discriminatory
treatment because of any protected class. CR. 47–58. Because any allegation
of termination is meritless and Wilkinson has failed to plead any other viable
adverse employment action whatsoever, Wilkinson’s First Amendment
retaliation claims fail without any further analysis required and should be
dismissed for want of jurisdiction.
- 25 - III. Wilkinson’s Attempted Tort Claim Is Barred by Sovereign Immunity Because He Failed to Plead a Valid Waiver of Immunity under the TTCA.
The Texas Tort Claims Act (“TTCA”) is the only avenue for recovery
of torts against a governmental defendant. See Mission Consol. Ind. Sch. Dist.
v. Garcia, 253 S.W.3d 653, 659 (Tex. 2008). The TTCA “provides a limited
waiver of sovereign immunity, allowing suits to be brought against
governmental units only in certain, narrowly defined circumstances.” Tex.
Dep’t of Criminal Justice v. Miller, 51 S.W.3d 583, 587 (Tex. 2001); see also
Dallas Cnty. Mental Health & Mental Retardation v. Bossley, 968 S.W.2d
339, 341 (Tex.1998); Tex. Civ. Prac. & Rem. Code §101.021. “In a suit
against a governmental unit, the plaintiff must affirmatively demonstrate the
court's jurisdiction by alleging a valid waiver of immunity.” Morales v.
Barnett, 219 S.W.3d 477, 481 (Tex. App.—Austin 2007, no pet.) (citing
Dallas Area Rapid Transit, 104 S.W.3d at 542.
Wilkinson has done no such thing here. Not only has he failed to plead
a discernible tort claim, CR. 100, Wilkinson has failed to allege a valid waiver
of immunity as required for suit against a government entity under the TTCA.
- 26 - As such, Defendants retain their immunity, and Wilkinson’s claim must be
dismissed.7
IV. Dismissal with Prejudice is Appropriate.
Dismissal with prejudice is appropriate when the pleadings
affirmatively negate the existence of jurisdiction because of the sovereign
immunity bar, as is the case here. Harris Cnty. v. Sykes, 136 S.W.3d 635, 639
(Tex. 2004); Jones, 8 S.W.3d at 638 (Tex. 1999); Cooper, 683 S.W.3d at 899;
Ramos, 35 S.W.3d at 734 (citing L.S. Ranch, Ltd., 970 S.W.2d at 752). “If the
pleadings affirmatively negate the existence of jurisdiction, then a plea to the
jurisdiction may be granted without allowing the plaintiffs an opportunity to
amend.” Miranda, 133 S.W.3d at 227. Additionally, dismissal with prejudice
is appropriate when a plaintiff has had an opportunity to amend after the
governmental entity filed its plea and the amended pleading still does not state
7 Further, to the extent that Wilkinson has alleged an intentional tort claim, it is explicitly barred by sovereign immunity under the TTCA. The State of Texas has not expressly waived sovereign immunity for claims involving intentional torts, as the TTCA’s limited waiver of sovereign immunity for certain tort claims does not apply to claims “arising out of assault, battery, false imprisonment, or any other intentional tort.” Tex. Civ. Prac. & Rem. Code § 101.057(2) (emphasis added). To the extent that Wilkinson has pled a negligence claim, it too remains barred by sovereign immunity under the TTCA because the State of Texas has only expressly waived sovereign immunity for negligence claims that assert “property damage, personal injury, or death [that] arises from the operation or use of a motor-driven vehicle or motor-driven equipment” by a state employee. Tex. Civ. Prac. & Rem. Code § 101.021.
- 27 - a claim in avoidance of sovereign immunity, which is the case at hand. Sykes,
136 S.W.3d at 639. Dismissal with prejudice is additionally supported where,
as here, the plaintiff does not advise the trial court what the plaintiff could
plead differently that would remedy any of the Amended Petition’s
jurisdictional shortfalls. Haddix v. Am. Zurich Ins. Co., 253 S.W.3d 339, 347
(Tex. App.—Eastland 2008, no pet.). Wilkinson had opportunities to amend
and attempt to cure the jurisdictional deficiencies with his claims after
Defendants filed their Plea to the Jurisdiction—and he did in fact amend his
Petition after the Plea’s filing—but Wilkinson has failed to cure the
jurisdictional deficiencies or demonstrate to the trial court an ability to do so.
The trial court’s denial of the plea to the jurisdiction should be dismissed, and
this Court should dismiss Wilkinson’s claims with prejudice.
PRAYER
For the foregoing reasons, the Court should reverse the decision of the
trial court and remand the case.
Respectfully submitted,
KEN PAXTON Attorney General of Texas
BRENT WEBSTER First Assistant Attorney General
- 28 - RALPH MOLINA Deputy First Assistant Attorney General
AUSTIN KINGHORN Deputy Attorney General for Civil Litigation
KIMBERLY GDULA Chief, General Litigation Division
/s/ Rachel L. Behrendt RACHEL L. BEHRENDT Texas Bar No. 24130871 Assistant Attorney General P.O. Box 12548, Capitol Station Austin, Texas 78711-2548 Telephone: (512) 475-4112 Facsimile: (512) 320-0667 Rachel.Behrendt@oag.texas.gov
Counsel for Defendants-Appellants Texas State University and Texas State University System
- 29 - CERTIFICATE OF SERVICE
I certify that a true and correct copy of the foregoing document has been filed via the Court’s electronic filing system to all counsel of record on April 28, 2025.
David Junkin McGlothin Junkin & Wilde, PC 133 W. San Antonio, Suite 400 San Marcos, Texas 78666 (512) 392-7510 (512) 395-7520 Fax david@mcglothlinlaw.com
Counsel for Plaintiff
/s/ Rachel L. Behrendt RACHEL L BEHRENDT Assistant Attorney General
CERTIFICATE OF WORD COUNT COMPLIANCE
Pursuant to Texas Rule of Appellate Procedure 9.4(i)(3), I certify that this document contains 5,906 words, excluding those sections listed in Texas Rule of Appellate Procedure 9.4(i)(1).
/s/ Rachel L. Behrendt RACHEL L BEHRENDT Assistant Attorney General
- 30 - Automated Certificate of eService This automated certificate of service was created by the efiling system. The filer served this document via email generated by the efiling system on the date and to the persons listed below. The rules governing certificates of service have not changed. Filers must still provide a certificate of service that complies with all applicable rules.
Ariana Ines on behalf of Rachel Behrendt Bar No. 24130871 ariana.ines@oag.texas.gov Envelope ID: 100146700 Filing Code Description: Brief Requesting Oral Argument Filing Description: APPELLANTS BRIEF Status as of 4/28/2025 10:16 AM CST
Associated Case Party: Texas State University System
Name BarNumber Email TimestampSubmitted Status
Rachel L. Behrendt Rachel.Behrendt@oag.texas.gov 4/28/2025 10:02:09 AM SENT
Associated Case Party: Texas State University
Rachel L. Behrendt Rachel.Behrendt@oag.texas.gov 4/28/2025 10:02:09 AM SENT
Case Contacts
Ariana Ines ariana.ines@oag.texas.gov 4/28/2025 10:02:09 AM SENT
Associated Case Party: StuartPatrickWilkinson
David PatrickJunkin david@mcglothlinlaw.com 4/28/2025 10:02:09 AM SENT
Texas State University and Texas State University System v. Stuart Patrick Wilkinson (Texas State University and Texas State University System v. Stuart Patrick Wilkinson) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.