Tati King v. Glenn Youngkin

Court of Appeals for the Fourth Circuit·Decided December 5, 2024·No. 24-1265·Published

Opinion

PUBLISHED

UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

No. 24-1265

TATI ABU KING; TONI HEATH JOHNSON, Plaintiffs – Appellees,

and BRIDGING THE GAP IN VIRGINIA, Plaintiff,

v.

GLENN YOUNGKIN, in his official capacity as Governor of the Commonwealth of Virginia; KELLY GEE, in her official capacity as Secretary of the Commonwealth of Virginia; JOHN O’BANNON, in his official capacity as Chairman of the State Board ofElections for the Commonwealth of Virginia; ROSALYN R. DANCE, in her official capacity as Vice Chair of the State Board of Elections for the Commonwealth of Virginia; GEORGIA ALVIS-LONG, in her official capacity as Secretary of the State Board of Elections for the Commonwealth of Virginia; DONALD W. MERRICKS, in his official capacity as a member of the State Board of Elections for the Commonwealth of Virginia; MATTHEW WEINSTEIN, in his official capacity as a member of the State Board of Elections for the Commonwealth of Virginia; SUSAN BEALS, in her official capacity as Commissioner of the Department of Elections for the Commonwealth of Virginia; ERIC SPICER, in his official capacity as the General Registrar of Fairfax County, Virginia; and SHANNON WILLIAMS, in her official capacity as the General Registrar of Smyth County, Virginia,

Defendants – Appellants.

Appeal from the United States District Court for the Eastern District of Virginia, at Richmond. John A. Gibney, Jr., Senior District Judge. (3:23-cv-00408-JAG)

Argued: September 24, 2024 Decided: December 5, 2024

Before NIEMEYER, GREGORY, and HEYTENS, Circuit Judges.

Affirmed in part and reversed in part by published opinion. Judge Heytens wrote the opinion, which Judge Niemeyer and Judge Gregory joined.

ARGUED: Kevin Michael Gallagher, OFFICE OF THE ATTORNEY GENERAL OF VIRGINIA, Richmond, Virginia, for Appellants. Brittany Blueitt Amadi, WILMER CUTLER PICKERING HALE AND DORR LLP, Washington, D.C., for Appellees. ON BRIEF: Jason S. Miyares, Attorney General, Erika L. Maley, Solicitor General, OFFICE OF THE ATTORNEY GENERAL OF VIRGINIA, Richmond, Virginia; Charles J. Cooper, Haley N. Proctor, John D. Ramer, COOPER & KIRK, PLLC, Washington, D.C., for Appellants. Vishal Agraharkar, Eden Heilman, ACLU FOUNDATION OF VIRGINIA, Richmond, Virginia; Jared Fletcher Davidson, New Orleans, Louisiana, Benjamin L. Berwick, PROTECT DEMOCRACY PROJECT, Watertown, Massachusetts; L. Alyssa Chen, Washington, D.C., Robert Kingsley Smith, Jason H. Liss, Robert Donoghue, Boston, Massachusetts, Nicholas Werle, Matthew Wollin, WILMER CUTLER PICKERING HALE AND DORR LLP, New York, New York, for Appellees.

TOBY HEYTENS, Circuit Judge:

Under Ex parte Young, 209 U.S. 123 (1908), suits that would otherwise be barred by a State’s sovereign immunity may proceed when a plaintiff seeks forward-looking relief to halt an ongoing violation of federal law. The plaintiffs here claim the felon disenfranchisement provision in Virgina’s constitution conflicts with federal law, and they seek an injunction preventing various state officials from enforcing that provision against them. We hold that the portion of the plaintiffs’ complaint that is before us meets the requirements of the Ex parte Young doctrine and that the district court correctly declined to dismiss it based on sovereign immunity. But we also conclude that two of the 10 defendants—the Governor of Virginia and the Secretary of the Commonwealth—must be dismissed because they lack enforcement responsibility for the challenged state action. We thus affirm the district court’s order in part and reverse it in part.

I.

Plaintiffs Tati Abu King and Toni Heath Johnson cannot register to vote in Virginia because the state constitution forbids them from doing so. In 2018, King was convicted of felony drug possession. In 2021, Johnson was convicted of several felonies, including drug possession, drug distribution, and child endangerment. These convictions triggered a provision of Virginia’s constitution that says “[n]o person who has been convicted of a felony shall be qualified to vote unless his civil rights have been restored by the Governor or other appropriate authority.” Va. Const. art. II, § 1.

King and Johnson claim their inability to register to vote violates the Virginia Readmission Act, an 1870 federal statute that allowed the Commonwealth to regain its

representation in Congress after the Civil War. The Act begins by noting “the people of Virginia have framed and adopted” a post-Civil War constitution—the Constitution of 1869. Pub. L. No. 41-10, 16 Stat. 62 (1870). It then imposes various requirements and restrictions on Virginia, including limits on the Commonwealth’s ability to change the 1869 Constitution. 16 Stat. 63. The limitation at issue states:

[T]he Constitution of Virginia shall never be so amended or changed as to deprive any citizen or class of citizens of the United States of the right to vote who are entitled to vote by the Constitution herein recognized, except as a punishment for such crimes as are now felonies at common law, whereof they shall have been duly convicted under laws equally applicable to all the inhabitants of said State.

Id.

In 2023, King, Johnson, and two other plaintiffs who are not before us sued eight election officials, the Governor of Virginia, and the Secretary of the Commonwealth (collectively, defendants) in federal district court. Among other relief, the complaint seeks an injunction barring the defendants “from enforcing” the Commonwealth’s felony disenfranchisement rule against people “convicted of crimes that were not felonies at common law when the Virginia Readmission Act was enacted.” JA 64–65.

The defendants moved to dismiss the complaint, asserting—as relevant here—that sovereign immunity bars this suit. The district court dismissed three of the complaint’s four counts for failure to state a claim on which relief can be granted. But the court rejected the defendants’ sovereign immunity argument, permitting one count based on the Virginia Readmission Act to go forward.

The defendants appealed the district court’s order declining to dismiss the remaining count of the complaint on sovereign immunity grounds. We have jurisdiction under the collateral order doctrine. See Puerto Rico Aqueduct & Sewer Auth. v. Metcalf & Eddy, Inc., 506 U.S. 139, 143–45 (1993). “[T]he existence of sovereign immunity is a question of law that we review de novo.” Franks v. Ross, 313 F.3d 184, 192 (4th Cir. 2002).

II.

The Eleventh Amendment and the broader principles of federalism it reflects generally prevent private parties from suing a State without its consent. See, e.g., Hans v. Louisiana, 134 U.S. 1, 10 (1890). In addition, “[s]uits against state officials in their official capacity” are “treated as suits against the State” and are barred by sovereign immunity to the extent they seek monetary relief. Hafer v. Melo, 502 U.S. 21, 25 (1991). “But there is also a well-settled corollary—associated with Ex parte Young—that allows suits for declaratory or injunctive relief against state officers in their official capacities.” Gibbons v. Gibbs, 99 F.4th 211, 214 (4th Cir. 2024) (quotation marks removed). This appeal turns on whether King’s and Johnson’s claim based on the Virginia Readmission Act falls within the Ex parte Young doctrine.

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