Tarlow v. Landye Bennett Blumstein LLP

147 P.3d 355, 209 Or. App. 171, 2006 Ore. App. LEXIS 1765
CourtCourt of Appeals of Oregon
DecidedNovember 8, 2006
Docket0307-07331; A126381
StatusPublished
Cited by1 cases

This text of 147 P.3d 355 (Tarlow v. Landye Bennett Blumstein LLP) is published on Counsel Stack Legal Research, covering Court of Appeals of Oregon primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Tarlow v. Landye Bennett Blumstein LLP, 147 P.3d 355, 209 Or. App. 171, 2006 Ore. App. LEXIS 1765 (Or. Ct. App. 2006).

Opinion

EDMONDS, P. J.

Plaintiff brought an action against defendant attorneys for wrongful initiation of civil proceedings. The trial court granted defendants’ motion for summary judgment and entered a judgment dismissing plaintiffs complaint with prejudice. ORCP 47 C. Plaintiff appeals from that judgment, and we affirm.

Christine Oldroyd was hired in February 2001 as the property manager for an apartment complex managed by Interwest Properties, Inc. (Interwest), and owned by the Tarlow Family Limited Partnership, of which plaintiff is the general partner. Oldroyd was fired in August 2001 by Interwest. In July 2002, Oldroyd brought an action against Interwest for common law and statutory wrongful discharge and against plaintiff for “interference with contractual relations.”1 Defendants represented Oldroyd in that case. Eventually, plaintiff was granted summary judgment on Oldroyd’s claim against him.

Plaintiff then filed this action, alleging that defendants had wrongfully used the Oldroyd claim against him when they knew or reasonably should have known that there was no legally cognizable basis for the claim.2 Defendants moved for summary judgment, arguing, in part, that the doctrine of issue preclusion operated to bar plaintiffs action based on a ruling made by the trial court in the Oldroyd case regarding plaintiffs request for an enhanced prevailing party fee under ORS 20.190(3). After hearing argument on the [174]*174motion, the trial court granted summary judgment, ruling in a letter opinion as follows:

“1) Plaintiffs claim of wrongful initiation of civil proceedings requires that malice be proven on the part of the defendants.
“2) That in the prior proceeding * * *[, the court] determined that neither plaintiff Oldroyd [n]or her attorneys (defendants in this action) acted in a reckless, wilful or malicious manner. This conclusion was reached pursuant to [plaintiffs] request for enhanced prevailing attorney fees.
“3) The court has examined the Oldroyd case file and determined that the issues raised by [plaintiff] in the prior proceedings are the same issues that are the basis of this wrongful initiation of civil proceedings case.
“4) Consequently, this court concludes that the issues in the two proceedings are identical; that the [malice] issue was actually litigated and essential to a final decision on the merits in the prior proceedings; that [plaintiff] had a full and fair opportunity to be heard; and that [plaintiff] was a party in the prior case.
“5) This court also concludes [that] the prior proceeding requesting enhanced prevailing party fees is the type to which the Oregon courts will give preclusive effect.”

On appeal, plaintiff assigns error to the trial court’s grant of summary judgment, arguing, among other things, that the trial court erred when it applied the doctrine of issue preclusion because the issues of bad faith and malice were not actually litigated in the Oldroyd case.

“Issue preclusion” arises in a subsequent proceeding when an issue of ultimate fact has been determined by a valid and final determination in a prior proceeding. Nelson v. Emerald People’s Utility Dist., 318 Or 99, 103, 862 P2d 1293 (1993).3 ORS 43.160, which codifies the common law, provides:

[175]*175“That only is determined by a former judgment, decree or order which appears upon its face to have been so determined or which was actually and necessarily included therein or necessary thereto.”

In Westwood Construction Co. v. Hallmark Inns, 182 Or App 624, 636, 50 P3d 238, rev den, 335 Or 42 (2002), we noted that, “[b]y the statute’s plain terms, when the face of a judgment or order in a prior proceeding demonstrates that a matter was actually determined, the determination is preclusive.” See also Restatement (Second) of Judgments § 27 comment d (1982) (stating that an issue may be “actually litigated” when it is submitted for determination on a motion to dismiss for failure to state a claim, a motion for judgment on the pleadings, a motion for summary judgment, and a motion for a directed verdict, or their equivalents, and that a “determination may be based on a failure of pleading or of proof as well as on the sustaining of the burden of proof’).

Here, the judgment resolving plaintiffs request for an enhanced prevailing party fee in the ORS 20.190 proceeding expressly provides that plaintiff failed to meet his burden of proof to establish that the conduct of defendants “was reckless, malicious, in bad faith or illegal in prosecuting a claim for wrongful termination.” However, plaintiff argues, in effect, that he did not have a full and fair opportunity to be heard on that issue because of the ancillary nature of the ORS 20.190 proceeding, which did not involve the examination of live witnesses. We need not decide, however, whether the legislature intended that the Restatement rule be applied to ORS 43.160 when the prior finding arises out of a proceeding under ORS 20.190, because the trial court’s grant of summary judgment was correct based on defendants’ alternative argument.

Defendants argued to the trial court in their motion for summary judgment that there was no evidence in the record to support an inference that they acted with malice in [176]*176prosecuting Oldroyd’s claim against plaintiff, an essential element in a claim for wrongful initiation of civil proceedings. Defendants assert that the only evidence in the record on the question of motive is the affidavit of one of the defendants, who swore that “the defendants’ sole purpose in filing Oldroyd’s complaint was to give her an opportunity to adjudicate what she (and we) believed to be valid claims,” and that this evidence is uncontradicted in the summary judgment record. Plaintiff responds that his attorney submitted an affidavit pursuant to ORCP 47 E in which he stated that “[a]n expert has been retained who is available and willing to testify to admissible facts and opinions creating a question of material fact on [plaintiff]’s claim for wrongful use of civil proceedings.”4 He asserts that under ORCP 47 E the “affidavit by itself establishes a genuine issue of material fact as to all elements of a claim for wrongful use of civil proceedings including the element of malice.”

OEC 702 states that,

“[i]f scientific, technical or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training or education may testify thereto in the form of an opinion or otherwise.”

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Cite This Page — Counsel Stack

Bluebook (online)
147 P.3d 355, 209 Or. App. 171, 2006 Ore. App. LEXIS 1765, Counsel Stack Legal Research, https://law.counselstack.com/opinion/tarlow-v-landye-bennett-blumstein-llp-orctapp-2006.