Tanner v. McDaniel

493 F.3d 1135, 2007 U.S. App. LEXIS 16757, 2007 WL 2027360
CourtCourt of Appeals for the Ninth Circuit
DecidedJuly 13, 2007
Docket06-15405
StatusPublished
Cited by47 cases

This text of 493 F.3d 1135 (Tanner v. McDaniel) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Tanner v. McDaniel, 493 F.3d 1135, 2007 U.S. App. LEXIS 16757, 2007 WL 2027360 (9th Cir. 2007).

Opinion

TASHIMA, Circuit Judge:

Kelly Lee Tanner appeals the district court’s denial of his petition for a writ of habeas corpus under 28 U.S.C. § 2254. Tanner contends that the district court erred in rejecting his claims that he received ineffective assistance of counsel in his state criminal proceedings, that his guilty plea was not knowing and voluntary, and that the district court should have granted his request for an evidentiary hearing. The district court issued a certificate of appealability as to all three issues. We have jurisdiction under 28 U.S.C. §§ 1291 and 2253, and we affirm.

BACKGROUND

In June 1993, Tanner shot and killed his wife, Julie Tanner, as she lay asleep in their bed. Tanner also forced their twelve-year-old foster son to engage in oral sexual intercourse with him sometime in April or May 1993. In December 1993, Tanner pleaded guilty in Nevada district *1139 court to first degree murder with the use of a deadly weapon and battery with intent to commit sexual assault.

At Tanner’s plea hearing, the judge informed Tanner that if he did not plead guilty, he would have the right to a jury trial, the right to have the charges against him proved beyond a reasonable doubt, the right to confront witnesses against him, the right to present and subpoena witnesses, and the right to remain silent. Tanner said that he understood that he was giving up those rights by pleading guilty. The judge did not tell Tanner that he was entitled to take an appeal after pleading guilty. 1

Tanner was subsequently sentenced to imprisonment for two consecutive terms of life without parole for the murder, 2 and a five-year concurrent term for the battery. Tanner’s counsel never informed Tanner that he could file a direct appeal from his conviction or sentence, nor did he otherwise consult with Tanner regarding the possibility of an appeal.

Two years later, in May 1996, Tanner attempted to file a direct appeal to the Nevada Supreme Court, alleging that he had received ineffective assistance of counsel and been denied his right to an appeal. Tanner’s appeal was rejected because it was untimely. In August 1996, Tanner filed a federal habeas petition alleging the same violations, but the petition was dismissed as unexhausted due to Tanner’s failure to pursue state collateral review. Tanner returned to state court and filed a state habeas petition, which the Nevada Supreme Court eventually dismissed as untimely. Tanner then filed a second federal habeas petition renewing his earlier claims.

The district court dismissed Tanner’s petition on the ground that Tanner had procedurally defaulted his claims. We reversed, holding that the state procedural rule relied on by the Nevada Supreme Court in denying review was inadequate, as applied in Tanner’s case, to bar federal habeas review. Tanner v. McDaniel, 97 Fed.Appx. 202, 202-03 (9th Cir.2004). On remand, the district court reached the merits of Tanner’s petition and rejected his claims that he was provided ineffective assistance of counsel and that his plea was not knowing and voluntary. Tanner timely appeals.

STANDARD OF REVIEW

We review de novo a district court’s denial of a 28 U.S.C. § 2254 habeas corpus petition. Zichko v. Idaho, 247 F.3d 1015, 1019 (9th Cir.2001). Because the Nevada courts have not reviewed the merits of Tanner’s claims, the deference to state court decisions ordinarily required by the Antiterrorism and Effective Death Penalty Act of 1996 is inapplicable. Pirtle v. Morgan, 313 F.3d 1160, 1167 (9th Cir. 2002) (“[W]hen it is clear that a state court has not reached the merits of a properly raised issue, we must review it de novo.”); see 28 U.S.C. § 2254(d).

DISCUSSION

1. Ineffective Assistance of Counsel

Relying on Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d *1140 674 (1984), and Roe v. Flores-Ortega, 528 U.S. 470, 120 S.Ct. 1029, 145 L.Ed.2d 985 (2000), Tanner first contends that his attorney’s failure to consult with him regarding an appeal, following his guilty plea and sentencing violated his constitutional right to effective assistance of counsel. In Flores-Ortega, 528 U.S. at 476-77, 120 S.Ct. 1029, the Supreme Court held that the “now-familiar” Strickland test for evaluating ineffective assistance of counsel claims applies to the situation where a defense attorney has failed to file a notice of appeal on behalf of the client. In so holding, the Court overruled precedents from several federal circuits .that held that defense counsel had a duty to file a notice of appeal in all cases, except where the defendant affirmatively consented to refrain from filing an appeal. Those circuits held that an attorney’s uneonsented-to failure to file a notice of appeal was automatically deemed ineffective assistance of counsel. The Court rejected such a per se rule, stating that a “circumstance-specific reasonableness inquiry [as] required by Strickland” should be used to evaluate whether a defense attorney performed de-ficiently in failing to file an appeal. Id. at 478-80, 120 S.Ct. 1029.

In instances where the defense attorney did not file an appeal because he never spoke with the client about such a possibility, as occurred in this case, Flores-Ortega held that courts must consider “whether counsel’s failure to consult with the defendant itself constitutes deficient performance.” Id. at 478, 120 S.Ct. 1029. To assist lower courts in answering that question, the Court described the general circumstances under which defense counsel is obligated to consult with the defendant about an appeal. According to the Court, defense counsel

has a constitutionally imposed duty to consult with the defendant about an appeal when there is- reason to think either
(1) that a rational defendant would want to appeal (for example, because there . are non-frivolous grounds for appeal), or
(2) that this particular defendant reasonably demonstrated to counsel that he was interested in appealing.

Id. at 480, 120 S.Ct. 1029.

Relying on the Flores-Ortega standard, Tanner contends that a rational defendant in his position would have wanted to appeal his conviction and sentence because there were non-frivolous grounds for appeal in his case.

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Bluebook (online)
493 F.3d 1135, 2007 U.S. App. LEXIS 16757, 2007 WL 2027360, Counsel Stack Legal Research, https://law.counselstack.com/opinion/tanner-v-mcdaniel-ca9-2007.