Tad Imuta v. Takaaki Nakano

233 Cal. App. 3d 1570, 285 Cal. Rptr. 681, 91 Daily Journal DAR 11367, 91 Cal. Daily Op. Serv. 7460, 1991 Cal. App. LEXIS 1053, 1991 WL 176273
CourtCalifornia Court of Appeal
DecidedSeptember 12, 1991
DocketB058281
StatusPublished
Cited by20 cases

This text of 233 Cal. App. 3d 1570 (Tad Imuta v. Takaaki Nakano) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Tad Imuta v. Takaaki Nakano, 233 Cal. App. 3d 1570, 285 Cal. Rptr. 681, 91 Daily Journal DAR 11367, 91 Cal. Daily Op. Serv. 7460, 1991 Cal. App. LEXIS 1053, 1991 WL 176273 (Cal. Ct. App. 1991).

Opinion

Opinion

CROSKEY, J.

The respondents, Reverend Tad Imuta et al. (respondents), move to dismiss the appeal filed on April 25, 1991, by Richard I. Fine, Esq. (Fine), from 10 described orders of the trial court imposing monetary *990 sanctions which were made in 1989 and 1990. To the extent that such orders were appealable when imposed, respondents’ motion is well taken as the notice of appeal was filed too late; as to those orders which were nonappealable and not reviewable except on an appeal from the final judgment in the main action, the notice of appeal, although inartfully stated, is timely. Fine is a “party aggrieved” within the meaning of Code of Civil Procedure section 902 1 and is entitled to prosecute his own separate appeal from such final judgment. Therefore, the motion will be granted in part and denied in part.

Until April of 1991, Fine acted as counsel in this matter for the defendants, cross-complainant Masaki and the third party plaintiffs Nagai, Kamiya, Maekawa, Reinig and Turner (who, for convenience, shall herein be collectively described as the appellants). 2 He no longer is counsel for appellants and is asserting a separate appellate claim in his own individual capacity.

Essential to our decision is the distinction which must be made between appealable orders which may be reviewed by an immediate appeal and nonappealable orders which may be reviewed only on an appeal from a final judgment in the main action. 3 Also important to our decision will be the recent statutory changes which make a distinction between sanctions imposed prior to January 1, 1990, and those imposed thereafter.

*991 Prior to the legislative amendments to section 904.1 which were effective on January 1, 1990, the “collateral order doctrine” determined which sanction orders were immediately appealable and which were reviewable only on appeal from the final judgment in the main action. After that date, a monetary threshold was imposed on the application of that doctrine which restricted its applicability and thus reduced the number of appeals which might otherwise have been proper. Because of this important statutory change, and the fact that several of the subject sanction orders arose out of discovery proceedings and were nonappealable when made, we will deny respondents’ motion to dismiss as to a number of the orders described in Fine’s notice of appeal. As to the balance, the motion will be granted.

Description of the Sanctions Imposed

The several sanction orders which are the subject of Fine’s appeal were all imposed by the Honorable Philip M. Saeta for certain acts or omissions allegedly committed by Fine and/or one or more of the appellants. These sanction orders were made on the following dates and for the amounts and reasons stated below. 4

1. January 23, 1989: Appellants made an unsuccessful motion to compel production of documents. Sanctions in the amount of $1,200 were awarded against both appellants and Fine on the stated grounds that the motion was untimely (§ 2031, subd. (a)(1)) and made without a good faith effort to meet and confer.

2. June 8, 1989: Appellants made an unsuccessful motion for judgment on the pleadings. The court found the motion to be frivolous and awarded sanctions in the amount of $1,950 against Fine and appellants. The award was based upon section 128.5.

3. October 17, 1989: Respondents made a motion for a protective order with respect to the marking of certain documents. The court found that Fine and appellants had failed to abide by a stipulated agreement concerning the production and marking of approximately 30,000 documents. Sanctions in the amount of $2,000 were awarded against both. The court did not cite a specific authority for the imposition of this sanction, but it appears from the context of the motion and the comments of the trial court at the hearing, that the award was based upon sections 2023 and 2031, subdivision (e). 5

*992 4. October 25, 1989: Appellants’ demurrer to the third amended complaint was heard and decided on this date. Sanctions in the amount of $1,000 were awarded against Fine and appellants for a wilful violation of a previous court order limiting supporting points and authorities to 25 pages. This award was made payable to the clerk of the court pursuant to section 177.5.

5. November 29, 1989: Fine, on behalf of appellants, made a number of motions which were heard and decided on this date: (1) to compel deponents’ attendance and testimony, and for sanctions; (2) to take the deposition of Ajiki for a second day; (3) to stay the depositions of Messrs. Nakano, Shimbo, Saito and Hirata; and to quash deposition notice dated November 2, 1989, and for sanctions; (4) to appoint referee for depositions in Japan; (5) for an order of commission for out-of-state depositions; (6) to take a subsequent deposition of Yashushi Matsumoto and Hayashi Nakai; (7) for a protective order re depositions of Messrs. Masaki, Shigaki, Hiroshima and Nagai, and for Sanctions; (8) for a protective order re depositions of Messrs. Nakano, Shimbo, Saito and Hirata, and for sanctions.

The trial court denied each of these motions, including the requests for sanctions. It then ordered that Fine and appellants pay a total of $5,000 to respondents’ counsel. The court cited, as authority for its order, sections “2023 and 2025 and 128.5.” However, the order did not describe any reason for the sanctions other than stating that the motions, all of which related to pretrial discovery matters, “are denied on the merits.” 6

6. May 9, 1990: Pursuant to the motion of respondent SKK, the court found Fine in contempt. The court imposed a penalty in the amount of $1,000. The trial court’s stated basis for the contempt finding was Fine’s *993 request for the dismissal of a party whom he did not represent “in violation of existing court orders and perpetrating a fraud on the court.” The court relied upon section 1209, subdivisions (a)5 and (a)8. 7

7. July 16, 1990: Fine filed a supplemental declaration in opposition to the motion of cross-defendants and third party defendants Imuta and Ajiki for summary adjudication of certain issues. As a result, Fine was sanctioned the sum of $750 for filing, in violation of an existing court order, a “25-page document called a ‘Supplemental Declaration’ . . . without permission of the court and long after the papers on this motion [for summary adjudication] were due and it is in effect points and authorities and argument.” The court relied upon section 177.5.

8. July 20, 1990:

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Bluebook (online)
233 Cal. App. 3d 1570, 285 Cal. Rptr. 681, 91 Daily Journal DAR 11367, 91 Cal. Daily Op. Serv. 7460, 1991 Cal. App. LEXIS 1053, 1991 WL 176273, Counsel Stack Legal Research, https://law.counselstack.com/opinion/tad-imuta-v-takaaki-nakano-calctapp-1991.