Sweet v. Mesa, City of
Opinion
1 WO 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA
9 Laney Sweet, No. CV-17-00152-PHX-GMS
10 Plaintiff, ORDER
11 v.
12 City of Mesa, et al.,
13 Defendants. 14 15 16 Before the Court is Defendants’ Motion for a Second Settlement Conference and 17 Appointment of Guardian Ad Litem for Minor Children for Settlement Conference. 18 (Doc. 539.) For the following reasons, the Motion is denied.1 19 DISCUSSION 20 I. Motion for Guardian Ad Litem 21 Federal Rule of Civil Procedure 17(c) provides that courts “must appoint a guardian 22 ad litem—or issue another appropriate order—to protect a minor or incompetent person 23 who is unrepresented in an action.” “The purpose of Rule 17(c) is to protect an incompetent 24 person’s interests in prosecuting or defending a lawsuit.” Davis v. Walker, 745 F.3d 1303, 25 1310 (9th Cir. 2014). Nonetheless, the Rule does not make such an appointment
26 1 In their reply brief, Defendants raise new arguments and evidence regarding Ms. Sweet’s use of crowd funding and her alleged motive to continue the litigation indefinitely. Because 27 Defendants made these arguments for the first time in reply, they are waived and not considered. See Bazuaye v. I.N.S., 79 F.3d 118, 120 (9th Cir. 1996) (“Issues raised for the 28 first time in the reply brief are waived.”). Accordingly, Plaintiffs’ motion for leave to file a sur-reply is denied. 1 mandatory: “[i]f another order would sufficiently protect the incompetent person’s interests 2 in the litigation in lieu of a guardian, the court may enter such an order.” Id. Thus, “[a]s a 3 general rule, a federal court cannot appoint a guardian ad litem in an action in which the 4 [minor] already is represented by someone who is considered appropriate under the law of 5 the forum state.” § 1570, Charles Alan Wright et. al., Suits by or Against Infants and 6 Incompetent Persons—In General, 6A Fed. Prac. & Proc. Civ. § 1570 (3d ed.) (April 2021 7 update). 8 The Court declines to make an appointment at this time. Here, the children are 9 represented by their mother. The Defendants do not contest that parents, presumptively, 10 adequately represent the interests of their children, nor do Defendants suggest who such a 11 guardian should be, and how this guardian should be paid for. The Court does not find a 12 guardian necessary merely because Ms. Sweet is also a Plaintiff in this suit and Defendants 13 may raise defenses against her inapplicable to her children. See Prudential Ins. Co. of Am. 14 v. Remington, No. 2:12-CV-02821-GEB, 2013 WL 3070629, at *2 (E.D. Cal. June 17, 15 2013) (“[O]ther circuits have explicitly found that appointment of a guardian ad litem is 16 not required when a minor is adequately represented by a parent.”). The Court does require, 17 however, that any settlement amounts be separately stated as between Ms. Sweet in her 18 individual capacity, Ms. Sweet on behalf of her children and Ms. Sweet on behalf of the 19 Estate. It further requires that any offsets to the settlement amount, including any attorney’s 20 fees, or repayments to attorneys be set forth so that the Court can assess whether the 21 settlement amounts are appropriate. Absent a specific settlement where the Court is 22 concerned that the children’s interests are not represented, however, the Court finds Ms. 23 Sweet is an adequate representative. 24 II. Motion for a Second Settlement Conference 25 Rule 16 of the Federal Rules of Civil Procedure gives the Court discretion to order 26 pretrial settlement conferences. If the parties wish to pursue a settlement conference, they 27 shall file a joint stipulation or motion requesting a conference. The court will not entertain 28 a request for a settlement conference made by only one party. 1 III. Motions to Seal 2 When considering a motion to seal, a good cause standard applies to documents 3 attached to non-dispositive motions because such documents are often “unrelated, or only 4 tangentially related, to the underlying cause of action.” Phillips v. G.M. Corp., 307 F.3d 5 1206, 1213 (9th Cir. 2002) (internal quotations and citation omitted). The instant motion 6 for an additional settlement conference and appointment of a guardian ad litem is non- 7 dispositive. The briefing addresses the parties’ confidential settlement conference, and the 8 Magistrate Judge required that the parties refrain from any discussion of the conference. 9 There is thus good cause to seal documents 542, 551, and 559. 10 CONCLUSION 11 IT IS THEREFORE ORDERED that Defendants’ Motion for a Second 12 Settlement Conference and Appointment of Guardian Ad Litem for Minor Children for 13 Settlement Conference (Doc. 539) is DENIED. Nevertheless, any settlement must 14 separately set forth the amount of the settlement between the Defendants and Ms. Sweet in 15 her own capacity, on behalf of her children, and on behalf of the Shaver estate together 16 with any offsets attributable to those various amounts for attorney’s fees or repayments. 17 IT IS FURTHER ORDERED that Sweet Plaintiffs’ Motion for Leave to File 18 Response to Defendants’ Motion for a Second Settlement Conference and Appointment of 19 Guardian Ad Litem for Minor Children for Settlement Conference and Exhibit Thereto 20 Under Seal (Doc. 541) is GRANTED. The Clerk of Court is directed to file under seal 21 lodged Doc. 542. 22 IT IS FURTHER ORDERED that Defendants’ Motion to Seal Reply in Support 23 of Motion for Second Settlement Conference and Appointment of Guardian Ad Litem 24 (Doc. 550) is GRANTED. The Clerk of Court is directed to file under seal lodged 25 Doc. 551. 26 IT IS FURTHER ORDERED that the Sweet Plaintiffs’ Motion for Leave to File 27 Motion for Leave to File a Sur-Reply to Defendants’ Reply in Support of Motion for 28 Second Settlement Conference and Request for an Appointment of Guardian Ad Litem and Exhibit A, and Exhibits 1-8 to Exhibit A, Attached Thereto Under Seal (Doc. 558) is GRANTED. The Clerk of Court is directed to file under seal lodged Doc. 559. 3 IT IS FURTHER ORDERED that the Sweet Plaintiffs’ Motion for Leave to File aSur-Reply to Defendants’ Reply in Support of Motion for Second Settlement Conference 5 || and Request for an Appointment of Guardian Ad Litem (Doc. 559) is DENIED. 6 Dated this 3rd day of August, 2021. Wars ) A Whacrsay Sooo) 9 Chief United States District Judge 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28
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