Swearingen v. Waste Technologies Industries

731 N.E.2d 1229, 134 Ohio App. 3d 702, 1999 Ohio App. LEXIS 4367
CourtOhio Court of Appeals
DecidedSeptember 21, 1999
DocketCase Nos. 98 CO 26, 98 CO 35.
StatusPublished
Cited by17 cases

This text of 731 N.E.2d 1229 (Swearingen v. Waste Technologies Industries) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Swearingen v. Waste Technologies Industries, 731 N.E.2d 1229, 134 Ohio App. 3d 702, 1999 Ohio App. LEXIS 4367 (Ohio Ct. App. 1999).

Opinion

Vukovich, Judge.

The following appeal arises from the decision of the Columbiana County Court of Common Pleas granting in part and denying in part a motion to admit counsel pro hac vice. For the reasons set forth below, the decision of the trial court is affirmed.

I. FACTS

This matter arises out of an original complaint filed on January 9, 1997 by numerous plaintiffs against Waste Technologies Industries and its parent companies (hereinafter referred to as “appellees”). The complaint sought certification of a class action suit in addition to alleging claims of negligence, nuisance, and trespass. All plaintiffs were property owners in the vicinity of appellees’ operations and alleged that as a result of the emissions from appellees’ plant, *706 they had suffered damage to the value of their respective properties. Among the plaintiffs were Teresa Swearingen and Alonzo Spencer (“appellants”).

In response to the initial complaint, appellees filed an answer and counterclaims against all plaintiffs on March 20, 1997. The counterclaims were based upon actions for abuse of process, frivolous conduct, interference with business relationships, and defamation. The majority of the allegations relating to the defamation counterclaim were directly related to actions performed by appellants as compared to the remaining plaintiffs. In addition to the monetary damages sought by appellees, a request was made that the plaintiffs included in the action be declared vexatious litigators pursuant to R.C. 2323.52. An answer and affirmative defenses Were entered to the counterclaims by the same counsel who filed the original action for the plaintiffs.

On July 17, 1997, an initial pretrial/scheduling conference was held by the trial court. In preparation for this hearing, both parties were required to submit pretrial statements to the trial court addressing the nature of the action and the progress that had been made in dealing with them. Appellants’ original trial counsel filed the required statement and attended the hearing on behalf of all of the plaintiffs. At that time, counsel did not express any concerns as to representing all plaintiffs on both the original action and the counterclaims. In that two of the three attorneys representing the plaintiffs were out-of-state attorneys, the trial court ordered at this initial hearing that a motion for pro hac vice admission be filed within seven days. In response, a motion was filed on July 24, 1997 requesting the trial court’s permission to have Louis M. Tarasí, Jr. and Matthew A. Hartley admitted to the Columbiana County Court of Common Pleas solely for the present lawsuit. Appellees filed a motion in opposition to the admission of attorneys Tarasí and Hartley. By way of a judgment entry dated August 19, 1997, the trial court granted the motion for pro hac vice admission in regard to attorney Tarasí but denied the motion in regard to attorney Hartley due to a failure to meet the applicable requirements.

Subsequent to the trial court’s decision on the plaintiffs’ initial motion for pro hac vice admission, appellants filed a second motion to admit counsel pro hac vice on March 6, 1998. The admission of counsel was requested by appellants, as they sought representation by Michael D. Hausfeld, Matthew F. Pawa, and Richard S. Lewis of the Washington, D.C. firm of Cohen, Milstein, Hausfeld & Toll, P.L.L.C., as to the counterclaims only. It should be noted that between the time the complaint was filed in January 1997 and the time the second pro hac vice motion was filed in March 1998, original counsel for plaintiffs handled all matters related to this case. Counsel were responsible for filing a myriad of motions and requests during this period of time in addition to responding to numerous *707 motions and requests filed by appellees. Furthermore, significant discovery had been performed by counsel.

Appellees filed a reply to appellants’ motion on March 17, 1998. In this reply, appellees began by pointing out that original trial counsel had represented appellants on both the complaint and the counterclaims from the onset of this action. Appellees went on to express their concern as to the manageability of the lawsuit, or the lack thereof, if three additional attorneys were introduced into the case at that point in the proceedings. After having reviewed the arguments proposed by the parties on this issue, the trial court issued its decision by way of its March 30, 1998 judgment entry. In its decision, the trial court granted the motion as related to attorney Hausfeld and attorney Pawa, subject to the conditions that they provide the court with a written affidavit as to any disciplinary proceedings in the past ten years, that all pleadings be co-signed by counsel admitted in Ohio, and that all evidentiary proceedings be attended by co-counsel admitted in Ohio. However, the trial court specifically denied appellants’ request to have newly admitted counsel represent them solely on the counterclaims. The trial court indicated that due to the complexity of the litigation it would only admit counsel on the condition that they represent appellants on all matters in concert with appellants’ original counsel. It was further the decision of the trial court to deny admission to attorney Richard S. Lewis. The trial court concluded by advising attorneys Hausfeld and Pawa to file notices of appearance with the court once they had fulfilled the conditions previously outlined.

Original counsel for plaintiffs continued to conduct discovery during this period of time related to depositions, expert witnesses, lay witnesses, interrogatories, and requests for production of documents. Moreover, on April 3, 1998, original trial counsel filed the initial pretrial conference statement required by the trial court, which indicated the ongoing progress that was being made in readying this matter for trial. A portion of this required statement is entitled “Special Problems” and is provided so that counsel may express any concerns as to the pending litigation. Notably absent from this statement by plaintiffs’ original trial counsel is any indication that difficulties were being experienced in the representation of appellants or any other plaintiffs related to the counterclaims.

In response to the trial court’s decision on the pro hoc vice motion, appellants filed a motion to reconsider the decision to deny the request for limited representation and the denial of admission to attorney Richard S. Lewis. The trial court addressed this request in its judgment entry dated April 13, 1998. While the trial court refused to modify its previous order because such a modification would create an undue burden, it did indicate that counsel would be permitted to divide duties among themselves as they saw fit. On April 24, 1998, appellants filed a timely notice of appeal from the trial court’s March 30,1998 and *708 April 13, 1998 judgment entries addressing the second motion to admit counsel pro hac vice.

In light of the failure of attorneys Hausfeld and Pawa to comply with the conditions set forth by the trial court in its March 30, 1998 judgment entry, the trial court sua sponte

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Bluebook (online)
731 N.E.2d 1229, 134 Ohio App. 3d 702, 1999 Ohio App. LEXIS 4367, Counsel Stack Legal Research, https://law.counselstack.com/opinion/swearingen-v-waste-technologies-industries-ohioctapp-1999.