Swain v. State

817 P.2d 927, 1991 Alas. App. LEXIS 70, 1991 WL 184994
CourtCourt of Appeals of Alaska
DecidedSeptember 20, 1991
DocketA-2913
StatusPublished
Cited by21 cases

This text of 817 P.2d 927 (Swain v. State) is published on Counsel Stack Legal Research, covering Court of Appeals of Alaska primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Swain v. State, 817 P.2d 927, 1991 Alas. App. LEXIS 70, 1991 WL 184994 (Ala. Ct. App. 1991).

Opinion

OPINION

BRYNER, Chief Judge.

Swanee P. Swain and Mark C. Ellis were convicted by a jury of robbery in the first degree, burglary in the first degree, and assault in the third degree. They moved for a new trial, alleging misconduct by one of their jurors. Superior Court Judge Beverly W. Cutler denied the motion. On appeal, Swain and Ellis contend that the court erred in failing to order a mistrial. We remand.

The state’s evidence at trial indicated that, on November 17, 1986, Swain and Ellis entered the Keck residence near Was-illa; they held John Schreiber, who was housesitting, at gunpoint while they stole money, property, and cocaine. The two men were accompanied by Mark Ellis’ sister, Tina Ellis. Before leaving the residence, Swain and Ellis tied Schreiber up and knocked him out by hitting him over the head with a large porcelain object— apparently a flower pot. Schreiber did not immediately report the robbery, evidently because drugs were involved.

About two months later, in January of 1987, Ellis, his sister, and another man— not Swain — committed a similar burglary and robbery at a different Wasilla residence. In the course of the crime, Tina Ellis held the homeowner, Carla Schmelzer, and Schmelzer’s infant daughter at gunpoint.

Later in 1987, after being implicated in the Schmelzer robbery, Tina Ellis agreed to cooperate with the state and reported participating with Swain and Ellis in the November 17, 1986, burglary and robbery at the Keck residence. The police contacted Schreiber, who confirmed Tina Ellis’ account of the incident. Schreiber was unable to identify Tina Ellis’ accomplices, however, because he had had insufficient opportunity to view them.

Swain and Ellis were subsequently charged and jointly tried for breaking into the Keck residence and robbing Schreiber. At trial, Tina Ellis and Schreiber were the primary prosecution witnesses. The trial court allowed the jury to hear that Tina Ellis had been implicated in the subsequent burglary and robbery of the Schmelzer residence. However, the court issued a protective order precluding any mention of Mark Ellis’ involvement in that offense.

*929 The jury convicted Swain and Ellis on all charges. Prior to sentencing both men moved for a mistrial, claiming among other things that, during trial, one of the jurors, Darcella Perry, had received prejudicial information from extrinsic sources concerning the Schmelzer robbery.

In support of the mistrial motion, Swain and Ellis submitted an affidavit signed by Carla Schmelzer, victim of the Schmelzer robbery. Schmelzer disclosed that she was acquainted with Perry and that Perry occasionally baby-sat for her. According to the affidavit, Schmelzer had originally told Perry about the robbery at her house shortly after it occurred; she did not know at the time, however, who had committed it.

Schmelzer’s affidavit further claimed that Schmelzer spoke with Perry about the robbery again on March 20, 1988, while Swain and Ellis’ trial was in progress. According to the affidavit, Perry mentioned that she was on jury duty; Schmelzer, who was on standby as a potential prosecution witness in the case, was aware that the trial was in progress. Schmelzer’s affidavit stated: “I asked Darcy [Perry] if it was Tina Ellis’ trial on which she was to serve. She buried her hands in her face, shocked that I knew. I told her about the robbery of my house by Tina and Mark Ellis. She did not know that that was the case beforehand or she wouldn’t have gotten in.”

The state opposed Swain and Ellis’ motion for mistrial. In opposition to Schmel-zer’s affidavit, the state filed the affidavit of its trial counsel describing an interview he had with juror Perry. The state also submitted a transcript of an interview of Perry conducted by an Alaska State Trooper. These documents disclosed that Perry acknowledged her acquaintance with Schmelzer and admitted being generally aware, just prior to Swain and Ellis’ trial, that Schmelzer had been robbed about a year previously. Perry claimed, however, that she did not remember Schmelzer having described the robbery in detail.

Perry further acknowledged speaking with Schmelzer while Swain and Ellis’ trial was in progress. She recalled Schmelzer mentioning that Tina Ellis had robbed her. However, Perry claimed no recollection of Schmelzer saying that Mark Ellis had also been involved in that robbery. According to Perry, as soon as Schmelzer mentioned Tina Ellis’ participation in the Schmelzer robbery, Perry told Schmelzer that it would be improper to say anything more about the case. Perry admitted asking Schmelzer not to mention their conversation to anyone. She explained that she did not report her conversation to the court because she thought that information concerning the Schmelzer robbery was irrelevant to the charges for which Swain and Ellis were on trial. Perry insisted that her vote as a juror was not influenced by her communication with Schmelzer. She further gave assurances that she never discussed any of the information she learned from Schmel-zer with other members of the jury.

To bolster this latter claim, the state submitted additional affidavits from two other jurors, who confirmed that Perry never mentioned, and the jury never discussed, the possibility of Swain and Ellis’ participation in the Schmelzer robbery.

After reviewing the pleadings and hearing oral argument, Judge Cutler denied the motion for a mistrial. The judge found credible Perry’s claim that her conversation with Schmelzer had not influenced her decision as a juror. Relying on the affidavits of other jurors, Judge Cutler further concluded that Perry had never discussed the Schmelzer conversation with other jurors. On this basis, the judge concluded that no prejudice had been shown and that Swain and Ellis would not be entitled to relief even if Schmelzer’s account of her conversation with Perry were taken as true.

Swain and Ellis moved for reconsideration, requesting an opportunity for an evi-dentiary hearing. Judge Cutler held an evidentiary hearing, at which Schmelzer and Perry testified. Both witnesses essentially reiterated the positions they took in the initial, written pleadings. At the conclusion of the hearing, Judge Cutler reaffirmed her original decision, stating, in relevant part:

Seeing the juror live say that she really doesn’t think it affected her, I don’t see *930 any reason to believe that it affected her. There’s no showing that the fact that she knew Tina Ellis and maybe Mark Ellis had robbed another residence was that that information was given to any of the other jurors, so the only juror who needs to be examined is her, and examining her it really appears that she’s saying it just did not affect her verdict in any way, and I believe that.

On appeal, Swain and Ellis contend that Judge Cutler erred in failing to order a new trial. They argue that Perry’s ability to render a fair and impartial verdict was impaired by her exposure to prejudicial information concerning Mark and Tina Ellis’ participation in the Schmelzer robbery. They also argue that Perry’s failure to disclose her acquaintance with Schmelzer and her conversation concerning the Schmelzer robbery amounts to misconduct depriving them of a fair trial.

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Bluebook (online)
817 P.2d 927, 1991 Alas. App. LEXIS 70, 1991 WL 184994, Counsel Stack Legal Research, https://law.counselstack.com/opinion/swain-v-state-alaskactapp-1991.