Susan and Reggie Griffith v. Marlin Johnston, Individually and as Commissioner of the Texas Department of Human Services

899 F.2d 1427
CourtCourt of Appeals for the Fifth Circuit
DecidedMay 30, 1990
Docket88-7008
StatusPublished
Cited by110 cases

This text of 899 F.2d 1427 (Susan and Reggie Griffith v. Marlin Johnston, Individually and as Commissioner of the Texas Department of Human Services) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Susan and Reggie Griffith v. Marlin Johnston, Individually and as Commissioner of the Texas Department of Human Services, 899 F.2d 1427 (5th Cir. 1990).

Opinion

EDITH H. JONES, Circuit Judge:

Eighteen adopted children and their twelve adoptive parents filed this civil rights action against the Texas Department of Human Services (“TDHS”), alleging that Texas’ administration of its adoption program for “Hard-to-Place” children violated their constitutional rights to Due Process and Equal Protection. These complainants also raised several claims under the Adoption Assistance Act, 42 U.S.C. § 673. Concluding that the litigants failed to state a claim upon which relief could be granted, the district court dismissed the constitutional allegations without prejudice, retained the statutory claims for further proceedings, and entered final judgment pursuant to Fed.Rule Civ.Pro. 54(b). The Grif-fiths appealed. Finding that appellants did not allege a constitutionally sufficient liberty or property interest abridged by the TDHS, we affirm.

I.

NOTICE OF APPEAL

Before discussing the merits of this appeal, we must determine whether we have jurisdiction over these allegations. Although none of the parties have questioned our jurisdiction, it is the duty of this court to determine, sua sponte whether it has jurisdiction over any case before it. Bender v. Williamsport Area School District, 475 U.S. 534, 541-42, 106 S.Ct. 1326, 1331, 89 L.Ed.2d 501 (1986); Spiess v. C. Itoh & Co. (America), Inc., 725 F.2d 970, 971 (5th Cir.), cert. denied 469 U.S. 829, 105 S.Ct. 115, 83 L.Ed.2d 58 (1984); Matter of Kutner, 656 F.2d 1107, 1110 (5th Cir. 1981) cert. denied 455 U.S. 945, 102 S.Ct. 1443, 71 L.Ed.2d 658 (1982).

*1430 Both the appellants and the appellees treat this action as an appeal on behalf of all plaintiffs from the district court dismissal. However, the appellants styled their notice of appeal “Susan and Reggie Griffith, et al.”, omitting the names of the other plaintiffs from the filing. The Supreme Court has held that the use of the phrase “et al.” fails to provide the required notice of appeal to the opposing parties or to the court, since this designation does not identify all appealing parties. Torres v. Oakland Scavenger Co., 487 U.S. 312, 108 S.Ct. 2405, 2409, 101 L.Ed.2d 285 (1988); Pope v. Mississippi Real Estate Commission, 872 F.2d 127, 129 (5th Cir.1989). Fed. Rule App.Pro. 3(c).

When interpreting the Torres decision, the Fifth Circuit has recognized four situations where the “et al.” designation will suffice for purposes of this notice requirement. If only two parties filed suit in the district court, the “et al.” designation clearly refers to the unnamed party. Pope, 872 F.2d at 129. Similarly, where the notice of appeal lists only the named plaintiff in a class action, the “et al.” designation adequately identifies the remaining members of the class. Rendon v. AT & T Technologies, 883 F.2d 388, 398 n. 8 (5th Cir.1989). If parents sue on their own behalf and on behalf of their children, the “et al.” designation preserves the children’s appeal, since the opposing party could anticipate that the parents would appeal in both their individual and representative capacities. King v. Otasco, Inc., 861 F.2d 438, 443 (5th Cir.1988). Finally, where the notice of appeal defectively employs the “et al.” designation, but where, within the 30 day deadline, plaintiffs file a “Memorandum in Support of Appellants' Motion for Injunction Pending Appeal” listing all plaintiffs to the original action, plaintiffs will have cured the original defect preserving all parties’ rights to appeal. Brotherhood of Railway Carmen v. Atchison, Topeka & Santa Fe Railway Co., 894 F.2d 1463, 1465 (5th Cir.1990).

These exceptions do not assist the plaintiffs. Since more than one plaintiff besides the Griffith family filed suit in the district court, “et al.” does not clearly designate only one remaining appellant. The district court never certified this case as a class action, and never appointed the Griffiths as the class representatives. See Torres, 108 S.Ct. at 2409; Rendon, 883 F.2d at 398 n. 8; King, 861 F.2d at 443. Plaintiffs never cured their defective notice of appeal within the 30 day deadline by filing a document listing all appealing plaintiffs. Under King, the “et al.” designation does preserve the rights of the five Griffith children to appeal because their parents sued in both an individual and a representative capacity. However, as to all plaintiffs besides Susan and Reggie Griffith and their children, plaintiffs filed a defective notice of appeal.

Compliance with this notice requirement is a jurisdictional prerequisite. Torres, 108 S.Ct. at 2409; Barnett v. Petro-Tex Chemical Corp., 893 F.2d 800, 805 (5th Cir.1990); Smith v. White, 857 F.2d 1042, 1043 (5th Cir.1988). An appellate court lacks jurisdiction over an intended appeal by parties other than those named in the notice. Barnett, 893 F.2d at 805. Consequently, we have no jurisdiction to address the merits of any claim besides those raised by the Griffiths on their own behalf and on behalf of their five children.

II.

TEXAS’ ADOPTION PROGRAM

In order to adequately scrutinize the Griffiths’ allegations, it is important to understand Texas’ statutory framework regulating the supervision and placement of children.

Appellee Marlin Johnston is the Commissioner of the Texas Department of Human Services (TDHS), a state-created agency designed to implement Texas’ human welfare programs. Tex.Hum.Res.Code Ann. §§ 21.004, 22.001 (Vernon 1980 & Supp. 1990). Commissioner Johnston exercises all rights, powers, and duties conferred by law on the department, unless the legislature delegates the duty to the Texas Board of Human Resources. Tex.Hum.Res.Code Ann. § 21.004(a) (Vernon Supp.1990). The Board appoints the commissioner, and *1431 adopts policies and rules to govern the department’s activities. Tex.Hum.Res. Code Ann. §§ 21.003(a), 21.004(b) (Vernon Supp.1990).

Among the many duties carried out by TDHS, the department “promote[s] the enforcement of all laws for the protection of dependent, neglected, and delinquent children and children who have no presumed father.” Tex.Hum.Res.Code Ann. § 41.001 (Vernon Supp.1990). This mandate authorizes TDHS to bring a suit in state court to terminate the natural parent-child relationship, and to have the state appointed as managing conservator for the child. 2 Tex. Fam.Code Ann. §§ 11.01 et seq., 15.02, 15.-05(b), 14.01(a), (c) (Vernon 1986 & Supp. 1990).

Where a court has appointed Texas as managing conservator, the state must provide the child with “clothing, food, shelter and education,” as well as “care, control, protection, moral and religious training, and reasonable discipline.” 2 Tex.Fam. Code Ann.

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Bluebook (online)
899 F.2d 1427, Counsel Stack Legal Research, https://law.counselstack.com/opinion/susan-and-reggie-griffith-v-marlin-johnston-individually-and-as-ca5-1990.