Surowitz v. New York City Employees' Retirement System

376 F. Supp. 369, 1974 U.S. Dist. LEXIS 8611
CourtDistrict Court, S.D. New York
DecidedMay 9, 1974
Docket73 Civ. 4430 (MP)
StatusPublished
Cited by15 cases

This text of 376 F. Supp. 369 (Surowitz v. New York City Employees' Retirement System) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Surowitz v. New York City Employees' Retirement System, 376 F. Supp. 369, 1974 U.S. Dist. LEXIS 8611 (S.D.N.Y. 1974).

Opinion

POLLACK, District Judge.

Speaking of judicial review of administrative action, Mr. Justice Brandéis once said: “The supremacy of law demands that there shall be an opportunity to have some court decide whether an erroneous rule of law was applied and whether the proceeding in which facts were adjudicated was conducted regularly.” St. Joseph Stock Yards Co. v. United States, 298 U.S. 38, 84, 56 S.Ct. 720, 740, 80 L.Ed. 1033 (1936) (concurring opinion) (emphasis added). In this case, plaintiff seeks to compel this Court to undertake such a review of state administrative actions rather than resort to the state courts of New York for relief. He hopes to accomplish this by a ritualistic invocation of 42 U.S.C. § 1983. This he may not do, for the reasons which follow.

I.

Plaintiff, a retired municipal correction officer, sues for “a writ of mandamus; preliminary injunction; permanent injunction, and for a declaratory judgment” against the defendants, the New York City Employees’ Retirement System (NYCERS) and its Executive Director. Jurisdiction is alleged to exist by virtue of 28 U.S.C. §§ 1331, 1343(3), (4), 2201, 2202; 42 U.S.C. §§ 1981, 1983; Rule 57, Fed.R.Civ.P.; and the Fifth and Fourteenth Amendments to the Constitution. Although no money damages in a sum certain are expressly demanded by the complaint, that plead *371 ing does request the Court to “[i]ssue a writ of mandamus directing defendants to retire plaintiff on a service-connected disability pension retroactive to December 12, 1969, and to pay plaintiff back pension on the basis of a service-connected retirement with interest from December 12, 1969.” Moreover, plaintiff’s counsel has indicated, on a civil designation form filed in this Court, that $50,000.00 is the amount sought to be recovered herein, presumably from the members of the NYCERS and its executive director (upon whom no service of process has been effected or attempted) in their official and not individual capacities.

Although plaintiff patently attempts to clothe his monetary claim in the guise of an equitable action for declaratory and injunctive relief, cf. Edelman v. Jordan, 415 U.S. 651, 94 S.Ct. 1347, 39 L.Ed.2d 662 (1974) (42 U.S.L.W. 4419) ; compare Seheuer v. Rhodes, - U.S. -, -, 94 S.Ct. 1683, 40 L.Ed.2d 90 (1974) (42 U.S.L.W. 4543), this Court need not reach the effect of that problem since in no event does plaintiff state a claim upon which relief could be granted, as appears hereafter.

II.

Plaintiff names the NYCERS as a defendant herein. Under local law, the NYCERS has the powers and privileges of a corporation and transacts all its business in its name. New York, N. Y.Admin.Code § B3-10.0 (1971). Assuming that to be sufficient to render the NYCERS sui juris as such (cf. Balash v. New York City Employees’ Retirement System, 34 N.Y.2d 654, 355 N.Y.S.2d 577, 311 N.E.2d 649 (1974) (mem.) (by implication); Hessel v. New York City Employees’ Retirement System, 33 N.Y.2d 381, 353 N.Y.S.2d 169, 308 N.E.2d 688 (1974) (by implica-

tion)), it does not serve to constitute that body a “person” within the meaning of § 1983. Blanton v. State University of New York, 489 F.2d 377, 382 (2d Cir. 1973) (State University not a “person”) ; Davis v. United States, 439 F.2d 1118, 1119 (8th Cir. 1971) (St. Louis Dep’t of Public Welfare not a “person”) ; Sellers v. Regents of University of California, 432 F.2d 493, 500 (9th Cir. 1970), cert. denied, 401 U.S. 981, 91 S.Ct. 1194, 28 L.Ed.2d 333 (1971) (Regents of State University [a corporate body] not a “person”); Olson v. California Adult Authority, 423 F.2d 1326 (9th Cir.) (per curiam), cert. denied, 398 U.S. 914, 90 S.Ct. 1717, 26 L.Ed.2d 78 (1970) (California Adult Authority not a “person”); Zuckerman v. Appellate Dvision, Second Department, Supreme Court of the State of New York, 421 F.2d 625, 626 (2d Cir. 1970) (State Court not a “person”); 1 Clark v. Washington, 366 F.2d 678, 681 (9th Cir. 1966) (State Bar Association not a “person”); Sams v. New York State Board of Parole, 352 F.Supp. 296, 299 (S.D.N.Y.1972) (Parole Board not a “person”); Webb v. Lake Mills Community School Dist., 344 F.Supp. 791, 807 (N.D.Iowa 1972) (School District not a “person”); Wood v. Mt. Lebanon Township School Dist., 342 F.Supp. 1293, 1294 (W.D.Pa.1972) (same); Paige v. Pennsylvania Board of Parole, 311 F.Supp. 940, 941 (E.D.Pa.1970) (State Parole Board not a “person”); O’Reilly v. Wyman, 305 F.Supp. 228, 229 (S.D.N.Y.1969) (Department of Social Services not a “person”); Simmons v. Maslynsky, 45 F.R.D. 127, 130 (E.D.Pa.1968) (Parole Board not a “person”); Burmeister v. New York City Police Department, 275 F.Supp. 690, 695 (S.D.N.Y.1967) (New York Police Department not a “person”); Hirych v. State, 376 Mich. 384, 136 N.W.2d 910, 914 (1965) (State Fair Authority not a “person”). See generally City of Keno *372 sha v. Bruno, 412 U.S. 507, 513, 93 S.Ct. 2222, 37 L.Ed.2d 109 (1973) (A city is not a “person” under 42 U.S.C. § 1983 where equitable relief is sought); accord, Monroe v. Pape, 365 U.S. 167, 187, 81 S.Ct. 473, 5 L.Ed.2d 492 (1961) (same, where damages are sought).

Accordingly, as the NYCERS is not a “person” within the meaning of § 1983, its presence as a defendant herein does not suffice to create federal jurisdiction. City of Kenosha v. Bruno, supra, at 513. The existence of federal jurisdiction predicated on § 1983 must depend on the presence of some defendant who is a “person.” Id. Plaintiff in his complaint has named the executive director of NYCERS, one VanHouten, as a co-defendant herein. Overlooking for the moment the fact that he is not named in his individual capacity, his presence in the title of the suit does not avail the plaintiff since no service upon him has been either effected or attempted. Thus, he is not as yet before the Court in any legal manner. Fed.R.Civ. P. 4; see Jaynes v. Jaynes, 496 F.2d 9, 10 (2d Cir. 1974) (per curiam).

III.

The jurisdiction point on which plaintiff must fail in this suit is apparent on the face of his complaint. Plaintiff seeks to state a claim for relief in these terms:

Plaintiff was denied a speedy disposition of his claim and cause of action. The ruthless delay in adjudicating his claim was invidious, intentional and discriminatory.

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376 F. Supp. 369, 1974 U.S. Dist. LEXIS 8611, Counsel Stack Legal Research, https://law.counselstack.com/opinion/surowitz-v-new-york-city-employees-retirement-system-nysd-1974.