Sullivan v. Harris

CourtDistrict Court, D. Connecticut
DecidedNovember 18, 2024
Docket3:24-cv-01578
StatusUnknown

This text of Sullivan v. Harris (Sullivan v. Harris) is published on Counsel Stack Legal Research, covering District Court, D. Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sullivan v. Harris, (D. Conn. 2024).

Opinion

UNITED STATES DISTRICT COURT DISTRICT OF CONNECTICUT

Anna Sullivan,

Plaintiff, Civil No. 3:24-cv-01578 (KAD)

v.

Kamala Harris, et al., November 18, 2024

Defendants.

RECOMMENDED RULING ON MOTION FOR LEAVE TO PROCEED IN FORMA PAUPERIS AND INITIAL REVIEW UNDER 28 U.S.C. § 1915

I. INTRODUCTION This is a lawsuit filed by the plaintiff, Anna Sullivan, proceeding pro se, against Vice President Kamala Harris, Governor Ned Lamont, Lieutenant Governor Susan Bysiewicz, and thirty-eight others, including politicians, celebrities, musicians, athletes, and business leaders. (Compl., ECF No. 1, at 1, 3.) Ms. Sullivan appears to allege that each of the defendants contracted with her “for designs and content for fashion, art, [and] entertainment” and then never paid her for her work. (See id. at 4.) She also seeks permission from the court to begin her lawsuit in forma pauperis, or “IFP.” (ECF No. 2.) When a plaintiff wishes to proceed IFP – that is, without paying the filing fee – the court ordinarily conducts two inquiries. First, it reviews the plaintiff’s financial affidavit and determines whether she is unable to pay the fee. 28 U.S.C. § 1915(a). Second, to ensure that the plaintiff is not abusing the privilege of filing a free lawsuit, the court examines her complaint to determine whether, among other things, it “is frivolous” or “fails to state a claim on which relief may be granted.” 28 U.S.C. §§ 1915(e)(2)(B)(i)-(ii). And in all cases – not just those that involve indigent pro se plaintiffs – the court must determine whether it has jurisdiction over the subject matter. If the complaint is “frivolous” or “fails to state a claim,” or if it fails to show that the court has jurisdiction, the court must dismiss the case. Id. United States District Judge Kari A. Dooley referred this case to me – United States Magistrate Judge Thomas O. Farrish – to conduct these two inquiries. (ECF No. 8.) I have

thoroughly reviewed the complaint, the IFP motion, and the accompanying financial affidavit. In the first step of the analysis, I recommend that Judge Dooley deny the IFP motion because Ms. Sullivan has not shown an inability to pay the filing fee. In the second step, I recommend that Judge Dooley dismiss the complaint because Ms. Sullivan has not invoked the court’s jurisdiction, or, in the alternative, because Ms. Sullivan’s complaint is frivolous and fails to state a claim on which relief can be granted. I further recommend, however, that these actions be without prejudice to a revised IFP motion and an amended complaint. II. THE FIRST INQUIRY – ENTITLEMENT TO IFP STATUS Typically, when a plaintiff files a case in federal court, she must pay filing and

administrative fees totaling $405.00. See 28 U.S.C. § 1914. A court may nonetheless “authorize the commencement . . . of any suit . . . without prepayment of fees . . . by a person who submits an affidavit that includes a statement of all assets such [person] possesses that the person is unable to pay such fees[.]” 28 U.S.C. § 1915(a)(1); see also Coleman v. Tollefson, 575 U.S. 532, 534 (2015) (stating that litigants who qualify for IFP status “may commence a civil action without prepaying fees”). To qualify as “unable to pay,” the plaintiff does not have to demonstrate absolute destitution, see Potnick v. E. State Hosp., 701 F.2d 243, 244 (2d Cir. 1983) (per curiam), but she does need to show that “paying such fees would constitute a serious hardship[.]” Fiebelkorn v. U.S., 77 Fed. Cl. 59, 62 (2007). The United States Supreme Court has said that a plaintiff makes a “sufficient” showing of inability to pay when her application demonstrates that she “cannot because of [her] poverty pay or give security for the costs and still be able to provide [herself] and [her] dependents with the necessities of life.” Adkins v. E.I. DuPont de Nemours & Co., 335 U.S. 331, 339 (1948).

In determining whether a plaintiff’s financial circumstances meet these standards, courts may consider an applicant’s assets in addition to her income. See 28 U.S.C. § 1915(a)(1); Witt v. Stefonski, No. 3:22-cv-01489 (KAD), 2022 WL 22863353, at *2 (D. Conn. Dec. 28, 2022). In particular, courts may consider “equity in real estate.” Cnty. of Allegheny v. Strader, No. 2:18-cv- 00775 (CRE), 2018 WL 3660092, at *2 (W.D. Pa. Aug. 2, 2018). In Ireland v. Reliance Standard Life Ins. Co., for example, the court denied a plaintiff's motion to proceed IFP where she had “an estimated $60,000 of equity in her home.” No. 3:97-cv-00563 (THE), 1997 WL 85008, at *1 (N.D. Cal. Feb. 21, 1997). Courts have found that as little as $10,000 in home equity can preclude a plaintiff from obtaining IFP status. See, e.g., Woodard v. Upland Mortg., No. 2:03-cv-04382

(EVL), 2003 WL 22597645, at *1 (E.D. Pa. Oct. 27, 2003), aff’d, 100 F. App’x 127 (3d Cir. 2004). Courts may also consider the financial resources of anyone who supports the plaintiff. See, e.g., Fridman v. City of N.Y., 195 F. Supp. 2d 534, 537 (S.D.N.Y. 2002) (“In assessing an application to proceed in forma pauperis, a court may consider the resources that the applicant has or can get from those who ordinarily provide the applicant with the necessities of life, such as from a spouse, parent, adult sibling or other next friend.”) (internal quotation marks and citations omitted); Monti v. McKeon, 600 F. Supp. 112, 114 (D. Conn. 1984), aff'd, 788 F.2d 1 (2d Cir. 1985) (table decision). In other words, “[w]here a litigant is supported or assisted by another person, the [c]ourt may consider that person's ability to pay the filing fee.” Pierre v. City of Rochester, No. 6:16-cv-06428 (CJS), 2018 WL 10072449, at *1 (W.D.N.Y. Dec. 13, 2018). In her IFP affidavit, Ms. Sullivan claims to have no income and no cash on hand or in a bank account. (ECF No. 2, at 3–4.) She further claims that she has monthly obligations of $6,000, although she does not provide information about what those obligations might be as the form

requires. (Id. at 5.) She does note, however, that her family members cover her expenses at this time. (Id. at 3.) Because Ms. Sullivan is supported by her family, the Court may consider the ability to pay the filing fee of the members of her family that support her. See Fridman, 195 F. Supp. 2d at 537. Ms. Sullivan’s application, however, does not provide information about the financial resources of those persons. Without that information, the Court cannot determine whether Ms. Sullivan is entitled to proceed IFP. Ms. Sullivan left most of the spaces on the form blank, including the spaces that ask about assets, dependents, and previous litigation. (Id. at 4, 6.) These omissions lead the Court to be

concerned that Ms. Sullivan has not completed her application with the “particularity, definiteness, and certainty” that the law requires. Andrea P. v. Kijakazi, No. 3:22-cv-00354 (SRU) (TOF), 2022 WL 1050326, at *1 (D. Conn. Mar. 14, 2022) (quoting DiRubba v. DiRubba, No. 3:22-cv-00181 (ACV) (TOF), slip op. at 7 (D. Conn. Mar.

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