Sullivan v. Delta Air Lines, Inc.

935 P.2d 781, 15 Cal. 4th 288, 97 Daily Journal DAR 5699, 63 Cal. Rptr. 2d 74, 97 Cal. Daily Op. Serv. 3300, 1997 Cal. LEXIS 1952
CourtCalifornia Supreme Court
DecidedMay 5, 1997
DocketS052972
StatusPublished
Cited by142 cases

This text of 935 P.2d 781 (Sullivan v. Delta Air Lines, Inc.) is published on Counsel Stack Legal Research, covering California Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Sullivan v. Delta Air Lines, Inc., 935 P.2d 781, 15 Cal. 4th 288, 97 Daily Journal DAR 5699, 63 Cal. Rptr. 2d 74, 97 Cal. Daily Op. Serv. 3300, 1997 Cal. LEXIS 1952 (Cal. 1997).

Opinions

Opinion

MOSK, J.

Code of Civil Procedure section 377.34 prohibits recovery of damages for pain and suffering in an action brought or maintained on [292]*292behalf of a deceased plaintiff, We address here the narrow question whether this statute applies when a judgment for such damages is rendered while the decedent is alive but the decedent dies during the pendency of an appeal from that judgment. The Court of Appeal held that the statute does apply in that situation, and reversed a judgment for the decedent with directions to dismiss the action. As will appear, we conclude that the statute does not apply in the stated circumstances, and therefore reverse the judgment of the Court of Appeal with directions to address the merits of the appeal.

Most of the facts brought out at trial are irrelevant to the limited procedural question we address here. For present purposes it is enough to note the following: The decedent, Joseph A. Sullivan (Sullivan), was employed by defendant until his discharge in 1991. Sullivan filed an action against defendant on multiple legal theories arising from his termination, alleging 14 causes of action in his amended complaint. The trial court granted defense motions for summary judgment on seven of the causes of action (counts 1,3, 10-14). The jury returned special verdicts for defendant on three causes of action (counts 7, 8, 9). The jury also returned special verdicts for Sullivan on three causes of action (counts 2, 4, 5); on those causes of action the jury awarded Sullivan damages for emotional distress totaling $275,000. The jury deadlocked on the remaining cause of action (count 6), and the court declared a mistrial on that cause of action.

On May 10, 1994, the court rendered a purported judgment on the three verdicts in Sullivan’s favor. The court did not render judgment on either the three defense verdicts or on its orders granting the defense motions for summary judgment on seven causes of action. Sullivan moved for a “new trial” on the cause of action on which the jury deadlocked, and the court granted the motion. Defendant filed an appeal from the purported judgment, from the purported new trial order, and from the denial of its motion for judgment notwithstanding the verdict.

Sullivan died on February 19, 1995, while the appeal was being briefed. His will named his mother, Alene M. Sullivan, as his sole beneficiary, and in due course she was appointed his special administrator and substituted as plaintiff. On its own motion the Court of Appeal requested supplemental briefing on the question whether the judgment should be reversed on the ground that damages for pain and suffering are no longer recoverable because of Sullivan’s death. The court thereafter limited oral argument to that question.

In its decision the Court of Appeal construed Code of Civil Procedure section 377.34 to bar recovery of damages for pain and suffering awarded in [293]*293a judgment if the plaintiff dies while an appeal is pending; the court stressed that the statute applies generally to “an action,” and construed that word to include an appeal. Accordingly, the court concluded that no damages were recoverable on the three causes of action on which the jury found defendant liable. Turning to the cause of action on which a new trial had purportedly been granted, the Court of Appeal noted that the trial court had struck all claims for economic damages on that count; it then reasoned that because pain and suffering damages would not be recoverable under its general holding and hence punitive damages would not be recoverable for want of compensatory damages, no damages at all would be recoverable in such a trial. The Court of Appeal therefore reversed both the purported judgment and the purported new trial order and directed the trial court to dismiss the action; the court did not reach the merits of the appeal. We granted review to determine the correct construction of Code of Civil Procedure section 377.34.

I

Code of Civil Procedure section 377.34 (hereafter sometimes section 377.34) provides in full that “In an action or proceeding by a decedent’s personal representative or successor in interest on the decedent’s cause of action, the damages recoverable are limited to the loss or damage that the decedent sustained or incurred before death, including any penalties or punitive or exemplary damages that the decedent would have been entitled to recover had the decedent lived, and do not include damages for pain, suffering, or disfigurement” (Italics added.) The statute was enacted in 1992 on recommendation of the California Law Revision Commission; its history may be easily traced, and will prove to be instructive. We begin with two distinct common law rules.

A. Effect of death before judgment

At common law, all causes of action for personal torts abated on the death of either the injured party or the tortfeasor, and the cause of action for wrongful death abated on the death of the tortfeasor. The rule was expressed in the maxim, actio personalis moritur cum persona, i.e., a personal action dies with the person. Other causes of action, principally property and contract claims, did not abate with the death of a party. (See, e.g., Hambly v. Trott (1776) 98 Eng.Rep. 1136, 1138 [distinguishing between contract actions and tort actions], 1139 [distinguishing between torts by which property was acquired and those by which it was not]; 3 Blackstone, Commentaries 302 [distinguishing between tort actions and contract actions]; Winfield, Death as Affecting Liability in Tort (1929) 29 Colum. L.Rev. 239, 244-248 [history of maxim].)

[294]*294California followed the common law rule. (See, e.g., Munchiando v. Bach (1928) 203 Cal. 457, 458 [264 P. 762] [action for personal injuries, death of plaintiff]; Harker v. Clark (1881) 57 Cal. 245, 246 [action for false imprisonment, death of defendant]; Clark v. Goodwin (1915) 170 Cal. 527, 529 [150 P. 357] [action for wrongful death, death of defendant].) As this court stated in the latter case (170 Cal. at p. 529), “Nothing was more firmly settled at common law than the rule that such a cause of action . . . does not survive the death of either the person to or by whom the wrong was done. This rule exists here except in so far as it has been modified or abolished by statute.”

B. Effect of death after judgment

The foregoing common law rule of abatement of causes of action for personal torts applied when the plaintiff died before judgment; as we shall see, the statutes abolishing that rule in California so specified. A different rule applied at common law, however, when the plaintiff died after judgment: “As a general rule, an action is not abated by the death of a party after the cause of action has been merged in a final judgment and while the judgment stands, even though the judgment is based on a cause of action which would not survive the death of a party before judgment. In such case, the doctrine of abatement does not apply.” (1 C.J.S., Abatement and Revival, § 127, p. 172, fns. omitted.) For the purposes of that rule a judgment was “final” even though it was on appeal when the plaintiff died: “As a general rule, the death of a party pending an appeal or writ of error is not a ground for abatement of the suit. . . .” (Id. at § 128, p. 173, fn. omitted.)1

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935 P.2d 781, 15 Cal. 4th 288, 97 Daily Journal DAR 5699, 63 Cal. Rptr. 2d 74, 97 Cal. Daily Op. Serv. 3300, 1997 Cal. LEXIS 1952, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sullivan-v-delta-air-lines-inc-cal-1997.