Sturgill v. Commonwealth

533 S.W.3d 204
CourtCourt of Appeals of Kentucky
DecidedSeptember 15, 2017
DocketNO. 2015-CA-000191-MR & NO. 2015-CA-001042-MR
StatusPublished
Cited by12 cases

This text of 533 S.W.3d 204 (Sturgill v. Commonwealth) is published on Counsel Stack Legal Research, covering Court of Appeals of Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sturgill v. Commonwealth, 533 S.W.3d 204 (Ky. Ct. App. 2017).

Opinion

OPINION

JONES, JUDGE:

Jimmie Sturgill appeals from two Hardin Circuit Court judgments after entering guilty pleas to multiple charges under two separate indictments. By order of this Court, the appeals have been consolidated for all purposes, including briefing. Sturgill raises two arguments: first, that the trial court erred in denying his motion to withdraw the guilty pleas, and second, that he was entitled to conflict counsel. Upon review, we conclude that Sturgill was effectively without counsel in asserting his motion to withdraw his guilty plea. As a result, we must vacate the judgment and remand for further proceedings.

I. Factual and Procedural Background

Sturgill faced two separate Hardin Circuit Court indictments: case numbers 12-CR-00337 and 13-CR-00179. After several of the charges in case number 12-CR-00337 were severed, Sturgill was tried and found guilty of twelve counts of unlawful use of electronic means to induce a minor to engage in sexual or other prohibited activities. He received a sentence of five years. He filed a direct appeal of the final judgment which is currently being held in abeyance pending the outcome of the present appeal.1

Sturgill also went to trial in case number 13-CR-00179 on . a charge of first-degree sodomy. That trial resulted in a hung jury. The Commonwealth then offered Sturgill the opportunity to plead guilty to an amended charge of first-degree ■ sexual abuse in return .for a recommendation of a one-year sentence, to run consecutively to the five-year sentence he received following the trial in case number 12-CR-00337.

The Commonwealth also offered Sturgill the opportunity to resolve the charges remaining in case number 12-CR-00337. In exchange for a plea of. guilty to .two charges of first-degree sexual abuse, the Commonwealth agreed to recommend five-year sentences on each charge, to run concurrently with one another and concurrently with the five-year sentence Sturgill already had under that indictment. The agreement also required Sturgill to waive his right to appeal the jury verdict in case number 12:CR~00337. Sturgill accepted and signed both offers.

Under case number 13-CR-00179, the facts set forth in the guilty plea offer stated “[t]hat between April 6, 2010 and June 6, 2010, in Hardin County, Kentucky, the Defendant subjected the juvenile, A.P. to sexual contact. Victim was less than 16 and the Defendant was in a position of authority.” Under case number 12-CR-00337, the facts set forth in the guilty plea offer stated “[t]hat between July 31, 2009 and August 1, 2009 and again on August 21, 2009, in Hardin County Kentucky, the Defendant subjected the juvenile, A.B., to sexual contact, by forcible compulsion. Victim was 9 years old.”

On February 27, 2014, the trial court held a hearing on Sturgill’s motion to enter the guilty pleas. Sturgill confirmed that he and his attorney had discussed the charges, the possible penalties, and his options should he choose to. defend against the charges. He stated that he was satisfied that he fully understood his legal situation and what it meant to enter the guilty pleas. The trial court read aloud a list of the constitutional rights Sturgill would be waiving by pleading guilty. Sturgill stated that he had not been influenced or forced in any way to enter the guilty pleas against his will, and that entering the pleas was in his best interest.

Sturgill also acknowledged that he read and understood the guilty plea forms before signing them. The trial court informed Sturgill that, by entering the guilty pleas, he would be telling the court that he was satisfied with his attorney’s work on his casé and that there was not anything left undone that he wanted his attorney to do that would make a difference to him in the decision' to plead guilty. The trial court also told Sturgill that he would be stating that he was actually guilty and would' not be making an unspoken claim of being innocent. Sturgill said he was satisfied with the-services and advice of his attorney, and that he was ready to proceed with his guilty pleas.

Sturgill further assured the court that no one, including his attorney, had made any kind of promise that differed from what was set forth on the written forms. The trial court noted that Sturgill would be waiving his right to appeal the portion of case number 12-CR-00337 that went, to trial. The trial court also asked him if the statements of fact on the guilty plea forms were truthful statements of what he did, and Sturgill said they were, The trial court found that Sturgill was making knowing, intelligent, and voluntary pleas of guilty to the charges. The trial court then entered-the pleas and set a hearing date for final sentencing.

At Sturgill’s final sentencing hearing, which was held about two months later on April 22, 2014, his attorney informed the trial court that Sturgill had contacted him a few weeks before and told him he wished to withdraw his guilty pleas. It does not appear from the record that Sturgill’s counsel filed a written motion, following his discussions -with Sturgill. As such, the trial court asked Sturgill’s counsel if he was making an oral motion to withdraw the plea on Sturgill’s behalf. Counsel replied that he was doing so. The trial court then asked defense counsel if the motion,was against his advice. Counsel replied, “Yes, absolutely.” Defense counsel added that if the trial court were to grant the motion, he was requesting permission from the court to withdraw from representing Sturgill any further on his cases.

Next, the trial court placed Sturgill under oath. Instead of allowing Sturgill’s counsel to question him first, the trial court did so. The trial court first asked Sturgill why he wanted to withdraw his pleas. Sturgill explained that, because his trial in case number 13-CR-00179 resulted in a hung jury, he would rather take his chances with another trial than admit he did something that he did not do. The trial court asked if there was anything else, and Sturgill replied; no. The trial -court did not probe any further, Sturgill’s counsel was then permitted to.-question-Sturgill. Defense counsel first asked. Sturgill if he understood that, despite the fact that there was not any DNA, photographic, or eyewitness evidence against him, the testimony of the alleged victims was evidence. It is unclear how this questioning related to the motion to withdraw itself. Defense counsel then asked Sturgill if he, defense counsel, had allowed him to make his own decisions and not pushed him in any direction, and Sturgill said yes. However, on cross-examination by the Commonwealth, Sturgill testified that the guilty plea was “against his will” and he had not wanted to do it. The Commonwealth then proceeded to ask Sturgill-a series of questions about what he admitted during the plea agreement hearing.

After the Commonwealth concluded its questioning, the trial court asked the parties if there was anything else. Sturgill’s counsel remained silent. At this point, Sturgill was allowed to leave the witness stand without anyone having questioned him further about his claim that his plea was made'“against his will.” The trial court then proceeded with the remainder of the sentencing hearing indicating that it would announce its decision on the motion to withdraw at the conclusion- of the hearing.

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Bluebook (online)
533 S.W.3d 204, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sturgill-v-commonwealth-kyctapp-2017.