Stubbe v. Rivera Roura (In re Hernández Arvelo)

125 B.R. 693, 1991 Bankr. LEXIS 525
CourtDistrict Court, D. Puerto Rico
DecidedApril 15, 1991
DocketBankruptcy No. 85-00578(SEK); Adv No. 85-0318
StatusPublished

This text of 125 B.R. 693 (Stubbe v. Rivera Roura (In re Hernández Arvelo)) is published on Counsel Stack Legal Research, covering District Court, D. Puerto Rico primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Stubbe v. Rivera Roura (In re Hernández Arvelo), 125 B.R. 693, 1991 Bankr. LEXIS 525 (prd 1991).

Opinion

OPINION AND ORDER

SARA E. de JESUS, Bankruptcy Judge.

The question in this proceeding is whether the Trustee can avoid Debtor’s prebank-ruptcy sale of his milk quota to Mr. Ernesto Rivera Roura pursuant to the “strong arm” clause of the U.S. Bankruptcy Code, 11 U.S.C. Section 544(a), because under applicable state law delivery was insufficient to pass title.

The production and sale of milk in Puerto Rico has been regulated since 1979, by Law No. 34 approved on June 11, 1957, as amended, 5 Laws of P.R.Ann., Sections 1092-1125, and by the various rules and regulations approved pursuant to this Act. Section 2 of the Act empowers the Secretary of the Department of Agriculture, with the approval of the Governor, to appoint a Milk Industry Regulation Administrator.1 (The “Administrator”). This Administrator “shall have the power to investigate and regulate all phases of the milk industry ... including production, processing [and] ... sale” of milk and its by-products.2 Mr. Fullana was appointed the Milk Industry Regulation Administrator on Feb[694]*694ruary 6, 1985. His credible and unrefuted testimony shows:

1. Any person that wishes to operate a dairy farm in P.R. has to submit an application for a license to the “Office of Milk Regulation” Administrator.

2. In order to obtain a license the person must meet the following requirements:

a) A license from the Health Department
b) Certificate of “Buena Conducta”
c) A contract with a milk plant
d) Proof of acquisition of ongoing concern business — by producing the deed or lease contract.

3. The milk licenses were frozen to number in existence in 1979. This means that anyone who wants to enter the business must purchase an ongoing concern and a milk quota.

4. Once the producer has a license the law and regulations approved thereunder provide a formula for granting the licensed producer a milk quota. This quota is his participation in the milk market of Puerto Rico. It is a share of the milk market and it is a mechanism used to control the amount of milk produced and its price. These quotas can be exchanged from licensed farmer to licensed farmer at any time. Thus, persons outside of the milk industry, who are not licensed, may not get the quotas. However, all transactions with quotas have to be approved by the Administrator pursuant to Law No. 34.

5. Before 1985 quotas had no value. The milk quotas assigned to licensed milk farmers were frozen in 1985. Hence, this asset acquired value.

6. There is no such thing as a registry of quotas. All the information concerning a particular farmer and his transactions are included in his individual file kept by the Administrator. A proposal for such a registry, similar to the registry of real property, adscribed to the office of the Administrator has been drafted but not enacted.

The Trustee claims he can avoid a sale of Debtors’ milk quota to the Riveras because the latter failed to perfect the “transfer of their milk license and quota in the Puerto Rico Milk Industry Regulation Office as required by law.” The Trustee further claims, he can avoid FmHA’s security interest in the aforementioned milk license and quota.

With this background in mind, let us now turn to facts produced during the hearing.

FINDINGS OF FACT

1. On or about August 1984, Debtor Ramón Hernández Arvelo and his wife, María v. Medina, were the owners of a dairy farm consisting of 69.88 “cuerdas” located at Pozas Ward, San Sebastián, Puerto Rico (property ‡14,294) together with concrete structures, milking parlor and other structures destined to a dairy operation.

2. Debtors also were the owners of certain machinery and equipment, 68 dairy cows, a milk license ‡2266 and a milk quota consisting of 7,295 quarts of milk.

3. In August, 1984, Debtors sold the ongoing dairy operation (i.e., the mortgaged dairy farm with its milking parlor, structures, machinery and equipment, 68 dairy cows, milk license and the milk quota), to the Riveras. Three documents admitted in evidence show the terms of the Agreement:

a. Debtors sold the milk license and quota to the Riveras on or about August 13, 1984, as per Joint Exhibit I.3 This is a letter written by Mr. Ramón Hernándaz Arvelo to Mr. Rafael Rodrriquez of “Fondo Para El Fomento de La Industria Lechera”, informing the government agency of the mentioned sale and asking that his license ‡2266 be transferred to Mr. Rivera upon compliance with the necessary requirements.

b. Deed ‡218, executed on August 15, 1984, before Notary Gerardo Pérez Echevarría, recorded at the Property Registry of Aguadilla, at page 132, volume 274, of San Sebastián, Farm ‡14,294, 7th inscription (Government Exhibit “A”). According to this Deed the Debtors sold the [695]*695land where the dairy operations took place to the Riveras, with all its uses, rights and easements, for the sum of $322,574.21, payable by the Riveras’ assuming the liens in favor of FmHA and Corporación de Crédito Agrícola, and paying Debtors $20,000.00 in cash, which sum was paid before the execution of said deed.

c. A chattel mortgage executed by the Riveras in favor of FmHA encumbering 68 head of cattle and the milk quota, which had already been sold to the Riveras by the Debtors. The mortgaged chattels would guarantee payment of an $80,617.50 loan which FmHA granted the Riveras. This chattel mortgage is recorded at page 253, volume 30 of the Registry of Property of Puerto Rico, Aguadilla Part, at entry ‡500.

4. Mr. Ernesto Rivera Roura took over the operations of the dairy farm upon execution of the mentioned deeds, producing milk and selling it to Buena Vista Dairy, Inc., owner of a milk processing plant.

5. Two days after the deeds were executed, Mr. Ernesto Rivera Roura filed his application for the issuance of a milk license at the Office of Regulation of the Milk Industry (hereinafter referred to as “Office of Regulation”). He attached the following documents to the application:

(a) The letter of Mr. Ramón Hernández Arvelo dated August 13,1984 referred to in the previous paragraph,

(b) A contract between Ernesto I. Rivera Roura and Buena Vista Dairy, Inc. for delivery, receipt and processing of the milk to be produced by the ongoing dairy farm which he had just bought,

(c) Copy of Deed ‡218 of August 15, 1984, evidencing he was an owner of a dairy farm, and

(d) An endorsement dated August 13, 1984, issued by the P.R. Department of Health, authorizing Mr. Rivera to operate the dairy farm.

6. Mr. Luis Fullana Morales, Administrator of the Office of Regulation of the Milk Industry, testified Mr. Rivera’s Application complied with all the requirements needed for that Office to issue the requested milk license and transfer the milk quota. However, the Office of Regulation of the Milk Industry was not able to process Mr. Rivera’s application for the milk license, issue the license, nor record the transfer of the milk quota he had purchased because of a duly served Court Order.

7. On August 21, 1984, the Superior Court of Puerto Rico, Aguadilla Section, entered an Order in civil case No.

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Related

Butner v. United States
440 U.S. 48 (Supreme Court, 1979)
Segarra Serra v. Rivero Vda. de Lloréns Torres
99 P.R. Dec. 60 (Supreme Court of Puerto Rico, 1970)
Betancourt Fúster v. Secretario de Hacienda
104 P.R. Dec. 174 (Supreme Court of Puerto Rico, 1975)
Rosa Resto v. Rodríguez Solís
111 P.R. Dec. 89 (Supreme Court of Puerto Rico, 1981)

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Bluebook (online)
125 B.R. 693, 1991 Bankr. LEXIS 525, Counsel Stack Legal Research, https://law.counselstack.com/opinion/stubbe-v-rivera-roura-in-re-hernandez-arvelo-prd-1991.