Stopinc Aktiengesellschaft v. J.W. Hicks, Inc.

131 F. Supp. 3d 763, 2015 U.S. Dist. LEXIS 124689, 2015 WL 5542526
CourtDistrict Court, N.D. Indiana
DecidedSeptember 17, 2015
DocketCause No. 2:14-CV-238-PPS-JEM
StatusPublished

This text of 131 F. Supp. 3d 763 (Stopinc Aktiengesellschaft v. J.W. Hicks, Inc.) is published on Counsel Stack Legal Research, covering District Court, N.D. Indiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Stopinc Aktiengesellschaft v. J.W. Hicks, Inc., 131 F. Supp. 3d 763, 2015 U.S. Dist. LEXIS 124689, 2015 WL 5542526 (N.D. Ind. 2015).

Opinion

OPINION AND ORDER

PHILIP P. SIMON, Chief Judge.

This is a patent infringement case dealing with equipment used in processing molten metal. The invention at issue is a slide gate on a container that holds molten metal. Basically, the slide gate is the part of a large metal container that opens and dispenses the liquid metal inside into, whatever other containers are being used. Plaintiff Stopinc Aktiengesellschaft is a Swiss company that, among other things, manufactures these slide gates. Stopinc patented this invention in 2002 and now claims that Defendant J.W. Hicks, Inc. is infringing by producing essentially the same type ’of slide gate. I say “essentially” because the parties agree that there are differences between the Stopinc arid J.W. Hicks slide gates. The fact that theré are differences between' the products is not, however, in and of itself necessarily problematic because Stopinc’s legal theory is under the doctrine of equivalents. So Stopinc can sue J.W. Hicks .for infringement even if the products are not 100% the same. J.W. Hicks contends that the doctrine of equivalents is unavailable to Stopinc. To this effect, J.W. Hicks has filed a Motion for Summary Judgment (DE 35) claiming that during the prosecution of Stopinc’s patent, it affirmatively represented to the Patent Office that its invention did not include the feature that allegedly makes J.W. Hicks’ slide gate similar to Stopinc’s, so the doctrine of equivalents can’t apply. • That’s the primary motion before me today. Since the doctrine of equivalents is the only theory of infringement that Stopinc.relies upon, this motion is potentially case dispositive.

This matter has been fully briefed, including some supplemental filings received from the parties (DE’s 51-52) and I have also heard oral argument (DE 50). After reviewing all of those materials, and for the reasons discussed below, I agree with [766]*766J.W. Hicks that the doctrine of equivalents isn’t available to Stopinc. I will therefore GRANT the motion (DE 35) regarding its request for summary judgment. I will, however, DENY J.W. Hicks’s request for attorneys fees. Also before me is J.W. Hicks’ Motion to Strike (DE '39) regarding a declaration Stopinc attached to its response brief. I will DENY this motion, as well.

Background

The Invention

As I mentioned above, this case deals with slide gates on molten metal containers. Readers looking for a more in-depth discussion of the technology are directed to the parties’ briefing (DE’s 35-38, 51-52) and Stopine’s patent (United States Patent No. 6,422,435). But I’ll briefly go through the ins and outs of what I understand this invention entails.

A slide gate is essentially a small door on the bottom of a container (also commonly referred to as a “ladle”) holding molten metal that either holds the metal in or lets the metal pour out, depending? on circumstances. (See generally Wikipedia, “Ladle (foundry),” https://en.wikipedia.org/ wiki/Ladle (foundry) (last visited September 16, 2015); U.S. Patent No. 6,422,435 Background.) In large metallurgy facilities and other facilities using molten metal, these giant containers typically move down an assembly line, dispensing the liquid metal into other vessels as they go. Id. The slide gate opens when the container is ready to pour the liquid metal, closes once it’s finished and then the ladle moves on to the next vessel. Id. One problem Stopinc sought to remedy with its slide gate is that these gates used to have to be mounted onto the ladle using a large framing system that was costly to produce. (See U.S. Patent No. 6,422,435, 1:24-27.) Stopinc, however, simplified its slide gate, making it smaller and allowing it to be directly mounted to the ladle without using a frame. (Id. at 1:30-55.) It patented this invention in U.S. Patent No. 6,422,435 (the '435 Patent) on July 23, 2002. Below is a drawing of the invention from the. face of the '435 Patent, and I’ve added a circle around one of the two slide g?ates.

[[Image here]]

[767]*767In this image, molten metal flows out of the opening labeled No. 12. The opening is closed off at various points by the refraetory plates, labeled Nos. 22 and 23.

The slide gate operates so that rollers (No. 27) roll along a track (No. 36), such that in this image, the slider unit (No. 30) would roll on a track towards you or away from you. This action either opens or closes the refractory valve plates, allowing liquid metal to flow out of the opening (No. 12) or keeping it inside of the container, depending on whether the plate is opened or closed.

Only Claim 1-of the '435 is asserted in this litigation. It states:

A sliding gate valve to be mounted to a container for containing molten metal, comprising:
a housing portion to be secured to the container;
a slider unit mounted to said housing portion and having guide tracks;
a first refractory valve plate and a second refractory valve plate inserted between said housing portion and said slider unit and operable to open and close the sliding gate valve; and
a plurality of mounting components aligned perpendicular to said slider unit so as to mount said slider unit to said housing portion such that said slider unit is slidable with respect to said housing portion, each of said mounting components having:
a first end secured to said housing portion;
a spring element for pressing said first refractory valve plate and said second refractory valve plate against each other;
a second end opposite said first end; and
a guide element on said second end for riding on a respective one of said guide tracks of said slider unit, said mounting components being arranged such that two guide elements are positioned on each of two opposite sides of said refractory valve plates;
wherein said slider unit is operable to be moved so as to position said guide elements at a location whereat a height of said guide tracks is lower than a height of a remaining portion of said guide tracks so as to relax said [768]*768spring elements to allow release of said slider unit from said housing portion.

('435 Patent, Claim 1.)

That’s a lot to unpack, but for the purposes of J.W. Hicks’ motion, the most important thing to understand is that the guide tracks are on the slider unit and the “guide elements” (e.g. rollers, wheels, or balls that slide on the tracks) are on the mounting components which are in turn connected to the housing unit.

The Prosecution of the '435 Patent

The prosecution of the '435 Patent was fairly straight-forward. Stopinc submitted fourteen claims, which were rejected by the PTO Examiner based primarily on three prior art references. (DE 36-8, '435 Pros, at 00110-11.) Stopinc filed an amendment cancelling the fourteen claims and submitting new claims 15-40. (Id. at 00128.) The Examiner allowed those claims and the patent issued. J.W. Hicks claims that during this process, Stopinc sacrificed the claim elements that make its product similar to Stopinc’s.

When Stopinc filed its original patent application in July 1999, Claim 1 read:

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Bluebook (online)
131 F. Supp. 3d 763, 2015 U.S. Dist. LEXIS 124689, 2015 WL 5542526, Counsel Stack Legal Research, https://law.counselstack.com/opinion/stopinc-aktiengesellschaft-v-jw-hicks-inc-innd-2015.