Stiller v. State

516 S.W.2d 617, 1974 Tenn. LEXIS 450
CourtTennessee Supreme Court
DecidedNovember 12, 1974
StatusPublished
Cited by166 cases

This text of 516 S.W.2d 617 (Stiller v. State) is published on Counsel Stack Legal Research, covering Tennessee Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Stiller v. State, 516 S.W.2d 617, 1974 Tenn. LEXIS 450 (Tenn. 1974).

Opinion

OPINION

HENRY, Justice.

This case involves the right of appellate review of the action of a trial judge in suspending sentences and granting probation.

John V. Stiller, formerly President of the First National Bank of Tracy City, was sentenced in the Circuit Court of Grundy County to four (4) concurrent terms of not less than three (3) nor more than ten (10) years, in the State Penitentiary, upon his plea of guilty to four (4) indictments charging him with forgery of bank notes in the aggregate amount of $26,000.00, embezzlement of $65,740.00 and making false entries showing fictitious loans aggregating $45,000.00.

Subsequent to his conviction, a pre-sen-tence investigation was made and thereafter a hearing was held, as a result of which the trial judge, acting pursuant to § *619 40-2901 et seq., T.C.A., suspended the sentence in each case and placed the petitioner on probation for a period of ten (10) years.

Aside from the usual conditions of probation, the order in each case recited that bond would remain at $15,000.00 during probation and that “full restitution must be made for all funds taken from 1st National Bank of Tracy City within one year”.

The District Attorney General resisted the suspension and probation and an appeal was taken to the Court of Criminal Appeals predicated upon the single assignment of error that the trial court erred in ordering the sentences suspended.

The Court of Criminal Appeals, in a split decision, reversed the trial judge, holding that he was not justified in suspending Stiller’s sentence and placing him on probation, and abused his discretion in doing so.

We granted certiorari and have heard oral argument.

The threshold question for our determination is whether the action of the trial judge, in suspending the sentence of a criminal defendant and placing him on probation, is subject to appellate review.

Trial judges were given the authority to suspend sentences and/or parole defendants in certain cases by Chapter 76 of the Public Acts of 1931. Sec. 2 of that Act, (Sec. 40-2904, T.C.A. main volume) provided, in part, as follows :

“.the Trial Judge shall consider the matter and may in his discretion suspend sentence and/or parole such defendant, and his exercise of discretion in such matter shall not be reviewable by the appellate courts.” (Emphasis ours)

The above section was stricken by Chapter 95 of the Public Acts of 1961 and a' new section (40-2904, T.C.A.) was added which reads, in part:

“The power of suspension and probation is within the sole discretion of the Trial Judge, ...” (Emphasis ours)

The State urges that the fact that the Legislature struck from the Section, the provision that the trial judge’s exercise of discretion in such matter “shall not be reviewable by the appellate courts” and inserted language providing that the matter is within his “sole discretion” is a clear indication of the legislative intent to allow appeals in such cases.

It is in the public interest that this Court fully construe the meaning and significance of the language, “the power of suspension and probation is within the sole discretion of the Trial Judge”.

We first look to the right of a criminal defendant to appeal from the action of the trial judge in declining to suspend sentence and award probation. We realize that this precise question is not before the Court; however, in our view, consideration of it is necessary in the interest of an orderly discussion and in order that a complete construction be made for the guidance of the Bench and Bar.

In order to invoke the aid of the statute and to be eligible for its benefits the defendant must have been convicted of a misdemeanor or a felony, the maximum punishment for which does not exceed ten (10) years. (Sec. 40-2901, T.C.A.)

The defendant in this case stands convicted of a felony. His presumption of innocence has been replaced by the establishment of guilt. He faces punishment. He seeks preferment. He petitions for a privilege. He asks for an act of grace. He has no demandat » right to relief. He has no right to insist on terms or to strike a bargain. Hooper v. State, 201 Tenn. 156, 297 S.W.2d 78 (1956).

He has the right to petition the court for probation, the right to a full and fair evi-dentiary hearing and the right to all the *620 procedural requirements contained in or necessarily contemplated by the statutory scheme.

Since probation is a privilege to be conferred after a determination of the circumstances of the offense, the defendant’s criminal record, his social history, his present condition and, where appropriate, his physical and mental condition, we hold that the decision of the trial judge denying probation is binding and is not subject to appellate review, at his instance, so long as the rights above outlined are fully accorded, and the action of the trial judge is not capricious, arbitrary or palpably abusive of his discretion.

We find no Tennessee case precisely in point; however, the majority, if not all jurisdictions allow the defendant to appeal.

For recent cases in which suspended sentence was denied but the defendant was allowed to appeal on an assignment of abuse of discretion, see State v. Cornwall, 95 Idaho 680, 518 P.2d 863 (1974) and State v. Ward, 191 Neb. 421, 216 N.W.2d 163 (1974). For cases in which the appellate courts found an abuse of discretion, see People v. Michaels, 2 Ill.App.3d 658, 275 N.E.2d 669 (1971) and People v. Greene, 36 A.D.2d 826, 321 N.Y.S.2d 237 (1971).

The trial judge is authorized to suspend the sentence and place the defendant on probation subject to such conditions as he may deem fit to impose.

Once the trial judge determines that probation is justified under the circumstances, the conditions imposed must be reasonable and realistic and must not be so stringent as to be harsh, oppressive or palpably unjust. The defendant has a right to appellate review to seek relief from, or modification of, such conditions.

The entire theory of probation is that it is in the public interest that those who violate society’s rules of conduct should, in proper cases, be given an opportunity to rehabilitate themselves and to be restored to useful and productive citizenship. More and more our, society is coming to realize that “warehousing” criminals on an indiscriminate basis is financially, socially and morally unacceptable.

However, this concept contemplates that probation be restricted to those who are worthy of this largesse of the law.

The District Attorney General, on the trial level, and the State Attorney General, on the appellate level, not only have solemn obligations to espouse the causes of the meritorious petitioner, but also to protect and promote the public welfare by standing in unalterable opposition to the unworthy.

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Cite This Page — Counsel Stack

Bluebook (online)
516 S.W.2d 617, 1974 Tenn. LEXIS 450, Counsel Stack Legal Research, https://law.counselstack.com/opinion/stiller-v-state-tenn-1974.