Stevens v. Ortiz

465 F.3d 1229, 2006 U.S. App. LEXIS 25853, 2006 WL 2962796
Court of Appeals for the Tenth Circuit·Decided October 18, 2006·No. No. 05-1250·Published·Cited by 20 cases

Opinion

HENRY, Circuit Judge.

John Swiger stated in police custody that he shot and killed David Seiler under the orders of the Petitioner-Appellant David P. Stevens. At Mr. Stevens’s state trial, Mr. Swiger did not testify, but his statement was admitted into evidence over Mr. Stevens’s objection. A jury convicted Mr. Stevens of first-degree murder and other counts. On direct appeal, the Colorado Supreme Court concluded that the admission of Mr. Swiger’s confession did not violate Mr. Stevens’s rights under the Confrontation Clause. The federal district court denied Mr. Stevens’s petition for a writ of habeas corpus under 28 U.S.C. § 2254, and he timely appeals. We must decide here if the Colorado trial court violated Mr. Steven’s Sixth Amendment rights when it admitted the custodial confession of Mr. Swiger, a non-testifying accomplice, that also inculpated Mr. Stevens in a murder-for-hire.

We conclude that the reasoning of the Colorado Supreme Court was contrary to clearly established federal law, and the introduction of the accomplice confession violated Mr. Stevens’s rights under the Confrontation Clause. Further, the Sixth Amendment error was not harmless. Exercising jurisdiction under 28 U.S.C. §§ 1291 and 2253(a) and (c), we reverse the district court’s denial of Mr. Stevens’s § 2254 petition and remand to the district court for entry of the writ.

[1232] I. BACKGROUND

We briefly summarize the underlying facts and earlier court proceedings. The Colorado Supreme Court described the pertinent facts in more detail. See Stevens v. People, 29 P.3d 305, 308-10 (Colo.2001); id. at 319-22 (Bender, J., concurring in part and dissenting in part).

A. Mr. Seiler’s death and Mr. Swiger’s statements

On the evening of February 28, 1993, David Seiler was shot and killed in front of Mr. Stevens’s house in Aurora, Colorado. Police initially investigated Mr. Stevens and Mr. Swiger as suspects in the death but filed no charges. Mr. Swiger had known Mr. Seiler through Mr. Stevens’s drug operations. Soon after the murder, Mr. Swiger, his girlfriend (Bonnie Clontz), and a young woman who was with Mr. Seiler the night he was shot (Tina Parks) moved to Tennessee.

Two years later, Aurora detectives learned that Mr. Swiger had been bragging to friends in Tennessee about killing Mr. Seiler. In January 1995, Aurora Detectives Joe Petrucelli and Tony Rodriguez traveled to a Tennessee county jail to speak with Mr. Swiger about his involvement in Mr. Seiler’s death. The detectives informed Mr. Swiger of his Miranda rights, and he agreed to answer questions. Rec. doc. 12, ex. A, App. I, at 2 (“Swiger Tr.”). That interrogation and subsequent written statement form the basis of this appeal.

1. Initial denial of involvement

Early in the interview, Mr. Swiger said that Mr. Stevens asked him to murder Mr. Seiler to prevent Mr. Seiler from testifying against Mr. Stevens and two associates in an upcoming trial. Mr. Stevens offered to pay $5,000 then and $5,000 after the murder. When Mr. Swiger said he needed time to think about the offer, Mr. Stevens threatened to hurt his family and kill him.

During the first two-thirds of the interview, Mr. Swiger repeatedly denied killing Mr. Seiler on February 28, 1993. Mr. Swiger told the Aurora detectives he was at home that evening with his family and did not go to a party at Mr. Stevens’s house because he was watching his children. Mr. Swiger stated he had only helped Mr. Stevens to dispose of a .38 revolver that may have been involved with the murder. When the detectives asked who shot Mr. Seiler, Mr. Swiger responded that “some guy by the name of Mike” had carried out the murder. Id. at 29. Before Mr. Swiger gave more details about Mike, he asked the detectives for assurances they would protect his family. Mr. Swiger later stated several times that he was afraid Mr. Stevens would kill his family and him if he spoke out about Mr. Stevens’s murder plot.

Despite Mr. Swiger’s denial of any involvement in the murder, the detectives continued to ask him whether excessive drug and alcohol use that evening could have prevented him from remembering that he had shot Mr. Seiler. Mr. Swiger repeatedly said he was drunk the night of the murder and for several subsequent months. He also stated that he had used acid and cocaine on the day before Mr. Seiler’s murder. Detective Petrucelli asked Mr. Swiger about how Mr. Stevens had pressured him to carry out the murder, and the detective encouraged Mr. Swiger to explain his role to “get this off [his] chest.” Id. at 53. Mr. Swiger began to cry and responded multiple times that “I’m not sure.” Id.

The detectives told Mr. Swiger they could not “make [him] any deals,” but promised to keep Ms. Clontz and their children safe. Id. at 54. Mr. Swiger asked twice to speak with Ms. Clontz, but [1233] the detectives refused his request. Mr. Swiger insisted that she had nothing to do with the murder and sought assurance from the detectives that she would not be prosecuted.

2. Later confession

After the detectives said they would not prosecute Ms. Clontz, Mr. Swiger changed his story (at page 61 of the 73-page interview transcript) and described a direct role in the murder. Mr. Swiger said he received a call on the night of the murder to drive promptly to Mr. Stevens’s house, where Mr. Seiler would soon be leaving. Mr. Swiger stated that he then directed Ms. Clontz to go to the liquor store and buy cigarettes, without informing her of any plan to shoot Mr. Seiler. Mr. Swiger said he then drove to Mr. Stevens’s house, parked in a nearby alley, and got out of his car. When Mr. Seiler walked out of the house, he fired twice from a back gate near the house, and then “took off runnin’ [and] jumped back in the Mustang” to return to his residence “before Bonnie [Clontz] got back.” Id. at 63. Mr. Swiger stated that he shot at Mr. Seiler but did not intend to kill him.

Mr. Swiger later responded that Mr. Stevens had specifically directed Mr. Swig-er to shoot Mr. Seiler. Mr. Swiger also indicated that he knew he was a suspect in the Colorado murder when the interview began. The detectives had earlier told Mr. Swiger that he was a suspect and that they had already interviewed Ms. Clontz. Finally, when asked if the detectives had offered any promises or deals for his statement, Mr. Swiger said, “No, sir, jus’ that ... if I told the truth, my family’d be protected.” Id. at 72.

After more than two hours of interrogation, Mr. Swiger wrote and signed a statement that summarized his confession.

B. Trial and direct appeal

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Stevens v. Ortiz, 465 F.3d 1229, 2006 U.S. App. LEXIS 25853, 2006 WL 2962796 (10th Cir. 2006).

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