Steven PETTYJOHN, Plaintiff-Appellant, v. Donna E. SHALALA, Secretary, Department of Health and Human Services, Defendant-Appellee

23 F.3d 1572, 1994 U.S. App. LEXIS 9751, 1994 WL 162823
Court of Appeals for the Tenth Circuit·Decided May 4, 1994·No. 92-6395·Published·Cited by 19 cases

Opinions

PER CURIAM.

This appeal1 arises from the district court’s denial of plaintiffs application for fees under the Equal Access to Justice Act (EAJA)2 as untimely 801 F.Supp. 503. Plaintiff applied for social security disability benefits and an administrative law judge (ALJ) initially denied benefits. After the Appeals Council denied plaintiffs request for review, plaintiff filed suit in the district court challenging the Secretary’s decision. The district court issued a “Memorandum Opinion” dated November 30,1989, reversing and remanding the Secretary’s decision because it found insubstantial evidence to support the Secretary’s finding that plaintiff could perform his past work. The district court remanded to the agency for a determination of whether plaintiff could perform any other work in the national economy and for an evidentiary hearing to determine whether plaintiffs mental condition justified reopening previously denied applications. The district court entered a separate judgment pursuant to Fed.R.Civ.P. 58 on November 30, 1989.

Following remand, the Secretary awarded benefits to plaintiff, and plaintiff filed an application for fees under the EAJA within thirty days of the Secretary’s final decision. The Secretary objected to the application for fees as untimely. The matter was referred to a United States magistrate judge, who denied the application. Plaintiff “appealed” the magistrate’s order to the district court, and the district court affirmed the denial of plaintiffs fee application as untimely.

The EAJA provides that “[a] party seeking an award of fees and other expenses shall, within thirty days of final judgment in the action, submit to the court an application for fees and other expenses_” 28 U.S.C. § 2412(d)(1)(B). The Supreme Court has held that the phrase “final judgment” in the above-quoted portion of the EAJA “‘refers to judgments entered by- a court of law, and does not encompass decisions rendered by an administrative agency.’ ” Shalala v. Schaefer, — U.S.-,-, 113 S.Ct. 2625, 2628, 125 L.Ed.2d 239 (1993) (quoting Melkonyan v. Sullivan, 501 U.S. 89, 95-96, 111 S.Ct. 2157, 2162, 115 L.Ed.2d 78 (1991)). In a case involving a remand to the Secretary, whether a final judgment has been entered depends on what kind of remand is made. Melkonyan, 601 U.S. at 97-99, 111 S.Ct. at 2163. The Court held in Melkonyan, and clarified in Schaefer, that there are only two kinds of remands available: a sentence four remand and a sentence six remand, so named for the fourth and sixth sentences of 42 U.S.C. [1574] § 405(g).3 Id.; Schaefer, — U.S. at-, 113 S.Ct. at 2629.

“ ‘In sentence four cases, the filing period [for EAJA fee applications] begins after the final judgment (‘affirming, modifying, or reversing’) is entered by the court and the appeal period has run, so that the judgment is no longer appealable.... In sentence six cases, the filing period does not begin until after the postremand proceedings are completed, the Secretary returns to court, the court enters a final judgment, and the appeal period runs.’”

Schaefer, — U.S. at-, 113 S.Ct. at 2629 (quoting Melkonyan, 501 U.S. at 101-02, 111 S.Ct. at 2165).

After Melkonyan was decided, this court decided Gutierrez v. Sullivan, 953 F.2d 579 (10th Cir.1992), cert. denied, — U.S.-, 113 S.Ct. 3064, 125 L.Ed.2d 746 (1993). Gutierrez discussed the pre-Melkonyan decision in Sullivan v. Hudson, 490 U.S. 877, 109 S.Ct. 2248, 104 L.Ed.2d 941 (1989), which held that a remand order which does not award benefits will not normally confer prevailing party status for EAJA purposes until the result of the administrative process is known. Id. at 886, 109 S.Ct. at 2254. In Gutierrez, we construed Melkonyan and Hudson as recognizing “a subcategory of cases in which the district court makes a fourth sentence remand but intends to retain jurisdiction over the action pending further administrative proceedings and enter a final judgment after those proceedings are completed.” Gutierrez, 953 F.2d at 584. Schae-fer made it clear that there is no such subcategory; it is error for a district court to order a sentence four remand and retain jurisdiction. — U.S. at-, 113 S.Ct. at 2630. At the very least, Schaefer casts serious doubt on our analysis, if not the ultimate holding,4 in Gutierrez.

Plaintiff argues that the remand in this case was, at least in part, a sentence six remand and, therefore, the district court retained jurisdiction. In a sixth sentence remand,

[t]he District Court does not affirm, modify, or reverse the Secretary’s decision; it does not rule in any way as to the correctness of the administrative determination. Rather, the court remands because new evidence has come to light that was not available to the claimant at the time of the administrative proceeding and that evidence might have changed the outcome of the prior proceeding.

Melkonyan, 501 U.S. at 98, 111 S.Ct. at 2163. That is an entirely different kind of remand than that contemplated by the fourth sentence of § 405(g), Sullivan v. Finkelstein, 496 U.S. 617, 626, 110 S.Ct. 2658, 2664, 110 L.Ed.2d 563 (1990), which provides for “a judgment affirming, modifying, or reversing the decision of the Secretary, with or without remanding the cause for a rehearing.” Plaintiff contends that, because the district court remanded in part for an evidentiary hearing to determine whether plaintiff’s previous application should be reopened because [1575] of his mental condition, the remand was, at least in part, a sentence six remand.

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Steven PETTYJOHN, Plaintiff-Appellant, v. Donna E. SHALALA, Secretary, Department of Health and Human Services, Defendant-Appellee, 23 F.3d 1572, 1994 U.S. App. LEXIS 9751, 1994 WL 162823 (10th Cir. 1994).

23 F.3d 1572 (Steven PETTYJOHN, Plaintiff-Appellant, v. Donna E. SHALALA, Secretary, Department of Health and Human Services, Defendant-Appellee) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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