Stern v. Roberts

CourtDistrict Court, M.D. Alabama
DecidedJuly 8, 2021
Docket3:18-cv-00807
StatusUnknown

This text of Stern v. Roberts (Stern v. Roberts) is published on Counsel Stack Legal Research, covering District Court, M.D. Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Stern v. Roberts, (M.D. Ala. 2021).

Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE MIDDLE DISTRICT OF ALABAMA EASTERN DIVISION DR. MICHAEL L. STERN, ) ) Plaintiff, ) ) v. ) CASE NO. 3:18-CV-807-WKW ) [WO] STEVEN LEATH, et al., ) ) Defendants. )

MEMORANDUM OPINION AND ORDER I. INTRODUCTION Plaintiff Michael L. Stern, Ph.D., is a tenured economics professor at Auburn University and an eight-year former chair of the Department of Economics in the College of Liberal Arts. In late 2013, Dr. Stern learned that a substantial percentage of scholarship student-athletes, particularly those in the football program, were majoring in public administration. Not long after, Dr. Stern also became aware of Auburn University’s rejection of an external curriculum review committee’s proposal to close the major based on concerns that it lacked academic integrity. Believing that the university was behind the clustering of student-athletes into an athletic-friendly major and that its athletic department had fueled the major’s retention, Dr. Stern vocalized his concerns initially at university senate meetings and later to the press which reported on the events in published articles. During this time, Dr. Stern also independently investigated the matter and had his attorney obtain Auburn University documents through a request under the Alabama Public Records

Law. He contends that, as a result of his continued outspokenness regarding the foiled closure of the public administration major and the clustering of athletes in that major, he suffered myriad retaliatory acts—including his removal as chair of his

department. In this action, Dr. Stern alleges civil rights violations against four Auburn University officials: President Jay Gogue in his official capacity; former President Steven Leath, in his individual capacity; Provost William Hardgrave, in his

individual and official capacities; Vice President for Academic Affairs Timothy R. Boosinger, in his individual and official capacities; and Dean of the College of Liberal Arts Joseph Aistrup, in his individual and official capacities. In Count 1, Dr.

Stern asserts that these officials carried out a campaign of retaliatory harassment against him in violation of his rights under the First Amendment, as enforced by 42 U.S.C. § 1983. In Counts 2 and 3, he alleges that Defendants conspired to retaliate against him for engaging in speech protected by the First Amendment in violation

of 42 U.S.C. § 1985 and Alabama law.1

1 Although Dr. Stern’s operative complaint does not cite a particular subsection of § 1985, his supporting allegations, as well as his summary judgment briefing, rely on § 1985(3). Section 1985(3) provides in pertinent part that, “[i]f two or more persons in any State or Territory conspire . . . for the purpose of depriving, either directly or indirectly, any person or class of persons of the equal protection of the laws, or of equal privileges and immunities under the laws,” the injured Defendants move for summary judgment on all claims. (Doc. # 82.) The motion is fully briefed with accompanying evidentiary submissions. (Docs. # 83–

84, 89–90.) This opinion addresses only Defendants’ motion as to Counts 2 and 3 and assumes the parties’ familiarity with the procedural history and the summary judgment record. An opinion on Count 1 is under deliberation and will issue at a

later date. II. STANDARD OF REVIEW To succeed on a motion for summary judgment, the moving party must demonstrate “that there is no genuine dispute as to any material fact and the movant

is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). The court views the evidence, and all reasonable inferences drawn from it, in the light most favorable to the nonmoving party. Jean-Baptiste v. Gutierrez, 627 F.3d 816, 820 (11th Cir.

2010). III. DISCUSSION To establish a civil conspiracy claim under § 1985(3), Dr. Stern “must show an agreement between ‘two or more persons’ to deprive him of his civil rights.”

Dickerson v. Alachua Cnty. Comm’n, 200 F.3d 761, 767 (11th Cir. 2000) (quoting § 1985(3)). Similarly, under Alabama law, “civil conspiracy is a combination of

party “may have an action for the recovery of damages occasioned by such injury or deprivation.” § 1985(3). two or more persons to accomplish an unlawful end (by civil law standards) or to accomplish a lawful end by unlawful means.” DGB, LLC v. Hinds, 55 So. 3d 218,

234 (Ala. 2010) (citing Purcell Co. v. Spriggs Enters., Inc., 431 So. 2d 515, 522 (Ala. 1983)). Defendants contend that the intracorporate conspiracy doctrine prevents Dr.

Stern from proving that more than one individual conspired against him, thus dooming his claims for civil conspiracy under federal and state laws. In response, Dr. Stern argues that there are sound policy reasons for rejecting the doctrine’s application on this record. He argues alternatively that, even if the intracorporate

conspiracy doctrine applies, two exceptions to its applicability save his claims: (1) the criminal conspiracy exception; and (2) the series of discriminatory acts exception. (See Doc. # 90, at 190–96.) For the reasons to follow, the intracorporate

doctrine bars Counts 2 and 3, and neither exception prevails. A. The Intracorporate Conspiracy Doctrine The intracorporate conspiracy doctrine applies when each member of the alleged conspiracy is a member of the same organization:

The intracorporate conspiracy doctrine holds that acts of corporate agents are attributed to the corporation itself, thereby negating the multiplicity of actors necessary for the formation of a conspiracy. Simply put, under the doctrine, a corporation cannot conspire with its employees, and its employees, when acting in the scope of their employment, cannot conspire among themselves. McAndrew v. Lockheed Martin Corp., 206 F.3d 1031, 1035 (11th Cir. 2000) (en banc). The origin of the doctrine is “from basic agency principles that attribute the

acts of agents of a corporation to the corporation, so that all of their acts are considered to be those of a single legal actor.” Dickerson, 200 F.3d at 767 (citation and internal quotation marks omitted). In other words, “it is not possible for a single

legal entity consisting of the corporation and its agents to conspire with itself, just as it is not possible for an individual person to conspire with himself.” Id. As articulated in McAndrew, the doctrine applies only where the employees were acting within the scope of their employment. See Grider v. City of Auburn,

Ala., 618 F.3d 1240, 1261 n.30 (11th Cir. 2010) (noting that this circuit “treats scope of employment more as part of the formulation of the intracorporate conspiracy doctrine itself,” rather than as an exception to the doctrine). “[T]he question of

whether a defendant acted within the scope of his employment is distinct from whether the defendant acted unconstitutionally.” Id. at 1261. “The scope-of- employment inquiry is whether the employee . . .

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