Stephen N. Soffron, Etc. v. S. W. Lovell & Company, Inc.

246 F.2d 769, 114 U.S.P.Q. (BNA) 87, 1957 U.S. App. LEXIS 5403
CourtCourt of Appeals for the First Circuit
DecidedJuly 1, 1957
Docket5232_1
StatusPublished
Cited by4 cases

This text of 246 F.2d 769 (Stephen N. Soffron, Etc. v. S. W. Lovell & Company, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Stephen N. Soffron, Etc. v. S. W. Lovell & Company, Inc., 246 F.2d 769, 114 U.S.P.Q. (BNA) 87, 1957 U.S. App. LEXIS 5403 (1st Cir. 1957).

Opinion

WOODBURY, Circuit Judge.

The plaintiffs-appellees, all of them dealers in shell fish, alleging that they had each received letters from counsel for the defendants-appellants threatening them with suit for infringing United States Patent No. 2,726,157, 1 brought this suit in the court below under Title 28 U.S.C. §§ 2201 and 2202 2 for a judgment declaring either that they were not infringing the above patent, or that it was invalid on the ground that the method of preparing sea clams to provide a fryable product covered by the: patent was known and had been in public use more than one year prior to March 18, 1953, when application for the above patent was filed in the United States Patent Office.

The defendants-appellants answered, and thereupon the plaintiffs-appellees, submitting depositions, moved for summary judgment under Rule 56, F.R.Civ. P. 28 U.S.C. The District Court on the basis of these depositions, the pleadings, and an affidavit filed by the defendants-appellants, granted the motion after hearing and entered an appropriate judgment of injunction from which the defendants-appellants have taken this appeal.

For years the small soft shell clam dug at low tide along the northeastern coast of the United States has been esteemed as a delicacy either steamed or fried. During the 1940’s the supply of these clams sharply decreased while the demand for them increased. The Soffron brothers, the defendants-appellants herein, who are, and for many years have been, dealers in shell fish, set out to find a solution. After extensive experiments they found that for frying purposes a substitute for the small soft shell clam lay in lengthwise slices of uniform thickness of the propulsive organ or foot, sometimes called the tongue, of the much larger sea or hen clam. They developed a slicing machine suitable for their purposes, which they operated in strictest secrecy in their plant, and put their product on the market in February or March 1951. It met with commercial success, and about two years later, on March 18, 1953, they filed the application for a United States patent for their method which on December 6, 1955, ripened into the patent in suit. All three claims of the patent are in issue. Claim Two is typical. It reads:

“2. The method of preparing sea clams to provide a product suitable for frying, which consists in removing the clam from the shell, separating the foot portion from the body of the clam, and slicing the foot portion of the clam lengthwise thereof in slices of substantially uniform thickness throughout the slice, the preferred thickness of the slices being in a range between %" and Mo".”

There can be no doubt, indeed the Soffron brothers freely admit, that they put their sea clam product on the market early in 1951, and that the patent covering the method by which they prepared their product was not applied for until about two years later. They assert, however, that the condition for patent-ability imposed by § 102(b) of Title 35, U.S.C., quoted in material part in the *771 margin, 3 has been met because they always practiced their patented method in secret in a locked room in their plant, the windows of which were painted over and to which only themselves and trusted employees bound to secrecy were ever admitted.

The District Court rejected this contention on the authority of Metallizing Engineering Co., Inc. v. Kenyon Bearing, and Auto Parts Co., Inc., 2 Cir., 153 F.2d 516, certiorari denied, 328 U.S. 840, 66 S.Ct. 1016, 90 L.Ed. 1615, rehearing denied, 1946, 328 U.S. 881, 66 S.Ct. 1364, 90 L.Ed. 1648, and entered the judgment from which this appeal is taken. We agree with the result reached by the District Court but find no occasion either to reject or to accept the doctrine of the case on which it relied.

The District Court and the Court of Appeals in the Metallizing Engineering Co. case were concerned with a patent for a method for procuring a satisfactory bond between a metallic surface, such as a worn machine part in need of being built up, and metal sprayed thereon in molten form. The District Court, D.C. Conn.1945, 62 F.Supp. 42, found that the patentee had used his bonding process more than a year prior to the date of his application for a patent covering it, and that his purpose in so doing was in the main commercial, an experimental purpose in connection with such use being only subordinate. But it found (at page 47) that the patentee had used his novel process in strict secrecy and furthermore that “the nature of the process could not have been deduced from inspection or physical tests upon specimens of the processed product in the hands of the public.” On the basis of these findings, the District Court, in reliance upon decisions of the Court of Appeals for the Second Circuit, held that the alleged infringer had not sustained its defense of prior public use by the inventor. The Court said (at page 57):

“ * * * I conclude that a process invention which, as here, does not involve the use of an article invention may be practiced in secret, and the sale of its product will not be held to constitute a public use of the invented process if the plaintiff [i. e. the patentee] sustains the burden of proving that at the time the product is sold the process could not have been learned from the product.”

Then the Court went on to say that it thought its conclusion in harmony with “the law defining public use” and added:

“If, as is well established * * *, an invented machine may be secretly operated and its product freely sold without involving a public use or sale of the invention inherent in the machine, 1 can see no reason whatever for withholding the same immunity from an invented process, provided it is proved that the inherent invention could not be learned from the product sold. Certainly here is nothing in the statute to require a distinction.”

The Court of Appeals for the Second Circuit reversed. It accepted the District Court’s findings of fact and it conceded as settled law that a fatal prior public use of a process was established when it appeared that the product of the process had been in public use for more than the time specified in the statute and the process could be detected from the product. Moreover, it conceded that its earlier decisions supported the District Court’s conclusion that a patentee’s commercial use for more than the statutory period of the product of a process practiced in secret did not invalidate a patent on the process unless the product disclosed the process by which it was made. 4 But, expressly overruling its de *772 cisión in Peerless Roll Leaf Co. v. H. Griffin & Sons, Co., 2 Cir., 1928, 29 F.2d 646, it held that any commercial use, i. e.

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Bluebook (online)
246 F.2d 769, 114 U.S.P.Q. (BNA) 87, 1957 U.S. App. LEXIS 5403, Counsel Stack Legal Research, https://law.counselstack.com/opinion/stephen-n-soffron-etc-v-s-w-lovell-company-inc-ca1-1957.