Stephen M. Daniels v. Tony R. Bertolino

Court of Appeals of Texas·Decided April 9, 2015·No. 03-14-00671-CV·Published

Opinion

ACCEPTED

03-14-00671-CV

4835287

THIRD COURT OF APPEALS

AUSTIN, TEXAS

4/9/2015 5:47:12 PM

JEFFREY D. KYLE

No.03-14-00671-CV CLERK

FILED IN

3rd COURT OF APPEALS

AUSTIN, TEXAS

4/9/2015 5:47:12 PM

IN THE THIRD COURT OF ApPEALS JEFFREY D. KYLE

AUSTIN, TEXAS Clerk

STEPHEN M. DANIELS,

Appellant,

v.

TONY R. BERTOLINO,

Appellee.

On Appeal from the 250 th Judicial District Court of Travis County, Texas Trial Court Cause No. D-I-GN-14-002146

MOTION FOR SANCTIONS AGAINST ELEANOR RUFFNER AND STEPHEN M. DANIELS

Tony R. Bertolino

Texas Bar No. 24038766

Hiba Kazim

Texas Bar No. 24076952

BERTOLINO LLP

823 Congress Ave.

Suite 704

Austin, Texas 78701

Tel: (512) 476 5757

Fax: (512) 476 5758

Email: info@belolaw.com

COUNSEL FOR ApPELLEE

TO THE HONORABLE THIRD COURT OF APPEALS IN AUSTIN, TEXAS:

Appellee, Tony R. Bertolino ("Appellee"), files this Motion for Sanctions Against Eleanor Ruffner ("Appellant's Attorney") and Stephen M. Daniels ("Appellant") pursuant to Tex. R. App. P. 10.1 and 45.

If sanctions are ever appropriate, this is such a case.

I. SUMMARY OF ARGUMENT

1. Appellant's actions amount to sanctionable conduct under Rule 45.

2. First, Appellant's appeal did not include a reporter's record for the pivotal hearing that led to this appeal. The Appellant failed to file this reporter's record in clear contravention of the Appellate Rules' requirement to do so even after being notified of the reporter's record's location and cost. Although this failure could have initially been considered harmless, Appellant then pled facts and positions in his brief in direct contradiction of the representations he made during the motion for no-evidence summary judgment hearing to the trial court. Appellant's misleading behavior is properly sanctionable.

3. Second, Appellant raises multiple issues for the first time on appeal in violation of the Texas Rules of Appellate Procedure. Appellant attempts to raise for the first time on appeal whether an adequate time for discovery had passed and whether the No-Evidence Motion for Summary Judgment disposed of all parties

Motion for Sanctions Against Eleanor Ruffner and Stephen M Daniels 2 and claims in the suit. This is but an example of Appellant's indifference to basic and foundational appellate rules.

4. Third, Appellant has failed to comply with multiple appellate rules, preserve error for appeal, and cite authority or record references in support of his arguments. In his brief, Appellant raises new issues on appeal, attaches new evidence for consideration by the Court, and misleads the Court regarding facts in the record.

5. Lastly, Appellant filed a poorly written brief raising no arguable points of error. In his brief, Appellant either raises new issues on appeal or raises an argument that is frivolous, supported by misstatements of the record, and evidence that is either unsupportive or actually damaging to his argument.

6. Although sanctions are generally appropriate only in egregious circumstances, such circumstances are present here where Appellant has filed this appeal with no reasonable grounds of reversal in an effort to harass the Appellee or tarnish his good name. Appellee makes frivolous arguments, citing nearly no legal authority to support the critical parts of his position, and violates several of the Texas Rules of Appellate Procedure. Appellant's brief lacks legal merit and utilizes bizarre procedural tactics and non-sequitur arguments in an attempt to drag Appellee's good name through the mud because legal remedy is unavailable. Again, if sanctions under Rule 45 are ever appropriate, this is such a case.

Motion for Sanctions Against Eleanor Ruffner and Stephen M Daniels 3

II. LEGAL AUTHORITY

7. Pursuant to Texas Rule of Appellate Procedure 45, a court of appeals, on 1notion of a party or its own initiative, after notice and a reasonable opportunity for response, may award a prevailing party just damages upon determining that an appeal is frivolous. The purpose of appellate sanctions is to shift the burden of defending a frivolous appeal to the appellant. Starcrest Trust v. Berry, 926 S.W.2d 343 (Tex. App.-Austin 1996).

8. Texas courts have established at least two scenanos m which an appeal is frivolous under Rule 45: (1) from the viewpoint of the appellant, there was no reasonable ground to believe that the judgment would be reversed; or (2) the appeal was objectively frivolous and injured the appellee. Glassman v. Goodfriend, 347 S.W.3d 772, 782 (Tex. App.-Houston [14th Dist.] 2011, pet. denied); Compass Exploration v. B-E Drilling Co., 60 S.W.3d 273, 279-80 (Tex. App.-Waco 2001, no pet.); Njuku v. Middleton, 20 S.W.3d 176, 178 (Tex. App.-Dallas 2000, pet. denied); Mid-Continent Casualty Co. v. Safe Tire Disposal Corp., 2 S.W.3d 393, 397 (Tex. App.-San Antonio 1999, no pet.). While only one of these standards need be proven to justify sanctions under Rule 45, both are present in this matter.

9. Texas courts of appeals have found several factors relevant in awarding just damages under Rule 45 (or its predecessor, Rule 84): (1) the

Motion for Sanctions Against Eleanor Ruffner and Stephen M Daniels 4 unexplained absence of a reporter's record when necessary for appellate review, Am. Paging of Tex., Inc. v. El Paso Paging, Inc., 9 S.W.3d 237, 241 (Tex. App.- El Paso 1999, pet. denied); (2) a poorly written brief raising no arguable points of error, !d.; (3) a conscious indifference to settled rules of law, Bradt v. West, 892 S.W.2d 56, 79 (Tex. App.-Houston [1st Dist.] 1994, writ denied); (4) failure to cmnply with Appellate Rules, preserve error for appeal, or cite authority or accurate record references in support of arguments, Casteel-Diebolt v. Diebolt, 912 S.W.2d 302, 306 (Tex. App.-Houston [14th Dist.] 1995, no writ); and (5) raising an issue for the first time on appeal, Tate v. E. I. du Pont de Nemours & Co., 954 S.W.2d 872, 875 (Tex. App.-Houston [14th Dist.] 1997, no pet.) (citing Bradt, 892 S.W.2d at 79).

10. If this Court determines that this appeal is not technically frivolous under Rule 45, it may still sanction a party or attorney under its inherent powers to sanction a party or an attorney for egregious conduct in the prosecution of an appeal. Johnson v. Johnson, 948 S.W.2d 835, 840-841 (Tex. App.-San Antonio 1997, writ denied).

11. On the issue of damages, the current Rule 45 imposes no strict limit other than the requirement that the court of appeals award only "just damages" or "just sanctions."

Motion for Sanctions Against Eleanor Ruffner and Stephen M Daniels 5

III. ARGUMENT

12. If sanctions under Rule 45 are ever appropriate, this is such a case.

The Appellant and Appellant's Attorney have committed not just one offense, but nearly all of the sanctionable offenses listed above. See supra ~ 1. A. The unexplained absence of a reporter's record 13. The Appellant failed to file a reporter's record in this matter after being notified of its location and cost despite the Appellate Rules requiring the filing of a reporter's record. See Tex. R. App. P. 34.1 & 34.6. Due to a mistake, this Court was given notice by a court reporter that no reporter's record was taken during the hearing on the Motion for No-Evidence Summary Judgment. (See Court Reporter's notice to court regarding status of record, filed on January 22, 2015, attached as Exhibit "A" and incorporated by reference herein.) 1 However, Appellee sent a letter to the Court, and sent this letter to Appellant's Attorney when she was later retained by Appellant, noting the court reporter's mistake and indicating that a reporter's record was taken for that hearing by Sheri Linder. (Appellee's Letter to the Court dated January 29, 2015, attached as Exhibit "B" and incorporated by reference herein.? At the time of this filing, Appellant has filed no such record

1 This letter is a part of this Court's record, Appellee attaches it to this Motion merely for the Court's convenience. 2 This letter is a part of this Court's record, Appellee attaches it to this Motion merely for the

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