Stephen M. Daniels v. Tony R. Bertolino

Court of Appeals of Texas·Decided April 9, 2015·No. 03-14-00671-CV·Published

Opinion

ACCEPTED 03-14-00671-CV 4835287 THIRD COURT OF APPEALS AUSTIN, TEXAS 4/9/2015 5:47:12 PM JEFFREY D. KYLE

No.03-14-00671-CV CLERK

FILED IN 3rd COURT OF APPEALS AUSTIN, TEXAS 4/9/2015 5:47:12 PM IN THE THIRD COURT OF ApPEALS JEFFREY D. KYLE AUSTIN, TEXAS Clerk

STEPHEN M. DANIELS, Appellant,

v.

TONY R. BERTOLINO, Appellee.

On Appeal from the 250 th Judicial District Court of Travis County, Texas Trial Court Cause No. D-I-GN-14-002146

MOTION FOR SANCTIONS AGAINST ELEANOR RUFFNER AND STEPHEN M. DANIELS

Tony R. Bertolino Texas Bar No. 24038766 Hiba Kazim Texas Bar No. 24076952 BERTOLINO LLP 823 Congress Ave. Suite 704 Austin, Texas 78701 Tel: (512) 476 5757 Fax: (512) 476 5758 Email: info@belolaw.com

COUNSEL FOR ApPELLEE TO THE HONORABLE THIRD COURT OF APPEALS IN AUSTIN, TEXAS:

Appellee, Tony R. Bertolino ("Appellee"), files this Motion for Sanctions

Against Eleanor Ruffner ("Appellant's Attorney") and Stephen M. Daniels

("Appellant") pursuant to Tex. R. App. P. 10.1 and 45.

If sanctions are ever appropriate, this is such a case.

I. SUMMARY OF ARGUMENT

1. Appellant's actions amount to sanctionable conduct under Rule 45.

2. First, Appellant's appeal did not include a reporter's record for the

pivotal hearing that led to this appeal. The Appellant failed to file this reporter's

record in clear contravention of the Appellate Rules' requirement to do so even

after being notified of the reporter's record's location and cost. Although this

failure could have initially been considered harmless, Appellant then pled facts and

positions in his brief in direct contradiction of the representations he made during

the motion for no-evidence summary judgment hearing to the trial court.

Appellant's misleading behavior is properly sanctionable.

3. Second, Appellant raises multiple issues for the first time on appeal in

violation of the Texas Rules of Appellate Procedure. Appellant attempts to raise

for the first time on appeal whether an adequate time for discovery had passed and

whether the No-Evidence Motion for Summary Judgment disposed of all parties

Motion for Sanctions Against Eleanor Ruffner and Stephen M Daniels 2 and claims in the suit. This is but an example of Appellant's indifference to basic

and foundational appellate rules.

4. Third, Appellant has failed to comply with multiple appellate rules,

preserve error for appeal, and cite authority or record references in support of his

arguments. In his brief, Appellant raises new issues on appeal, attaches new

evidence for consideration by the Court, and misleads the Court regarding facts in

the record.

5. Lastly, Appellant filed a poorly written brief raising no arguable

points of error. In his brief, Appellant either raises new issues on appeal or raises

an argument that is frivolous, supported by misstatements of the record, and

evidence that is either unsupportive or actually damaging to his argument.

6. Although sanctions are generally appropriate only in egregious

circumstances, such circumstances are present here where Appellant has filed this

appeal with no reasonable grounds of reversal in an effort to harass the Appellee or

tarnish his good name. Appellee makes frivolous arguments, citing nearly no legal

authority to support the critical parts of his position, and violates several of the

Texas Rules of Appellate Procedure. Appellant's brief lacks legal merit and

utilizes bizarre procedural tactics and non-sequitur arguments in an attempt to drag

Appellee's good name through the mud because legal remedy is unavailable.

Again, if sanctions under Rule 45 are ever appropriate, this is such a case.

Motion for Sanctions Against Eleanor Ruffner and Stephen M Daniels 3 II. LEGAL AUTHORITY

7. Pursuant to Texas Rule of Appellate Procedure 45, a court of appeals,

on 1notion of a party or its own initiative, after notice and a reasonable opportunity

for response, may award a prevailing party just damages upon determining that an

appeal is frivolous. The purpose of appellate sanctions is to shift the burden of

defending a frivolous appeal to the appellant. Starcrest Trust v. Berry, 926 S.W.2d

343 (Tex. App.-Austin 1996).

8. Texas courts have established at least two scenanos m which an

appeal is frivolous under Rule 45: (1) from the viewpoint of the appellant, there

was no reasonable ground to believe that the judgment would be reversed; or (2)

the appeal was objectively frivolous and injured the appellee. Glassman v.

Goodfriend, 347 S.W.3d 772, 782 (Tex. App.-Houston [14th Dist.] 2011, pet.

denied); Compass Exploration v. B-E Drilling Co., 60 S.W.3d 273, 279-80 (Tex.

App.-Waco 2001, no pet.); Njuku v. Middleton, 20 S.W.3d 176, 178 (Tex.

App.-Dallas 2000, pet. denied); Mid-Continent Casualty Co. v. Safe Tire

Disposal Corp., 2 S.W.3d 393, 397 (Tex. App.-San Antonio 1999, no pet.).

While only one of these standards need be proven to justify sanctions under Rule

45, both are present in this matter.

9. Texas courts of appeals have found several factors relevant in

awarding just damages under Rule 45 (or its predecessor, Rule 84): (1) the

Motion for Sanctions Against Eleanor Ruffner and Stephen M Daniels 4 unexplained absence of a reporter's record when necessary for appellate review,

Am. Paging of Tex., Inc. v. El Paso Paging, Inc., 9 S.W.3d 237, 241 (Tex. App.-

El Paso 1999, pet. denied); (2) a poorly written brief raising no arguable points of

error, !d.; (3) a conscious indifference to settled rules of law, Bradt v. West, 892

S.W.2d 56, 79 (Tex. App.-Houston [1st Dist.] 1994, writ denied); (4) failure to

cmnply with Appellate Rules, preserve error for appeal, or cite authority or

accurate record references in support of arguments, Casteel-Diebolt v. Diebolt, 912

S.W.2d 302, 306 (Tex. App.-Houston [14th Dist.] 1995, no writ); and (5) raising

an issue for the first time on appeal, Tate v. E. I. du Pont de Nemours & Co., 954

S.W.2d 872, 875 (Tex. App.-Houston [14th Dist.] 1997, no pet.) (citing Bradt,

892 S.W.2d at 79).

10. If this Court determines that this appeal is not technically frivolous

under Rule 45, it may still sanction a party or attorney under its inherent powers to

sanction a party or an attorney for egregious conduct in the prosecution of an

appeal. Johnson v. Johnson, 948 S.W.2d 835, 840-841 (Tex. App.-San Antonio

1997, writ denied).

11. On the issue of damages, the current Rule 45 imposes no strict limit

other than the requirement that the court of appeals award only "just damages" or

"just sanctions."

Motion for Sanctions Against Eleanor Ruffner and Stephen M Daniels 5 III. ARGUMENT

12. If sanctions under Rule 45 are ever appropriate, this is such a case.

The Appellant and Appellant's Attorney have committed not just one offense, but

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