STELLA MARIS * NO. 2022-CA-0696 CONDOMINIUM ASSOCIATION, INC. * COURT OF APPEAL VERSUS * FOURTH CIRCUIT DAVID TRAUTENBERG * STATE OF LOUISIANA *******
APPEAL FROM CIVIL DISTRICT COURT, ORLEANS PARISH NO. 2020-09686, DIVISION “D” Honorable Nakisha Ervin-Knott, Judge ****** Judge Roland L. Belsome ****** (Court composed of Judge Roland L. Belsome, Judge Daniel L. Dysart, Judge Rachael D. Johnson)
Elizabeth A. Roussel Erica P. Sensenbrenner ADAMS AND REESE LLP 701 Poydras Street Suite 4500 New Orleans, LA 70139
COUNSEL FOR PLAINTIFF/APPELLEE
Justin E. Alsterberg JJC Law, LLC 3914 Canal Street New Orleans, LA 70119
COUNSEL FOR DEFENDANT/APPELLANT
AFFIRMED APRIL 12, 2023 RLB This case involves a dispute between a condominium unit owner and the DLD RDJ condominium association. Appellant David Trautenberg appeals from the trial
court’s June 30, 2022, judgment, which granted Appellee Stella Maris
Condominium Association, Inc.’s motion for summary judgment and denied in
part Trautenberg’s motion for partial summary judgment. The effect of the
judgment was to dismiss both parties’ claims against each other. For the reasons
that follow, this Court affirms.
FACTUAL BACKGROUND AND PROCEDURAL HISTORY
The Stella Maris Condominiums (“the Condominiums”) are situated in the
New Orleans French Quarter. In 1995, the Stella Maris Condominium Property
Regime was created through a Declaration executed and recorded by the owner
(“the Declaration”). Additionally, the Stella Maris Condominium Association, Inc.
(“the Association”) was incorporated as a Louisiana non-profit corporation which,
through its board of directors, is the governing body of the Condominiums.
1 In 2018, Trautenberg purchased Unit 7 of the Condominiums, a three-story
unit. The ground floor of Unit 7 also opens onto a private patio situated in the
interior courtyard of the Condominium, accessible only through Unit 7 and
partitioned from the courtyard by a wooden fence. Unit 7’s second floor has two
sets of French doors set into its exterior wall, overlooking the Condominium’s
courtyard. This feature has been described by the parties as a “Juliet balcony”.1
The third floor of Unit 7 contains its master bedroom and bathroom, and also
provides access to a private rooftop deck accessible only by the owner of Unit 7.
Trautenberg performed substantial renovations to Unit 7 before moving in.
During the course of those renovations, Trautenberg discovered damage to the wall
separating Unit 7 from the courtyard of the building, which the Association spent
approximately $35,000 to repair. Trautenberg also replaced the second floor
French doors (forming part of the Juliet balcony) with “marine grade” doors, the
cost for which was reimbursed by the Association. Finally, Trautenberg also
requested the Association’s permission to replace the ground-floor doors providing
access to his private patio, and to install a retractable awning above the patio. The
Association acceded to Trautenberg’s first request, but denied him permission to
install a retractable awning.
In early 2019, the Association decided to replace an awning which spanned
the exterior wall separating Units 7 and 8 from the courtyard. The Association took
1 A “Juliet balcony” is actually no balcony at all, but rather refers to an elevated French door
which is inset with a protective barrier (typically to waist-height), allowing the occupant to open the French door without fear of accidentally falling to the ground below. Thus, a Juliet balcony by definition does not include what is traditionally thought of as a “balcony” (an area that can be physically entered and walked upon).
2 this action in response to water intrusion and damage to that wall, which the
Association had paid to repair, including: the $35,000 spent during Trautenberg’s
renovations to Unit 7, the replacement of Trautenberg’s second-story French doors,
and $20,000 spent to repair the exterior wall of Unit 8 (which occurred prior to
Trautenberg’s arrival). Notably, the expense for the replacement awning was not
included in the Association’s annual budget, and was not put to a vote of the unit
owners.
Over the objections of Trautenberg, the replacement awning was erected on
or around February 14, 2020. The replacement awning was larger than the awning
previously in place. Trautenberg alleges that, as a result, his patio and second-story
French doors (the Juliet balcony) receive less sunlight. To remedy this offense and
“reclaim his sunlight”, Trautenberg decided that he would like to construct a true
balcony (one that could be entered through his second-story French doors and
walked upon, see footnote 1 above), to be attached to the exterior wall of his unit
and over-hanging his ground-floor private patio and a portion of the Condominium
courtyard.
Trautenberg began working with an architect to design the new balcony, and
on April 27, 2020, submitted his plans, along with a request for permission, to the
Association’s board of directors. On May 1, 2020, the board unanimously denied
Trautenberg’s request. In the Association’s letter to Trautenberg informing him of
the decision, the Association explained that the reasons for its denial were sound
and privacy concerns. Specifically, the Association informed Trautenberg that
3 unlike the Condominium’s private patios, which are enclosed by a wooden fence,
Trautenberg’s proposed balcony would not include a sound barrier between it and
the Condominium’s courtyard and other units. Second, the Association explained
that the proposed balcony would disrupt the privacy of other units and encroach
onto the Condominium’s common area (the interior courtyard). Finally, the
Association noted that Unit 7 already enjoyed the use of a private rooftop terrace.
In response to the Association’s denial, Trautenberg redesigned his proposed
balcony so that it would overhang only his own private ground-floor patio.
However, rather than submitting this new design to the Association, Trautenberg
submitted an application to the Vieux Carré Commission (“VCC”) for a permit
regarding his proposed balcony, submitted on May 18, 2020. The VCC’s
Architectural Committee set the matter for a public meeting to be held June 9,
2020.
The day before the Architectural Committee’s meeting, the Association’s
president, David Bryan, learned of Trautenberg’s pending permit application and
informed the rest of the Association’s board of directors. Later that day Bryan sent
a letter to the VCC on behalf of the Association, informing it that Trautenberg did
not have the Association’s approval to build the balcony and requesting the matter
be removed from the VCC’s meeting agenda. The VCC’s Senior Building Plans
Examiner, Nicholas Albrecht, responded that the permit would be removed from
the agenda and would only be considered in the future if Trautenberg could
demonstrate the Association’s approval.
4 The following day, June 9, 2020, Trautenberg corresponded with the
Director of the VCC, Bryan Block, complaining that the Association lacked legal
standing to block his permit application process as they were not party to it, and
asking the VCC to disregard future communications from the Association. After
consulting with the City’s legal department, Director Block advised Trautenberg
that “[i]f there are issues between you and your HOA, this will be a civil matter for
you to work out, but that will not include the VCC.” Mr. Block further informed
Trautenberg that, in light of the above, “the VCC will proceed with permitting.”
On June 12, 2020, the Association through counsel sent Trautenberg a letter
reiterating the Association’s denial of permission for him to construct the balcony.
In the letter, the Association noted that Trautenberg’s proposed balcony “does not
fall within the boundaries of Unit 7” and that Trautenberg’s patio area and Juliet
balcony are “limited common elements … a subset of common elements, which
cannot be altered without prior written approval of the Board.”
Convinced, however, that he did not need the Association’s approval, and
having been told by Director Block that the VCC would stay out of the dispute, on
October 24, 2020 Trautenberg renewed his attempts to obtain a permit for the
balcony. Despite its June 8, 2020, assurances to the Association, the VCC
approved Trautenberg’s balcony on November 10, 2020. The next day, a member
of the Association’s board of directors, Jessie Paige, emailed Meghan Murphy, the
Building Plans Examiner for the City’s Department of Safety and Permits. In his
email, Paige informed the Department that Trautenberg did not have the
5 Association’s approval for the balcony and inquired how the Association should
proceed to have the application made void. Murphy replied that she “added a red
flag to the permit for now and forwarded this along to our legal team for their
advice.”
On November 13, 2020, Trautenberg sent a letter to the Association
informing it that “[u]pon issuance of a City-issued building permit, a fabricated
balcony will be erected.” The letter goes on to cite the VCC permit identification
number, and notified the Association that the permit had been “approved by all the
necessary and sufficient parties, the Architectural Commission, Vieux Carre
Commission, Building and Safety and Fire Marshall.”
That same day, the Association filed suit against Trautenberg, petitioning the
court for a temporary restraining order, preliminary injunctive relief, and
unspecified damages for breach of contract. Specifically, the Association sought to
“enjoin[] the defendant from permanently altering the limited common elements.”
The temporary restraining order and request for a preliminary injunction were later
dismissed without prejudice on Trautenberg’s dilatory exception.
On January 15, 2021, Trautenberg filed an Answer to the suit, including
reconventional demands against the Association for (1) declaratory relief that he
“has the right to modify the balcony structure without Association approval”; (2)
damages resulting from the Association’s breach of contract regarding the
installation of the light-blocking awning; (3) damages resulting from the
Association’s negligence in installing the light-blocking awning; (4) damages
6 resulting from the Association’s breach of fiduciary duties; and (5) damages
resulting from the Association’s malicious prosecution in instituting the suit.2
After a period of discovery spanning more than a year, the parties submitted
opposing motions for summary judgment. The Association’s motion was filed on
February 4, 2022, and sought to dismiss all of Trautenberg’s reconventional
demands. On April 28, 2022, Trautenberg submitted a motion for partial summary
judgment, seeking (1) dismissal of the Association’s sole remaining claim for
breach of contract damages; (2) a declaratory judgment that he is entitled to modify
his balcony without the Association’s approval; and (3) a judgment as to liability
only regarding his claims against the Association for breach of contract,
negligence, breach of fiduciary duties, and malicious prosecution.
On June 24, 2022, the motions were heard by the trial court, Judge Ervin-
Knott presiding. Judge Ervin-Knott granted the relief sought by the Association in
toto, dismissing all of Trautenberg’s claims against the Association.3 By the same
token, Judge Ervin-Knott denied Trautenberg’s request for summary judgment
regarding same; however, Judge Ervin-Knott granted Trautenberg’s request for
summary judgment dismissing the Association’s sole remaining claim for breach
of contract damages, which was unopposed by the Association. The trial court’s
2 Additionally, Trautenberg’s Answer asserted a third-party demand against Jessie Paige, a
member of the Association’s board of directors, for tortious interference with contract and intentional/fraudulent misrepresentation. 3 The Association’s motion for summary judgment was joined by Jesse Paige, also seeking
dismissal of the claims asserted against him. See footnote 2. However, in his Original Brief to this Court, Trautenberg did not address his claims against Paige, or assign as an error the trial court’s dismissal of those claims. Therefore, they are deemed abandoned pursuant to Rule 2- 12.4(B)(4), Uniform Rules of Louisiana Courts of Appeal.
7 judgment was rendered in writing on June 30, 2022, and this timely appeal
followed.
DISCUSSION Standard of Review
Appellate courts review the grant or denial of a motion for summary
judgment de novo, employing the same criteria that govern a trial court’s
determination of whether summary judgment is appropriate. Maddox v. Howard
Hughes Corp., 2019-0135, p. 4 (La. App. 4 Cir. 4/17/19), 268 So.3d 333, 337
(citation omitted).
Louisiana’s summary judgment procedure has evolved from disfavored to
favored, and shall be construed to “secure the just, speedy, and inexpensive
determination of every action, except those disallowed by Article 969.” La. C.C.P.
art. 966(A)(2). The standard for granting a motion for summary judgment is set
forth in La. C.C.P. art. 966(A)(3), which provides in pertinent part that “a motion
for summary judgment shall be granted if the motion, memorandum, and
supporting documents show that there is no genuine issue as to material fact and
that the mover is entitled to judgment as a matter of law.”
As this Court recognized in Bercy v. 337 Brooklyn, LLC, 2020-0583, pp. 3-4
(La. App. 4 Cir. 3/24/21), 315 So.3d 342, 345:
La. C.C.P. art. 966(D)(1) provides that on a motion for summary judgment, although the burden of proof rests with the mover, if the mover will not bear the burden of proof at trial, the mover must only point out the absence of factual support for one or more elements essential to the adverse party’s claim. The burden then shifts to the adverse party who has the burden to produce factual support sufficient to establish the existence of a genuine issue of
8 material fact or that the mover is not entitled to judgment as a matter of law.
A genuine issue of material fact is one as to which reasonable persons could
disagree. “A fact is material when its existence or nonexistence may be essential to
the plaintiffs [sic] cause of action under the applicable theory of recovery; a fact is
material if it potentially insures or precludes recovery, affects a litigant’s ultimate
success, or determines the outcome of the legal dispute.” Chapital v. Harry
Kelleher & Co., Inc., 2013-1606, p. 5 (La. App. 4 Cir. 6/4/14), 144 So.3d 75, 81.
Whether a fact is material is a determination that must be made based on the
applicable substantive law. Roadrunner Transp. Sys. v. Brown, 2017-0040, p. 7
(La. App. 4 Cir. 5/10/17), 219 So.3d 1265, 1270 (citing Smith v. Our Lady of the
Lake Hosp., Inc., 1993-2512, p. 27 (La. 7/5/94), 639 So.2d 730, 751). However, “if
on the state of the evidence, reasonable persons could reach only one conclusion,
there is no need for trial on that issue, and summary judgment is appropriate.”
Smith, 1993-2512, p. 27, 639 So.2d at 751. Additionally, “summary judgment is
appropriate when all the relevant facts are marshalled before the court, the
marshalled facts are undisputed, and the only issue is the ultimate conclusion to be
drawn from those facts.” Harmonia, LLC v. Felicity Prop. Co., LLC, 2020-0253, p.
9 (La. App. 4 Cir. 11/25/20), 311 So.3d 521, 528 (quoting Hogg v. Chevron USA,
Inc., 2009-2632, 09-2635, p. 10 (La. 7/6/10), 45 So.3d 991, 999).
Dismissal of Trautenberg’s Claim for Declaratory Judgment
In his first assignment of error, Trautenberg contends that the trial court
erred in dismissing his claim for a Declaratory Judgment holding that, per the
9 Condominiums’ Declaration, he does not need Association approval to construct
his proposed balcony.
When a court interprets the rights or obligations of condominium owners
under a condominium declaration, the rules of contract interpretation apply.
Cusimano v. Port Esplanade Condo. Ass’n, Inc., 2010-0477, p. 8 (La. App. 4 Cir.
1/12/11), 55 So.3d 931, 936. “Interpretation of a contract is the determination of
the common intent of the parties.” La. C.C. art. 2045. “When the words of a
contract are clear and explicit and lead to no absurd consequences, no further
interpretation may be made in search of the parties’ intent.” La. C.C. art. 2046.
In the case sub judice, there is no dispute that the contract forming the
substantive law between the parties is the Declaration. The Declaration delineates
several categories of Condominium property. Section I (“Definitions”) provides, in
relevant part:
Common Elements. All that part of Condominium Property (movable or immovable property) which is not within or a part of the individual Units, as such Units are shown on the attached Condominium Plan or described herein … including the Building and all of the elements or component parts thereof desirably or rationally of common use or necessary to the existence, upkeep and safety of the condominium regime established by this Declaration.
*******
Limited Common Elements. All Common Elements serving exclusively a single Unit or one or more adjoining Units as an inseparable appurtenance thereto, the enjoyment, benefit, or use of which is reserved to the lawful Occupants of such Unit or Units either in this Declaration, on the Condominium or by the Board. Limited Common Elements shall include, but shall not be limited to: balcony, patio area, parking areas or terrace areas accessible only from a Unit.
Unit. Space occupying all or part of a floor or floors in the Building, which space is not owned in common with the Unit Owners of other Units. Each Unit is designated as shown on the Condominium Plan.
10 Provided, however, that no structural components of the Building … shall be deemed to be part of said Unit.
Whether a piece of Condominium property is considered a Common Element, a
Limited Common Element, or a Unit affects a Unit owner’s rights and obligations
in the property in several ways. Most relevant to this dispute, Section XIII of the
Declaration (“Alterations, Additions, or Improvements”) limits an owner’s rights
to improve Condominium property by providing in relevant part:
[N]o alteration of any Common Elements, or any additions or improvements thereto, shall be made by any Unit Owner without the prior written approval of the Board … [However,] [a]ny Unit Owner may make alterations, additions or improvements within the Unit of the Unit Owner without the prior written approval of the Board.
Both parties argue that the terms of the Declaration unambiguously mandate
a ruling in their favor regarding Trautenberg’s ability to construct his balcony
without the Association’s approval. The Association argues that because
Trautenberg’s balcony project would affect (and thus alter) the external wall of his
unit,4 and because the external wall constitutes a Common Element (as a
component part of the Building),5 that Section XIII of the Declaration requires him
to obtain the written approval of the Association. This Court agrees.
4 Trautenberg argues on appeal that the trial court’s conclusion that the proposed balcony would
affect the exterior wall of the building assumes facts not in evidence. This Court finds no merit to that argument. In Trautenberg’s brief to this Court, he himself states that the balcony was designed “to attach to and enhance the rear of his unit.” The Court also notes that Trautenberg did not claim that the attachment of his proposed balcony to the wall of the building is a disputed material fact precluding summary judgment. 5 Trautenberg also argues on appeal that the Association has judicially admitted that the exterior
wall of his unit is a Limited Common Element. However, even putting aside the plain language of the Declaration defining the building and its walls as Common Elements, this Court finds no merit to Trautenberg’s argument. Trautenberg points to the Association’s Petition for Temporary Restraining Order, Injunctive Relief and Damages, which stated that “per the Condominium Declaration, the exterior of [Trautenberg’s] Unit is a ‘Limited Common Element’.” However, this Court does not find this statement to constitute an admission that the exterior wall of Trautenberg’s unit is a Limited Common Element, but rather referred to his private patio area and/or existing Juliet balcony. This conclusion is supported by the Association’s Response to Trautenberg’s Statement of Uncontested Facts in Support of Motion for Summary Judgment, which clarified the above-quoted language from the Association’s petition: “[t]he Association
11 Trautenberg argues that his balcony project merely “expands” his existing
Juliet “balcony”, that the balcony would overhang only his own ground-floor
private patio, and that balconies and patios are specifically listed in the Declaration
as Limited Common Elements. Trautenberg argues that Section XIII does not
require Association approval for alterations, additions, or improvements to Limited
Common Elements. In the alternative, Trautenberg argues that the Declaration is
ambiguous with regards to improvements to Limited Common Elements, and
therefore must be interpreted against its drafter, citing Civil Code Article 2056
(“[i]n case of doubt that cannot be otherwise resolved, a provision in a contract
must be interpreted against the party who furnished its text.”).
As previously discussed, the Declaration clearly provides that alterations,
additions, or improvements to Common Elements require Association approval,
while those “within the unit” do not. However, Section XIII is silent regarding an
owner’s rights to make improvements to Limited Common Elements.
Notwithstanding the Declaration’s arguably ambiguous silence on this issue, we
find that because Section I as well as Section III clearly provide that Limited
Common Elements are subsets of Common Elements,6 Association approval is
likewise required for improvements thereto. “Each provision in a contract must be
interpreted in light of the other provisions so that each is given the meaning
suggested by the contract as a whole.” La. C.C. art. 2050.
admits that Trautenberg’s existing Juliet balcony on his second floor is a Limited Common Element. The Association also admits that the exterior area or patio to Trautenberg’s Unit is a Limited Common Element. The Association did not state that the shared exterior wall of Trautenberg’s unit is a Limited Common Element.” (Emphasis in original). 6 As quoted above, Section I defines Limited Common Elements as “[a]ll Common Elements
serving exclusively a single Unit…” Similarly, Section III defines Limited Common Elements as “[t]hose areas of the Common Elements consisting of…” (Emphasis added).
12 Even assuming, arguendo, that Trautenberg’s balcony would affect only
Limited Common Elements and that the Declaration is ambiguous as to
improvements affecting only Limited Common Elements, such a determination
would not mandate the result advocated by Trautenberg. First, although not
squarely on-point, Section XIV of the Declaration provides that “[n]o Unit Owner
shall enclose or modify the structure of any Limited Common Elements or
decorate the portions of such Limited Common Elements visible from outside such
Unit in any manner which detracts from the appearance of the Building”, as
exclusively determined by the Association’s board of directors. Thus, the
Declaration clearly limits an owner’s rights to make improvements, even where the
improvement affects only Limited Common Elements.
Second, “[w]hen the parties made no provision for a particular situation, it
must be assumed that they intended to bind themselves not only to the express
provisions of the contract, but also to whatever the law, equity, or usage regards as
implied in a contract of that kind or necessary for the contract to achieve its
purpose.” La. C.C. art. 2054. The Louisiana Condominium Act, recognized by
both parties as applicable, provides that a unit owner “may not change the
appearance of the common elements, or the exterior appearance of a unit or any
portion of the condominium, without permission of the association.” La. R.S.
9:1122.113(2). Here, there can be no doubt that Trautenberg’s proposed balcony
would change the exterior appearance of his unit as well as that of the Building, a
Common Element.
Finally, this Court finds no merit in Trautenberg’s argument that an
ambiguous contract must be interpreted against its drafter pursuant to Civil Code
Article 2056, as that Article limits itself to “cases of doubt that cannot be otherwise
13 resolved,” which, in light of the foregoing, is not the case here. For these reasons,
this Court finds that the trial court did not err in dismissing Trautenberg’s request
for Declaratory Judgment that he did not require the Association’s approval to
construct his balcony.
Dismissal of Trautenberg’s Damages Claims
In his second assignment of error, Trautenberg contends that the trial court
erred in dismissing his actions for breach of contract and for negligence regarding
the Association’s action in replacing the awning on the exterior wall of his unit.7
Breach of Contract
Regarding his breach of contract claim, Trautenberg argues that the
Declaration required the Association to obtain the approval of two-thirds of the
Condominiums’ owners for construction of the awning. Trautenberg relies on
Section 8 of the Association’s Bylaws, which provides that:
Except for expenditures and contracts specifically authorized by the Declaration and By-Laws, the Board shall not approve any expenditure not provided for in the Annual Budget in excess of One Thousand and No/100 ($1,000) Dollars, unless required for emergency repair, protection or operation of the Common Elements or Limited Common Elements, nor any contract for more than one (1) year without prior approval of Owners entitled to two-thirds (2/3) of the Votes.8
The Association does not dispute that expenses for the replacement awning
exceeded one thousand dollars, nor that it did not obtain the prior approval of two-
thirds of the Condominiums’ owners. Instead, the Association argues that its
7 In his Original Brief to this Court, Trautenberg did not address his claim for breach of fiduciary
duties by the Association, or assign as error the trial court’s dismissal of that claim. Therefore, that claim is deemed abandoned pursuant to Rule 2-12.4(B)(4), Uniform Rules of Louisiana Courts of Appeal. 8 Identical language appears in Section VII.7 of the Declaration.
14 actions did not breach the Bylaws or Declaration because they were necessary for
the protection of the building, one of the specifically identified exceptions to the
requirement of owners’ approval. Specifically, the Association cites the water
damage to the exterior wall of units 7 and 8, which the Association had previously
spent at least $55,000 to repair, as discussed above.
In response, Trautenberg argues that whether or not there was an
“emergency” necessitating the construction of the awning is a genuine dispute of
material fact precluding summary judgment. However, as previously noted,
“summary judgment is appropriate when all the relevant facts are marshalled
before the court, the marshalled facts are undisputed, and the only issue is the
ultimate conclusion to be drawn from those facts.” Harmonia, 2020-0253, p. 9, 311
So.3d at 528 (quoting Hogg, 2009-2632, 09-2635, p. 10, 45 So.3d at 999). Thus,
what constitutes an “emergency” under the Declaration is a legal question
appropriate for disposition by summary judgment when, as here, all of the relevant
facts are undisputed.
Negligence
Regarding his negligence claim, Trautenberg argues that the Association is
liable for construction of the awning under either La. R.S. 1123.107 (the Louisiana
Condominium Act) or La. C.C. Art. 2317.1 (premises liability).
La. R.S. 9:1123.107, part of the Louisiana Condominium Act, provides in
relevant part that “the association is responsible for maintenance, repair, and
replacement of the common elements.” The trial court held that the Association
was not liable to Trautenberg because in constructing the awning it was, in fact,
fulfilling its duty under La. R.S. 9:1123.107: to maintain the Condominium. In
15 arguing that the Association can be negligently liable to him under that statute,
Trautenberg cites FIE, LLC v. New Jax Condo Ass’n, Inc., 2016-0843 (La. App. 4
Cir. 2/21/18), 241 So.3d 372. In New Jax, this Court found that the condominium
association could be liable under La. R.S. 9:1123.107 for its negligent repair of the
condominium’s roof because the repair was faulty and took years to remedy, with
the result that one of the units was rendered uninhabitable. Id.
This Court recognizes that just because an entity has a duty does not mean it
cannot breach that duty by carrying it out in a negligent manner. However, we find
New Jax distinguishable from the case sub judice. This case does not involve the
type of negligent repair at issue in New Jax, which proximately caused the
plaintiff’s injuries; rather, Trautenberg argues that the Association was negligent
because it (1) failed to consider the harm the awning posed to his unit, (2) failed to
discuss the awning with unit owners, (3) used association funds to construct an
awning affecting only one unit and failed to reallocate assessments, and (4) failed
to obtain permits required for construction of the awning. However, Trautenberg
failed to show that the Association did not consider the harm to his unit. In fact, the
record reflects that it was consideration of the harm to both Trautenberg’s unit and
Unit 8 that motivated the Association to erect the awning. Regarding Trautenberg’s
second ground, as previously discussed, the Association was under no duty to
notify or seek the approval of the owners because the awning was necessary to
protection of the building. Trautenberg’s third ground is self-defeating and
contradictory, as the awning clearly affects his unit and was constructed to protect
the building, a Common Element shared by the owners indivision. Finally, while
the Association’s construction of the awning without a permit is questionable, this
Court finds that such an omission was not within the scope of the duty owed by the
16 Association to Trautenberg, as the permit requirement was not “intended to
protect this plaintiff from this type of harm arising in this manner.” Roberts v.
Benoit, 605 So.2d 1032, 1044-45 (La. 1991) (emphasis in original, quotations and
citations omitted).
Trautenberg argues that even if the Association cannot be found liable under
La. R.S. 9:1123.107 that “[t]his is not the end of the inquiry”, and that the
Association can also be liable under La. C.C. Art. 2317.1, colloquially known as
“premises liability.” Civil Code Article 2317.1 provides in part that “[t]he owner or
custodian of a thing is answerable for damage occasioned by its ruin, vice, or
defect.” However, Trautenberg fails to identify a ruin, vice, or defect in the
construction of the awning. “A defect, within the meaning of Article 2317.1, is a
condition or imperfection in an object that causes it to present an unreasonable risk
of injury to persons exercising ordinary care.” Bercy v. 337 Brooklyn, LLC, 2020-
0583 (La. App. 4 Cir. 3/24/21), 315 So.3d 342, 346 (internal quotation marks and
citations omitted). Thus, this court finds no error in the trial court’s judgment
dismissing Trautenberg’s negligence claims.
Dismissal of Trautenberg’s Malicious Prosecution Claim
In Trautenberg’s third and final assignment of error, he argues that the trial
court erred in dismissing his claim for malicious prosecution. Essentially,
Trautenberg argues that the Association’s action in filing suit for a protective order
and preliminary injunctive relief were unwarranted, because the Association had
already been informed by the City’s Department of Safety and Permits that a “red
flag” had been added to Trautenberg’s permit application. Additionally, Mr.
Trautenberg argues that the Association’s claim for breach of contract was
baseless, as the Association was unable to show any damages.
17 [T]he elements of the tort of malicious prosecution are: (1) the commencement or continuance of an original criminal or civil judicial proceeding; (2) its legal causation by the present defendant in the original proceeding; (3) its bona fide termination in favor of the present plaintiff; (4) the absence of probable cause for such proceeding; (5) the presence of malice therein; and (6) damage conforming to legal standards resulting to plaintiff.
Lemoine v. Wolfe, 2014-1546, p. 8 (La. 3/17/15), 168 So.3d 362, 367. Initially, this
Court will note that, while the Association may have been informed that
Trautenberg’s permit had been “red flagged”, this does not necessarily equate to a
lack of probable cause to seek an injunction, particularly given the City’s
inconsistent position on the matter and Trautenberg’s November 13, 2020, letter in
which he stated that his balcony had been “approved by all the necessary and
sufficient parties.”
However, determination of the Association’s probable cause is unnecessary
in this case, as a claim for malicious prosecution also requires a “bona fide
termination [of the defendant’s suit] in favor of the present plaintiff.” Id. While the
Association’s request for a temporary restraining order, and preliminary injunctive
relief were dismissed by the trial court, those dismissals resulted from
Trautenberg’s dilatory exception, and were without prejudice. The Supreme Court
has stated that a bona fide termination requires that “the underlying litigation … be
brought to a conclusion on the merits,” as opposed to “a procedural dismissal of
the charges without prejudice.” Lemoine v. Wolfe, 2014-1546, p. 16 (La. 3/17/15),
168 So.3d 362, 372 (emphasis added). Regarding the Association’s breach of
contract claim, that claim had not been dismissed at all at the time Trautenberg
asserted a claim for malicious prosecution, but rather occurred in the Judgment
here under review. Thus, we find no error in the trial court’s judgment dismissing
Trautenberg’s claim for malicious prosecution.
18 CONCLUSION
In light of the foregoing, we find no error in the trial court’s June 30, 2022,
judgment, and accordingly it is hereby affirmed.
AFFIRMED