Stein v. Kelso

846 P.2d 123, 36 ERC (BNA) 1125, 1993 Alas. LEXIS 12, 1993 WL 25149
CourtAlaska Supreme Court
DecidedFebruary 5, 1993
DocketS-4247
StatusPublished
Cited by10 cases

This text of 846 P.2d 123 (Stein v. Kelso) is published on Counsel Stack Legal Research, covering Alaska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Stein v. Kelso, 846 P.2d 123, 36 ERC (BNA) 1125, 1993 Alas. LEXIS 12, 1993 WL 25149 (Ala. 1993).

Opinion

OPINION

BURKE, Justice.

This administrative appeal arises out of the Department of Environmental Conservation’s (“DEC”) certification of two draft National Pollution Discharge Elimination System (“NPDES”) permits issued by the Environmental Protection Agency (“EPA”). An independent deciding officer, appointed by DEC to review the certification process, conducted an adjudicatory hearing and approved the certification. Six placer miners appealed the decision, arguing that the limited scope of the hearing deprived them of a property interest without just compensation or due process of law. The superior court determined that no constitutional violations had occurred and affirmed the deciding officer’s ruling. We also affirm.

I. BACKGROUND AND PRIOR PROCEEDINGS

Under the Clean Water Act, 1 any person wishing to discharge pollutants into the waters of the United States must first obtain a NPDES permit from EPA. We outlined the NPDES certification process in Miners Advocacy Council, Inc. v. State, 778 P.2d 1126 (Alaska 1989), cert, denied, 493 U.S. 1077, 110 S.Ct. 1127, 107 L.Ed.2d 1033 (1990):

EPA may not issue an NPDES permit unless the resulting discharge will comply with state water quality standards. 33 U.S.C. §§ 1311(b)(1)(C), 1342. Before EPA may issue a permit, it must also provide the state in which the discharge originates with an opportunity to review the draft NPDES permit to determine whether the permit’s terms ensure corn- *125 pliance with the state’s water quality standards. 33 U.S.C. § 1341(a), (d). A state then has three options. It may deny certification of the NPDES permit, thereby precluding EPA from issuing the permit. 33 U.S.C. § 1341(a)(1). The state may waive certification, thereby removing itself from the permitting process. Id. Finally, the state may certify the draft permit, and may include in its certification any conditions more stringent than those in the draft permit which the state determines are necessary to comply with state or federal water quality standards. 33 U.S.C. § 1341(a)(2). EPA must incorporate more stringent conditions suggested by a state into the final NPDES permit. Id.

778 P.2d at 1129 (footnotes omitted).

In February 1987 EPA sent a single NPDES draft permit to the state for certification. EPA proposed to issue the permit to 368 placer miner applicants. 2 EPA sent a second draft permit for certification in April 1987 intended to cover an additional 50 placer miner applicants. Both permits contained settleable solids effluent limits of 0.2 ml/1. In other words, miners receiving these permits are prohibited from discharging wastewater from their mining operations containing pollutant concentrations greater than 0.2 ml/1. See generally Miners Advocacy Council, 778 P.2d at 1129 & nn. 4-5.

DEC certified both permits and sent EPA Certificates of Reasonable Assurance. Both permits were certified without change because DEC was “reasonably assured” that the permits, as drafted by the EPA, complied with Alaska’s water quality standards. See, e.g., Miners Advocacy Council, 778 P.2d at 1135-40.

Following the certification, individual miners, mining industry representatives and an environmental organization requested an adjudicatory hearing to review the DEC certifications. The DEC appointed attorney Mark Ashburn to serve as the independent deciding officer. The miners were concerned that the effluent limits contained in the NPDES permits were too stringent while the environmental group wanted even more stringent limits. The individual miners involved in this appeal also attempted to assert what amounted to an inverse condemnation claim, arguing that the effluent limits were so strict that they were being deprived of a property interest without just compensation or due process of law.

On a motion by DEC, Ashburn agreed to limit the hearing’s scope to two inquiries relevant to the certification process: 1) whether DEC followed appropriate procedures in conducting the 1987 certification; and 2) whether DEC properly determined that the terms of EPA’s draft permit reasonably assured compliance with state water quality standards. This ruling effectively denied the miners an opportunity to pursue their takings claims within the context of a certification appeal. The miners were also precluded from presenting evidence of the certification’s detrimental impact on their livelihood because the deciding officer concluded that such individual concerns had no bearing on whether the NPDES permits reasonably assured compliance with state water quality standards.

Following the hearing, Ashburn upheld DEC’S certification of the 1987 draft NPDES permits. Certain individual miners appealed Ashburn’s decision to the superior court, which again upheld the DEC’s certification. The superior court awarded the state $3600 in attorneys’ fees after ruling that the miners did not qualify as public interest litigants. The miners now appeal to this court.

II. DISCUSSION

A. DECIDING OFFICER ASH-BURN’S CONDUCT OF THE HEARING DID NOT DEPRIVE THE MINERS OF PROCEDURAL DUE PROCESS.

The miners argue that deciding officer Ashburn’s decision to limit the scope of the *126 adjudicatory hearing deprived them of a meaningful opportunity to be heard on a matter which adversely affected their livelihood. They cite Ashburn’s refusal to hear argument on the loss of their water rights and his decision not to require certain state employees to testify.

The deciding officer in an administrative hearing has the responsibility to conduct a trial-like adjudication in a fair manner and to make decisions needed to expedite the adjudication, including regulating the conduct of discovery and ruling on the admission and exclusion of evidence. See AS 44.62.450; AS 44.62.630. The deciding officer’s functions and responsibilities are analogous to those of a trial judge, and the deciding officer’s decisions to admit or exclude evidence are, therefore, reviewable for an abuse of discretion. Hutchins v. Schwartz, 724 P.2d 1194, 1197 (Alaska 1986). However, the “determination whether a state action or procedure violates the due process protections of the state and federal constitutions is a question of law, and we review the matter using our independent judgment.” Carvalho v. Car-valho, 838 P.2d 259, 261 n. 4 (Alaska 1992).

In Carvalho,

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846 P.2d 123, 36 ERC (BNA) 1125, 1993 Alas. LEXIS 12, 1993 WL 25149, Counsel Stack Legal Research, https://law.counselstack.com/opinion/stein-v-kelso-alaska-1993.