Stefanopoulos v. Barnhart

183 F. Supp. 2d 1322, 2002 WL 113948
CourtDistrict Court, D. Kansas
DecidedJanuary 25, 2002
Docket01-4068-DES
StatusPublished
Cited by1 cases

This text of 183 F. Supp. 2d 1322 (Stefanopoulos v. Barnhart) is published on Counsel Stack Legal Research, covering District Court, D. Kansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Stefanopoulos v. Barnhart, 183 F. Supp. 2d 1322, 2002 WL 113948 (D. Kan. 2002).

Opinion

MEMORANDUM AND ORDER

SAFFELS, District Judge.

This matter is before the court on plaintiffs Complaint (Doc. 1), filed June 11, 2001, appealing the Social Security Commissioner’s denial of his application for disability benefits under Title II of the Social Security Act, 42 U.S.C. § 401 et seq. For the following reasons, defendant’s decision is reversed and the case is remanded for further proceedings.

I. PROCEDURAL HISTORY

Plaintiff filed an application for disability benefits on August 7, 1998, alleging his disability began on November 9, 1994. (R. 76-78). The application received consideration but was denied on December 8, 1998. (R. 62-63). Plaintiff appealed for recon *1324 sideration on January 22, 1999, yet, once again, on February 28, 1999, plaintiffs application was denied. (R. 64, 69-70). On June 4, 1999, a hearing was held before Administrative Law Judge Richard J. Kallsnick (“ALJ”). On August 11, 1999, the ALJ rendered a decision unfavorable to plaintiff. (R. 12-29). Plaintiff requested review by the Appeals Council, and on May 4, 2001, the Appeals Council declined plaintiffs request for review. (R. 5-6). Plaintiff brings the instant action seeking a reversal of defendant’s decision.

II. STANDARD OF REVIEW

The court’s standard of review is set forth in 42 U.S.C. § 405(g), which provides that “[t]he findings of the Commissioner of Social Security as to any fact, if supported by substantial evidence, shall be conclusive .... ” Substantial evidence is more than a scintilla and is that evidence that a reasonable mind might accept as adequate to support a conclusion. See Richardson v. Perales, 402 U.S. 389, 401, 91 S.Ct. 1420, 28 L.Ed.2d 842 (1971). The court will also determine whether defendant applied the correct legal standards. See Washington v. Shalala, 37 F.3d 1437, 1439 (10th Cir.1994).

During its review, however, the court will not reweigh the evidence or substitute its judgment for defendant’s. See Glass v. Shalala, 43 F.3d 1392, 1395 (10th Cir.1994). On the other hand, the court will not merely accept defendant’s findings. See Claassen v. Heckler, 600 F.Supp. 1507, 1509 (D.Kan.1985). Any new evidence not considered by the ALJ but submitted to the Appeals Council and considered in denying a request for review becomes part of the administrative record and will be considered by the court. O’Dell v. Shalala, 44 F.3d 855, 859 (10th Cir.1994).

In order to determine whether a Social Security claimant is disabled, the Commissioner has developed a five-step sequential evaluation. 20 C.F.R. § 404.1520. See also Williams v. Bowen, 844 F.2d 748, 750-52 (10th Cir.1988). If the claimant fails at any of the steps where he or she bears the burden of proof, consideration of any subsequent steps is rendered unnecessary. See id. at 750 (“If a determination can be made at any of the steps that a claimant is or is not disabled, evaluation under a subsequent step is not necessary.”). The claimant bears the burden of proof at steps one through four.

The initial inquiry is whether the claimant is engaged in substantial gainful activity. If not, the second step requires the fact finder to determine whether the claimant has a medically severe impairment or combination of impairments. See Bowen v. Yuckert, 482 U.S. 137, 140-41, 107 S.Ct. 2287, 96 L.Ed.2d 119 (1987). If the claimant does not have a severe impairment, step three entails determining “whether the impairment is equivalent to one of a number of listed impairments that the [Commissioner] acknowledges are so severe as to preclude substantial gainful activity.” Id. at 141, 107 S.Ct. 2287. If there is no such equivalency, the claimant must show at step four that the “impairment prevents the claimant from performing work he has performed in the past.” Id. At the fifth step, the fact finder must determine whether the claimant has the residual functional capacity (“RFC”) “to perform other work in the national economy in view of his age, education, and work experience.” Id. at 142, 107 S.Ct. 2287. The Commissioner bears the burden of proof at step five. See id. at 146 n. 5, 107 S.Ct. 2287.

III. FACTUAL HISTORY

A. Plaintiffs Physical Condition/Medical Records

Plaintiff suffered an on-the-job injury on September 13, 1994. Plaintiff apparently *1325 slipped and fell backwards striking his hip and lower back on a concrete floor. Plaintiffs allegations of disability stem directly from this singular injury.

Plaintiffs initial complaints of lower back, hip, and leg pain were addressed and treated by James T. Clayton, D.C. A MRI performed on November 1, 1994, showed mild central disc bulge at the L5-S1 level. (R. 150). These findings reappeared on a MRI performed on August 16, 1995. (R. 141). On August 21, 1995, Dr. Clayton referred plaintiff to R.E. Kaplan, M.D. for further treatment of his low back and left lower extremity pain and lumbosacral radi-culopathy. (R. 139). Due to plaintiffs “failure to improve despite conservative care,” during the summer and fall of 1995, Dr. Kaplan treated plaintiff with a series of three epidural steroid injections. (R. 139,132-39).

In November of 1994, Dr. Clayton had also referred plaintiff to a back surgeon, G. David Casper, M.D. (R. 169). In his 1994 notes, Dr. Casper opined that plaintiff was not a good candidate for surgical intervention. (Id.). However, in December of 1995, Dr. Casper stated: “I currently feel that this patient now has exhausted all conservative measures, and is a candidate for laser assisted disc decompression at the L5-S1 region.” (R. 170). Thereafter, on January 3, 1996, plaintiff underwent disc decompression surgery. Plaintiff participated in physical therapy following his surgery. (R. 172-214).

Plaintiff next presented to Steven E. Gaede, M.D. on February 13, 1997. (R. 224). Dr. Gaede’s reports reveal plaintiff was still complaining “of pain in the left lower back at the sacroiliac region with radiation down the posterior aspect of his leg to the upper posterior calf.” (R. 225). Dr. Gaede opined plaintiff may be suffering from sacroiliac joint syndrome. (R. 226). To treat plaintiffs pain, Dr. Gaede recommended plaintiff be seen by Scott Anthony, D.O. Dr.

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183 F. Supp. 2d 1322, 2002 WL 113948, Counsel Stack Legal Research, https://law.counselstack.com/opinion/stefanopoulos-v-barnhart-ksd-2002.