State v. Zima

806 N.E.2d 542, 102 Ohio St. 3d 61
CourtOhio Supreme Court
DecidedApril 28, 2004
DocketNo. 2003-0090
StatusPublished
Cited by68 cases

This text of 806 N.E.2d 542 (State v. Zima) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Zima, 806 N.E.2d 542, 102 Ohio St. 3d 61 (Ohio 2004).

Opinion

Alice Robie Resnick, J.

{¶ 1} The facts of this case are undisputed. The parties agree that on July 3, 2001, defendant-appellant, Karen Zima, operated her motor vehicle left of center on Broadview Road in Cleveland and collided with an oncoming motorcycle driven by Gary Schlairet. On July 6, 2001, the city of Cleveland filed a complaint in the Cleveland Municipal Court charging Zima with driving under the influence in violation of Cleveland Codified Ordinances 433.01(a)(1), driving under suspension, failure to yield, and failure to wear a seatbelt. On August 23, 2001, a Cuyahoga County Grand Jury returned a three-count indictment against Zima, charging her with aggravated vehicular assault in violation of R.C. 2903.08 on the basis that she was driving under the influence, aggravated vehicular assault in violation of R.C. 2903.08 on the basis that she was driving recklessly, and driving under the influence in violation of R.C. 4511.19.

{¶ 2} On August 27, 2001, after plea negotiations with the city, Zima entered a no-contest plea in municipal court to the charge of driving under the influence, for which she was found guilty. As part of the plea agreement, the city nolled the three remaining municipal charges. It is undisputed that Zima was not aware of the indictment at the time of her plea.

{¶ 3} After her sentencing in municipal court, Zima moved to dismiss the state charges in common pleas court on grounds of double jeopardy. On December 28, 2001, the Cuyahoga County Court of Common Pleas granted Zima’s motion to dismiss, finding that pursuant to State v. Best (1975), 42 Ohio St.2d 530, 71 O.O.2d 517, 330 N.E.2d 421, and State v. Carpenter (1993), 68 Ohio St.3d 59, 623 N.E.2d 66, “double jeopardy attached” to bar the “additional felony charges.”

{¶ 4} In a split decision in which all three judges filed separate opinions, the court of appeals held that the trial court erred in dismissing the aggravated [63]*63vehicular assault charges but properly dismissed the charge of driving under the influence of alcohol.1

{¶ 5} The cause is now before this court pursuant to the acceptance of a discretionary appeal.

{¶ 6} The general issue presented for our review is whether appellee, the state of Ohio, is barred from prosecuting Zima for the offense of aggravated vehicular assault under R.C. 2903.08 following her conviction in municipal court for driving under the influence.

I

Applicability of State v. Carpenter

{¶ 7} In Carpenter, this court held:

{¶ 8} “The state cannot indict a defendant for murder after the court has accepted a negotiated guilty plea to a lesser offense and the victim later dies of injuries sustained in the crime, unless the state expressly reserves the right to file additional charges on the record at the time of the defendant’s plea.” Id., 68 Ohio St.3d 59, 623 N.E.2d 66, syllabus.

{¶ 9} The essence of this holding is to require the state “to reserve its right to file additional charges based upon the contingency of the death of the alleged victim.” Id. at 61, 623 N.E.2d 66. Zima argues, however, that Carpenter’s rationale is broader than its holding. According to Zima, the state should be required either to reserve or forfeit its right to file additional charges in all cases where the defendant reasonably believes that his or her negotiated guilty plea will terminate the incident, including those in which “all of the facts underlying the greater offense [are] known at the time of the plea.”

{¶ 10} We find it unnecessary to determine whether Carpenter should be applied so expansively, and so expressly decline to resolve that issue. Even if Carpenter’s analysis were held to apply across-the-board to all negotiated guilty pleas, it would still be of no benefit to Zima under the circumstances of this case.

{¶ 11} The holding in Carpenter is essentially a synthesis of contract and criminal law in a particular factual setting. Its supporting analysis is ultimately derived from the proposition that plea agreements are a necessary and desirable part of the administration of criminal justice and, therefore, “ ‘must be attended by safeguards to insure the defendant what is reasonably due in the circum[64]*64stances.’ ” Id., 68 Ohio St.3d at 61, 623 N.E.2d 66, quoting Santobello v. New York (1971), 404 U.S. 257, 262, 92 S.Ct. 495, 30 L.Ed.2d 427. The court in Carpenter found that under the circumstances of that case, the defendant reasonably “anticipated that by pleading guilty to attempted felonious assault, and giving up rights which may have resulted in his acquittal, he was terminating the incident and could not be called on to account further on any charges regarding this incident.” Id. at 61-62, 623 N.E.2d 66. In order to enforce this expectation, the court found it necessary to recognize what is basically an implied promise on the part of the state not to prosecute the defendant for any further offenses that may arise out of the same incident. In so doing, the court followed State v. Thomas (1972), 61 N.J. 314, 294 A.2d 57, where the New Jersey Supreme Court directed the dismissal of an indictment for murder that was filed after the defendant had pled guilty to one of three lesser charges and the victim subsequently died.

{¶ 12} Critically, in both Carpenter and Thomas, the defendant’s expectation that his guilty plea would terminate the incident was inherently justified because the prosecutor and the court had jurisdiction over all the charges, both actual and potential, and because the negotiated guilty plea included the dismissal of all pending charges. In the absence of these or equivalent circumstances, however, it would be exceedingly difficult to sustain a defendant’s belief that no further charges will be brought or prosecuted.

{¶ 13} The same inquiry into the reasonableness of the defendant’s expectation would also be required in cases where, in Zima’s phrase, “all of the facts underlying the greater offense [are] known at the time of the plea.” In State v. Lordan (1976), 116 N.H. 479, 363 A.2d 201, for example, the Supreme Court of New Hampshire applied Thomas to dismiss indictments that were based on offenses to which the defendant had already pled guilty and that were known to the prosecutor and chargeable at the time of the defendant’s original negotiated plea. Yet, the court carefully held that the state must give notice of its intent to pursue additional charges when “the prosecutor has knowledge of and jurisdiction over all [the] offenses and the defendant disposes of all charges then pending by a guilty plea to one or more of the charges.” Id., 116 N.H. at 482, 363 A.2d 201.

{¶ 14} These qualifying factors are absent in the present case.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

State v. Moore
2024 Ohio 1736 (Ohio Court of Appeals, 2024)
State v. Dixon
2024 Ohio 1077 (Ohio Court of Appeals, 2024)
State v. Rocubert
2024 Ohio 395 (Ohio Court of Appeals, 2024)
Cleveland v. Graham
2024 Ohio 336 (Ohio Court of Appeals, 2024)
State v. Worthan
2024 Ohio 21 (Ohio Court of Appeals, 2024)
State of New Hampshire v. Brandon Griffin
Supreme Court of New Hampshire, 2022
State v. Mohamed
2021 Ohio 3643 (Ohio Court of Appeals, 2021)
State v. Azeen (Slip Opinion)
2021 Ohio 1735 (Ohio Supreme Court, 2021)
State v. Elliott
2021 Ohio 424 (Ohio Court of Appeals, 2021)
People v. Reveles-Cordova
2020 IL 124797 (Illinois Supreme Court, 2020)
State v. Azeen
2019 Ohio 4677 (Ohio Court of Appeals, 2019)
State v. Cooper
2019 Ohio 770 (Ohio Court of Appeals, 2019)
State v. Jackson
110 N.E.3d 148 (Court of Appeals of Ohio, Eighth District, Cuyahoga County, 2018)
State v. Soto
2018 Ohio 459 (Ohio Court of Appeals, 2018)
State v. Hollinger
2017 Ohio 8592 (Ohio Court of Appeals, 2017)
State v. Ladson
2017 Ohio 7715 (Ohio Court of Appeals, 2017)
State v. Toth
2017 Ohio 5481 (Ohio Court of Appeals, 2017)
State v. Agostini
2017 Ohio 4042 (Ohio Court of Appeals, 2017)
State v. Mutter (Slip Opinion)
2017 Ohio 2928 (Ohio Supreme Court, 2017)

Cite This Page — Counsel Stack

Bluebook (online)
806 N.E.2d 542, 102 Ohio St. 3d 61, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-zima-ohio-2004.