State v. Woodfall

206 P.3d 841, 120 Haw. 387, 2009 Haw. LEXIS 78
Hawaii Supreme Court·Decided April 29, 2009·No. 28838·Published·Cited by 16 cases

Opinion

Opinion of the Court by

NAKAYAMA, J.

Defendant-Appellant-Petitioner Michael Woodfall (“Woodfall”) petitions this court to review the Intermediate Court of Appeals’ (“ICA’s”) November 18, 2008 judgment affirming the October 10, 2007 judgment of the first circuit court 1 (“circuit court”), convicting Woodfall of the offenses of identity theft in the second degree, in violation of Hawaii Revised Statutes (“HRS”) § 708-839.7 (Supp.2006), 2 forgery in the second degree, in violation of HRS § 708-852 (Supp.2006), 3 and attempted theft in the second degree, in violation of HRS § 705-500 (1993) 4 and HRS § 708-831(l)(b) (Supp.2006) 5 . We accepted *389 Woodfall’s application for a writ of certiorari, and oral argument was held on March 19, 2008.

Woodfall asserts that the ICA gravely erred by affirming the circuit court’s judgment of conviction, inasmuch as the HRS § 708-839.7 phrase “transmission of any personal information of another” prohibits the “transmission of any personal information” of an actual person, and he transmitted information associated with a fictitious person.

Because HRS § 708-839.7 is susceptible to two interpretations, we construe the statute under the rule of lenity and in favor of Woodfall. Accordingly, we vacate the lower court’s judgment and order and remand the case to the circuit court for re-sentencing.

I. BACKGROUND

A. Woodfall Charged With Identity Theft In The Second Degree

On March 6, 2006, the State of Hawai'i (“the prosecution”) filed a complaint alleging that Woodfall committed the following offenses: (1) identity theft in the second degree, (2) forgery in the second degree, and (3) attempted theft in the second degree. The parties did not dispute the facts that led to this complaint. On February 27, 2006, Woodfall attempted to cash a check from maker Design Build, Incorporated, payable to Christopher B. Bailey—a fictitious person—at the First Hawaiian Bank located at 438 Hobron Lane, in Honolulu, Hawai'i. Woodfall identified himself to a bank teller as Christopher B. Bailey, presented an Idaho driver’s license in the name of Christopher B. Bailey, and endorsed the cheek. When the teller discovered that the account of the maker had insufficient funds to cash the check, she subsequently contacted the maker’s bank branch. The teller was instructed to detain Woodfall and notify the police. Upon investigation, the police discovered that the maker did not issue “Christopher B. Bailey” a cheek and that Christopher B. Bailey was a fictitious person.

B. Woodfall’s Motion To Dismiss Count I

Woodfall filed a motion to dismiss count I of the complaint, identity theft in the second degree (“motion to dismiss”), on December 27, 2006. Woodfall argued that, based on Hawai'i case law and the HRS § 701-118(8) (Supp.2006) definition of “another,” the statutory language of HRS § 708-839.7 prohibiting “a transmission of any personal information of another,” refers to the “transmission of any personal information” of an actual person. Woodfall reasoned that he attempted to assume a fictitious identity but did not attempt to transmit the “personal information of another.” Therefore, he urged the court to dismiss this count.

The prosecution filed an objection to this motion on January 17, 2007, highlighting HRS § 708-839.7’s phrase “personal information.” The prosecution pointed out that for purposes of Chapter 708, “personal information” is defined as “information associated with an actual or a fictitious person ... that is used ... to confirm the identity of an actual or a fictitious person.” HRS § 708-800. It concluded that the elements “a transmission of any personal information of another” include “a transmission of personal information of a fictitious person.” (Emphasis added.)

At the January 17, 2007 hearing on this motion, Woodfall argued that “the ‘personal information’ [of HRS § 708-839.7] is now qualified by the words ‘of another.’ The definition ‘of another’ by statute or by case law is a human being who was born and alive.” Woodfall’s counsel reiterated that under the plain language of the statute, Wood-fall cannot “legally be found guilty of identity theft when he did not use the identity of an actual real person.” The prosecution countered that the statute and the statutory definitions of “personal information” and “another” provide adequate notice that the conduct requirement of HRS § 708-839.7 prohibits the transmission of personal information of an actual or fictitious person.

In an order dated February 23, 2007, the circuit court denied Woodfall’s motion, concluding that the phrase in question prohibits the transmission of any personal information of an actual or fictitious person. The court rejected Woodfall’s narrow interpretation of HRS § 708-839.7, noting that it would be “directly at odds” with the HRS § 708-800 *390 definition of “personal information.” It farther held that “it certainly is not clear— especially in light of [HRS § ]708-800’s definition of ‘personal information’—that the legislature’s use of ‘another’ was meant to exclude fictitious persons.” In denying Woodfall’s motion, the court constructed “another” as follows:

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State v. Woodfall, 206 P.3d 841, 120 Haw. 387, 2009 Haw. LEXIS 78 (haw 2009).

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