State v. Willoughby

594 S.W.2d 388, 1980 Tenn. LEXIS 405
CourtTennessee Supreme Court
DecidedFebruary 19, 1980
StatusPublished
Cited by65 cases

This text of 594 S.W.2d 388 (State v. Willoughby) is published on Counsel Stack Legal Research, covering Tennessee Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Willoughby, 594 S.W.2d 388, 1980 Tenn. LEXIS 405 (Tenn. 1980).

Opinion

OPINION

HENRY, Justice.

This Application for an Extraordinary Appeal arises under Rule 10, Tenn.R. App.P., and raises the question of the applicability of Rule 16, Tennessee Rules of Criminal Procedure, to preliminary hearings. We hold that the rule is not applicable and deny the appeal.

I.

Procedural Background

Appellant is under indictment in the Criminal Court at Maryville for the murder of her husband. Prior to her preliminary hearing she filed a motion in the General Sessions Court, pursuant to Rule 16, Tenn. R.Crim.P., requesting discovery and inspection of oral and written confessions and admissions against interest, a list of witnesses, books, papers and documents belonging to her, along with certain specified exculpatory evidence.

Upon the hearing of this motion in the General Sessions Court, the presiding judge recognized the right of the defendant; independent of Rule 16, (1) to a copy of any statement used in the hearing and (2) to testify and call witnesses on the issue of probable cause. He ruled that Rule 16 had no application to a preliminary hearing in the General Sessions Court.

Appellant next filed a petition for writ of certiorari in the Circuit Court. The circuit judge sustained the General Sessions Court in all respects except as to appellant’s entitlement to “exculpatory evidence as defined in Brady v. Maryland, 343 [373] U.S. 83 [83 S.Ct. 1194, 10 L.Ed.2d 215] (1963).”

Appellant then filed a petition for the common law writ of certiorari in the Court of Criminal Appeals, along with an alternative prayer that it be treated as an Extraordinary Appeal by Permission, under Rule 10, Tenn.R.App.P. The sole complaint made in the petition was directed to the holding of the lower court declining to extend Rule 16 to the preliminary hearings.

*390 II.

Action of the Court of Criminal Appeals

A. The nature of the preliminary hearing

The Court of Criminal Appeals initially addressed this precise issue but incorporated in its opinion other rulings and comments with respect to the discovery aspects of the preliminary hearing. We dispose of these first.

First, we narrow the issue by noting that extending Rule 16 to the General Sessions Court would have no effect on the preliminary hearing itself; it would permit pre-preliminary hearing discovery.

To our knowledge no court has ever held that a preliminary hearing is a discovery device. McKeldin v. State, 516 S.W.2d 82 (Tenn.1974), does not so hold. Without elaboration it merely recognized that there are inevitable discovery aspects to every preliminary hearing. In the sense that it is not a final hearing, every question asked on cross-examination by either side, and every witness called and examined by either side, results in a discovery. Thus, as the Comment of Rule 5.1 recites, discovery is “an important byproduct of its probable cause function.”

A preliminary hearing, while not constitutionally required, is a critical stage in a criminal prosecution. McKeldin, supra. The historical background, the nature and purpose of preliminary hearings were discussed in Waugh v. State, 564 S.W.2d 654 (Tenn.1978). There Justice Brock pointed out that a preliminary hearing was of an “adversarial nature,” a “safeguard for the defendant, protecting him from unfounded charges,” thereby serving a “screening function.” 564 S.W.2d at 658. We reaffirmed that “[t]he primary responsibility of the magistrate at a preliminary hearing is to determine whether the accused should be bound over to the grand jury,” or phrasing it another way, “whether there is evidence sufficient to justify the continued detention of the defendant . ..” 1 564 S.W.2d at 659.

If the preliminary hearing is to serve its historic purpose as a probable cause hearing, the State must be permitted to call any witness whose testimony is designed to show probable cause. By the same token, the defendant must be permitted to call any witness whose testimony is designed to refute probable cause or screen out questionable prosecutions. The test, in either event, must be good faith. The State has the duty to call only such witnesses as it feels are required to establish probable cause. It is not required to call all witnesses having knowledge of the facts; by failing to call other witnesses it assumes the hazards of the defendant not being bound over.

The defendant, at his option, may testify or not and has the right to call such witnesses, irrespective of their connections or normal alliances, as his counsel, acting in good faith, believes to be calculated to negate probable cause.

The presiding judge has full control over the hearing and may decline to hear further proof from the State when, in his view, probable cause has been established. He may decline to hear from the defendant such proof as, in his best judgment, is solely designed for discovery purposes, but may not abridge the right of the defendant to have a full, bona fide opportunity to refute probable cause. 2

B. The Applicability of Rule 16

Rule 16, Tenn.R.Crim.P., does not apply in General Sessions Court. It is true that Rule 1(c) defines the scope of the rules in such manner as to include “preliminary examinations pursuant to Rule 5.1.” Rule 5.1 governs preliminary hearings. Its inclusion within the scope of the criminal rules was necessitated by this fact, and this fact alone. Its inclusion does not operate to make any other rule applicable to such hearings.

Broadly speaking, these rules are intended to “govern the procedure in all criminal *391 proceedings conducted in all courts of record in Tennessee.” (Emphasis supplied) Rule 1, Tenn.R.Crim.P. The General Sessions Court is not a court of record. Rule 1 shows on its face that the Rules are applicable to General Sessions Court only to the extent enumerated and that the enumerated instances of applicability embrace only those proceedings peculiar to the practice in the General Sessions Court. Rule 16 is not such an area of practice.

It is the State’s position that we should not accept review “since the appellant has a plain and adequate remedy by direct appeal, in the event she is convicted.” We reject this view. In Nolan v. State, 568 S.W.2d 837 (Tenn.Cr.App.1978), the Court of Criminal Appeals held that where a defendant was arrested on an arrest warrant and was entitled to a preliminary hearing, but indicted before it was conducted, the failure to afford him a preliminary hearing was harmless error because “probable cause was found by the grand jury.” 568 S.W.2d at 839. This has been the general tenor of our law.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

State of Tennessee v. William Martinez
Court of Criminal Appeals of Tennessee, 2025
State of Tennessee v. Joshua Anthony Williams, Alias
Court of Criminal Appeals of Tennessee, 2024
State of Tennessee v. Michael Eugene Tolle
Court of Criminal Appeals of Tennessee, 2018
State of Tennessee v. Charles Keese
Court of Criminal Appeals of Tennessee, 2018
Eric S. Stone v. Tennessee Board of Parole
Court of Appeals of Tennessee, 2017
Siminder Kaur v. Vaneet Singh
Court of Appeals of Tennessee, 2017
Gregory A. Snow v. Turney Center Disciplinary Board
Court of Appeals of Tennessee, 2016
State of Tennessee v. Boyce Turner
Court of Criminal Appeals of Tennessee, 2014
C.L. GILBERT, Jr. v. Izak Frederick WESSELS, M.D.
458 S.W.3d 895 (Tennessee Supreme Court, 2014)
State of Tennessee v. Nora Hernandez
Court of Criminal Appeals of Tennessee, 2013
State of Tennessee v. Bethany Lorraine Kuykendall
Court of Criminal Appeals of Tennessee, 2012
State of Tennessee v. Cordell Remont Vaughn
Court of Criminal Appeals of Tennessee, 2012
State of Tennessee v. Jessica Birkhead
Court of Criminal Appeals of Tennessee, 2012
State of Tennessee v. Keanest D. Whitson
Court of Criminal Appeals of Tennessee, 2011

Cite This Page — Counsel Stack

Bluebook (online)
594 S.W.2d 388, 1980 Tenn. LEXIS 405, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-willoughby-tenn-1980.