State v. Williams

375 So. 2d 1379
Supreme Court of Louisiana·Decided October 8, 1979·No. 64409·Published·Cited by 29 cases

Opinion

375 So.2d 1379 (1979)

STATE of Louisiana, Appellee,
v.
James WILLIAMS, Appellant.

No. 64409.

Supreme Court of Louisiana.

October 8, 1979.

*1380 Donald M. Garrett, James S. Gravel, Alexandria, for defendant-appellant.

William J. Guste, Jr., Atty. Gen., Barbara Rutledge, Asst. Atty. Gen., Edwin O. Ware, Dist. Atty., Edward E. Roberts, Jr., Asst. Dist. Atty., for plaintiff-appellee.

TATE, Justice.

The defendant Williams was convicted of armed robbery, La.R.S. 14:64, and sentenced *1381 to fifty years imprisonment at hard labor. The chief issue and only defense raised at the trial concerned whether the accused should be found "not guilty by reason of insanity" under his plea to such effect, La.C.Cr.P. art. 552(3).

On defendant's appeal, we reverse on his Assignment of Error Nos. 7, 8, 9, and 10. These relate to the trial judge's extensive cross-examination before the jury of a psychiatrist witness testifying on the defendant's behalf. For reasons to be stated, we find that, under the circumstances, this cross-examination constituted an evaluative comment on the facts by the trial judge, in violation of La.C.Cr.P. art. 772, as to the amount of alcoholic drink and marijuana the accused had consumed on the evening of the crime before the robbery at 11:30 p. m.

Legal Principles Applicable

Louisiana follows the rule accepted in the majority of American state jurisdictions that it is the duty of the trial judge to abstain from any expression of opinion or comment on the facts or evidence. 3 Wigmore on Evidence, Section 784 (Chadburn rev. 1970); 9 Wigmore on Evidence, Section 2551 (3d ed. 1940); McCormick on Evidence, Section 8 (2d ed. 1972). As these commentators note, the English common-law and the federal practice are to the contrary: They permit the judge to comment upon the general weight of the evidence, or of particular parts of it, in order to assist the jurors in reaching their conclusion.

Article 772 of the Louisiana Code of Criminal Procedure (1966) incorporates the majority American state rule. It provides that: "The judge in the presence of the jury shall not comment upon the facts of the case, either by commenting upon or recapitulating the evidence, repeating the testimony of any witness, or giving an opinion as to what has been proved, not proved, or refuted." (Cf., La.C.Cr.P. art. 806, a prohibition of similar trial judge commentary in the jury charge.)

The source of this provision in our 1966 code is Article 384 of the Louisiana Code of Criminal Procedure of 1928, La.R.S. 15:384 (1950). Joining Wigmore in his criticism of this restriction upon judge-comment on the evidence, Professor Dale Bennett, noted authority on Louisiana criminal law and procedure, had suggested in 1957 that it was unwise to deprive the jury of the aid of an impartial expert and that the federal practice of judge-comment should be adopted in Louisiana. Bennett, Criminal Law and Procedure, 18 La.L.Rev. 119, 135-36 (1957).

Nevertheless, when the 1966 revision of our criminal procedure was adopted the former Louisiana rule was retained. The Official Revision Comment notes: "* * * The Advisory Committee unanimously adopted the article, favoring a strict rule against comment on the facts by trial judges. At the general meeting [of the membership of the Institute] also, there was strong opposition to allowing judges to comment on the facts." (Italics ours.)

The no-judge-comment rule is designed to safeguard the role of the jury as the sole judge of the facts on the issue of guilt or innocence.[1]State v. Hodgeson, 305 So.2d 421 (La.1974) and decisions there cited. Thus, if the effect of a question or comment is to permit a reasonable inference that it expresses or implies the judge's opinion as to the defendant's innocence or guilt, this constitutes a violation of the defendant's statutory right to no-comment and thus requires reversal. State v. Green, 231 La. 1058, 93 So.2d 657 (1957). Likewise, any comment or question by the judge expressing or implying his opinion with regard to a material issue is reversible. State v. Hodgeson, 305 So.2d 421, 421 (La.1974) (summarizing decisions).

*1382 The no-comment rule does not bar a trial judge from asking clarifying questions in the presence of the jury; nevertheless, in the exercise of this power, the judge's questioning must be cautiously guarded so as not to constitute an implied comment. State v. Nicholas, 359 So.2d 965 (La.1978). The judge may even question a witness as to a material matter which has been omitted, providing he does so in an impartial manner and conducts his examination in such a way that he does not indicate his opinion on the merits or any doubt as to the credibility of the witness. State v. Groves, 311 So.2d 230 (La.1975). See, generally, Joseph, Work of the Appellate Courts in 1974-75—Criminal Trial Procedure, 36 La.L.Rev. 605, 624-26 (1976).

However (whatever its wisdom), the legislative imposition of the no-comment rule represents a considered determination that the trial judge's role is essentially as an impartial umpire in an adversary trial, rather than as an active participant in the development or presentation of evidence. Therefore, as we warned in State v. Wagster, 361 So.2d 849, 856 (La.1978):

"* * * [Q]uestioning of witnesses in a criminal jury trial by the judge is a practice to be avoided unless deemed indispensible to a fair and impartial trial. A judge should be constantly aware of the basic premise of a criminal trial which calls upon the State, not the judge, to prove the defendant's guilt beyond a reasonable doubt. It is enough for the judge to impartially and wisely regulate the conduct of the trial without participating in the interrogation of witnesses, a practice fraught with danger of prejudice to the defendant."

Cross-Examination by Trial Judge of Sanity Commission Witness

In the present case, the defense called witnesses only in support of its defense of not guilty by reason of insanity at the time of the offense.

Two doctors who were members of the sanity commission were called. La.C. Cr.P. art. 653. As authorized by that article, the trial judge cross-examined these witnesses, after the questioning by the defense and prosecution.[2]

The state seems to argue that, by virtue of that provision, the trial judge is authorized to ask hypothetical questions based upon any of the evidence—even if the questions would otherwise constitute a comment upon the evidence, because indicating a belief by the trial court as to which of controverted facts are true.

We find no legislative intent by this provision that the no-comment rule does not apply to the judge's cross-examination of sanity commission witnesses, just as it is applicable to all other witnesses before the jury. The fundamental reason for the no-comment rule is that, at a Louisiana criminal trial, the trial jury is the exclusive judge of the facts of guilt or innocence and of the weight and credibility of the evidence. La.C.Cr.P. art. 802; see also jurisprudence previously cited.

No functional or other reason is suggested to us why, accepting this fundamental postulate, the trial judge's function should be less restrained in the jury determination of guilt or innocence of criminal liability by reason of insanity, State v. Rollins, 351 So.2d 470 (La.1977), than in the determination of guilt or innocence on any other ground.

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