State v. Whitfield

2015 Ohio 4139

• Court: Ohio Court of Appeals
• Decided: September 28, 2015
• Docket: 14CA3615
• Status: Published

Opinion

[Cite as State v. Whitfield, 2015-Ohio-4139.] IN THE COURT OF APPEALS OF OHIO FOURTH APPELLATE DISTRICT SCIOTO COUNTY

STATE OF OHIO, :

Plaintiff-Appellee, : Case No. 14CA3615

vs. :

WILLIAM WHITFIELD, : DECISION AND JUDGMENT ENTRY

Defendant-Appellant. :

_________________________________________________________________

APPEARANCES:

William Whitfield, McConnelsville Road, Caldwell, Ohio, pro se.

Mark Kuhn, Scioto County Prosecuting Attorney, and Pat Apel, Scioto County Assistant Prosecuting Attorney, Portsmouth, Ohio, for appellee.

_________________________________________________________________ CRIMINAL APPEAL FROM SCIOTO COUNTY DATE JOURNALIZED: 9-28-15 ABELE, J.

{¶ 1} This is an appeal from a Scioto County Common Pleas Court judgment that

overruled a motion to withdraw guilty plea filed by William Whitfield, defendant below and

appellant herein. Appellant previously pled guilty to drug trafficking in violation of R.C.

2925.03(A)(2) & (C)(1)(e). Appellant assigns the following errors for review:

FIRST ASSIGNMENT OF ERROR:

“THE DEFENDANT’S PLEA WAS NOT KNOWINGLY, INTELLIGENTLY, AND VOLUNTARILY MADE BECAUSE THE TRIAL COURT FAILED TO INFORM HIM THAT HIS PLEA TO TRAFFICKING IN DRUGS (OXYCODONE), R.C. SCIOTO, 14CA3615 2

2925.03 A FELONY OF THE FIRST DEGREE REQUIRED A MANDATORY PRISON TERM IN VIOLATION OF CRIM.R. 11.”

SECOND ASSIGNMENT OF ERROR:

“THE TRIAL COURT ERROR [sic] AND ABUSED ITS DISCRETION WHEN IT DENIED APPELLANT’S POST SENTENCE MOTION TO WITHDRAW HIS GUILTY PLEA.”

{¶ 2} On April 17, 2013, the Scioto County Grand Jury returned an indictment that

charged appellant with the aforementioned offense, as well as (1) the possession of drugs in

violation of R.C. 2925.11(A) & (C)(1)(d), (2) tampering with evidence in violation of R.C.

2921.12 (A)(1), and (3) conspiracy to traffic in drugs in violation of R.C. 2923.01. Appellant

initially pled not guilty to all charges.

{¶ 3} On June 26, 2013, appellant withdrew his not guilty plea to the trafficking count

and entered a guilty plea. On October 10, 2013, the trial court imposed a nine year term of

incarceration and noted that this is an “agreed sentence,” and dismissed all remaining counts.

No appeal was taken from that judgment.

{¶ 4} On February 20, 2014, appellant filed a pro se motion to withdraw his guilty plea.

In particular, appellant argued that the trial court failed to inform him (1) of the maximum

penalty he faced if he entered a plea, and (2) the fact that the nine year prison sentence is

mandatory. Appellant further argued that the record did not show that he “subjectively

understood the implications of the guilty plea,” and that the trial court did not explain that he is

ineligible for judicial release and a community control sanction. The trial court denied the

motion. This appeal followed.

I SCIOTO, 14CA3615 3

{¶ 5} In his first assignment of error, appellant argues that his plea was not knowing,

intelligent and voluntary. We reject that particular argument because it is not properly before us.

An error of this sort should have been raised on direct appeal, but no appeal was taken. Thus,

the doctrine of res judicata bars the issue from being raised at this date in a Crim.R. 32.1 motion

to withdraw guilty plea. See State v. Harper, 4th Dist. Lawrence No. 14CA18, 2014-Ohio-5849,

at ¶11; State v. Ables, 4th Dist. Pickaway No. 11CA22, 2012-Ohio-3377, at ¶14; State v.

LaPlante, 4th Dist. No. 11CA3215, 2011-Ohio-6675, at ¶8. However, to the extent that

appellant makes this same argument in support of his motion to withdraw his guilty plea, we will

consider it when we review his second assignment of error.

{¶ 6} Accordingly, based upon the foregoing reasons, we hereby overrule appellant's

first assignment of error.

II

{¶ 7} In his second assignment of error, appellant argues that the trial court erred by

denying his motion to withdraw his guilty plea. Appellant posits several bases for this

argument, but the most persuasive is that the trial court did not inform him that the entire nine

year sentence is mandatory.

{¶ 8} A post-sentence motion to withdraw guilty plea may only be granted when

necessary to correct a “manifest injustice.” Crim.R. 32.1. The decision to grant or to deny a

Crim.R. 32.1 motion lies in a trial court's sound discretion and will not be reversed absent an

abuse of that discretion. State v. Xie, 62 Ohio St.3d 521, 584 N.E.2d 715, at paragraph two of

the syllabus (1992); State v. Smith, 49 Ohio St.2d 261, 361 N.E.2d 1324, paragraph two of the

syllabus (1977). Generally, an abuse of discretion is more than an error of law or judgment; SCIOTO, 14CA3615 4

rather, it implies that a court's attitude is unreasonable, arbitrary or unconscionable. State v.

Clark, 71 Ohio St.3d 466, 470, 644 N.E.2d 331 (1994); State v. Moreland, 50 Ohio St.3d 58, 61,

552 N.E.2d 894 (1990). In reviewing for an abuse of discretion, appellate courts must not

substitute their judgment for that of the trial court. State ex rel. Duncan v. Chippewa Twp.

Trustees, 73 Ohio St.3d 728, 732, 654 N.E.2d 1254 (1995); In re Jane Doe 1, 57 Ohio St.3d 135,

137-138, 566 N.E.2d 1181 (1991).

{¶ 9} At the outset we point out that we find no change of plea hearing transcript in the

record on appeal. It is well-settled that, in the absence of a transcript to show exactly what

transpired, a presumption of correctness attaches to the trial court proceedings. See State v.

Esparza, 4th Dist. Washington No. 12CA42, 2013-Ohio-2138, at ¶8; State v. Lofton, 4th Dist.

Pickaway No. 12CA11, 2013-Ohio-1120, at ¶10. Appellant has the burden to demonstrate error

on appeal. Without a transcript, that task becomes almost insurmountable. This case is

different, however, because the error is apparent on the face of the sentencing entry. The

October 11, 2013 sentencing entry states that appellant’s sentence is “an agreed sentence for a

total net sentence of nine (9) years, in which six (6) years is mandatory.” In other words, the

sentence has both mandatory and non-mandatory components.

{¶ 10} The offense to which appellant pled guilty is a first degree felony. R.C.

2925.03(C)(1)(e) provides that whatever prison term is selected for a first degree felony, the term

is a mandatory sentence. R.C. 2929.14(A)(1) allows a trial court to impose sentences for a first

degree felony in a range from three to eleven years. In the case sub judice, the trial court

imposed a nine year sentence. However, we find nothing in the statutes (nor does the State cite

any case authority) to allow for a “hybrid” sentence (part mandatory and non-mandatory). The SCIOTO, 14CA3615 5

Ohio Supreme Court recently addressed this type of sentence, albeit for a second degree felony

rather than a first degree, in State v. Ware, 141 Ohio St.3d 160, 22 N.E.3d 1082,

2014-Ohio- 5201 and concluded:

“In this case, Ware's second-degree felony was statutorily ineligible for judicial release from the very beginning. When he pleaded guilty, the punishment was clear: ‘the court shall impose as a mandatory prison term one of the prison terms prescribed for a felony of the second degree.’ (Emphasis added.) R.C. 2925.03(C)(4)(e). Under this statute, prison was mandatory—and judicial release therefore impossible—for the length of whichever ‘one of the prison terms’ the trial court imposes for a second-degree felony, whether the term is ‘two, three, four, five, six, seven, or eight years.’ R.C. 2925.03(C)(4)(e) and 2929.14(A)(2). More to the point is R.C. 2929.13(F)(5), which specifically prohibits judicial release for a second-degree-felony drug offense for which R.C. 2925.03 ‘requires the imposition of a mandatory prison term.’ For such offenses, the court ‘shall impose a prison term’ and ‘except as specifically provided [by statute] shall not reduce the term pursuant to section 2929.20.’ R.C. 2929.13(F)(5).

The trial court did not change this result at sentencing. It imposed a four-year prison term, and that entire prison term was mandatory by operation of law. See R.C. 2925.03(C)(4)(e) and 2929.13(F)(5). Even if it wanted to grant judicial release in the future, R.C. 2929.13(F)(5) explicitly prohibited it from doing so. See State v. Taylor, 113 Ohio St.3d 297, 2007-Ohio-1950, 865 N.E.2d 37, ¶11 (noting that a mandatory prison term precludes the opportunity for judicial release).

* * *

Regardless, such a hybrid sentence would have been legally impossible. No sentencing statute allows a court to divide a singular ‘mandatory prison term’ into a hybrid of mandatory and discretionary sub-terms. R.C. 2925.03(C)(4)(e) unambiguously requires a unitary ‘prison term’ that is ‘mandatory,’ and R.C. 2929.13(F)(5) instructs that a court ‘shall not reduce’ that term through judicial release. To override these legislative commands would require judicial improvisation in a legal system in which ‘[c]rimes are statutory, as are the penalties therefor, and the only sentence which a trial court may impose is that provided for by statute.’ Colegrove v. Burns, 175 Ohio St. 437, 438, 195 N.E.2d 811 (1964). The trial court had ‘no power to substitute a different sentence for that provided for by statute.’ Id.” Id. at ¶¶13, 14 & 17.

{¶ 11} Citing Ware, our Seventh District colleagues came to the same conclusion with

regard to a first degree felony. See State v. Tarleton, 7th Dist. Belmont No. 13BE17,

2014-Ohio-5820, at ¶¶21 & 23. Thus, a court has no authority to impose “a hybrid sentence SCIOTO, 14CA3615 6

composed of mandatory and discretionary sub-terms.” Id. at 21.1

{¶ 12} Despite the absence of a transcript in the record, we believe that it is evident from

the trial court’s October 11, 2013 sentencing entry and February 28, 2014 judgment that

overruled appellant’s motion to withdraw guilty plea that appellant was led to believe that only

six of his nine year sentence is mandatory. In fact, under Ware the entire nine years are

mandatory.

{¶ 13} It may well be that appellant would have accepted the plea agreement even if it

had been explained that the agreed nine year sentence was all mandatory. However, this

misunderstanding is sufficient to persuade us that a manifest injustice has occurred for purposes

of Crim.R. 32.1. Thus, we hereby sustain appellant's second assignment of error.

{¶ 14} Having sustained the second assignment of error, we hereby reverse the trial

court’s judgment, vacate appellant’s guilty plea and remand the case for further proceedings

consistent with this opinion.

JUDGMENT REVERSED AND CASE REMANDED FOR FURTHER PROCEEDINGS CONSISTENT WITH THIS OPINION.

Harsha J., Concurring:

{¶ 15} The underlying issue in the second assignment of error is whether the court’s error

in creating a hybrid sentence results in the judgment being void, or merely voidable. If it’s the

former, res judicata does not apply because a void judgment is subject to collateral attack at any

1 Both Ware and Tarleton were decided after the parties filed their briefs in this case, thus neither party nor the trial court SCIOTO, 14CA3615 7

time. State v. Fischer 2010-Ohio-6238, at ¶ 30. Under traditional jurisprudence sentencing errors

were not jurisdictional, see Childers v. Wingard, 83 Ohio St.3d 427, 428, 700 N.E.2d 588 (1988);

Majoros v. Collins, 64 Ohio St.3d 442, 443, 596 N.E.2d 1038 (1992). But now a sentence is

partially void if it “is not in accordance with statutorily mandated terms. Thus any attempt by a

court to disregard statutory requirements *** renders the attempted sentence a nullity or void.”

Fischer at ¶ 7-9.

{¶ 16} Under the traditional view courts were duty bound to follow all statutes, including

sentencing statutes, i.e. all statutes mandated compliance. Failure to do so resulted in error, the

judgment was contrary to law and thus voidable, but not void. In other words, a judgment is not

void merely because it is erroneous. United Student Aid Funds, Inc. v. Espinosa 130 S. Ct. 1367,

1377, 176 L.Ed.2d 158 (2010). This is so because the trial court has subject matter jurisdiction

to make a mistake. See, Pratts v .Hurley, 102 Ohio St.3d 81, 2004-Ohio-1980, 806 N.E.2d 992, ¶

12, 22. But, silly me, under the modern Ohio view there is now “a narrow, and imperative,

exception to that general rule: a sentence that is not in accordance with statutorily mandated

terms is void.” Fischer, at ¶ 8.

{¶ 17} Notwithstanding the dicta in State v. Holdcroft, 137 Ohio St.3d 526

2013-Ohio-5014, ¶8 to the contrary, if a court imposes consecutive sentences without making the

statutory mandated findings, is the sentence void, or merely voidable? I believe most courts have

been finding them voidable and requiring the defendant to raise the issue on direct appeal. But

according to the “narrow exception”, isn’t the sentence partially void because the mandatory

had the benefit of those opinions. SCIOTO, 14CA3615 8

findings are missing? One could argue it’s not mandatory within the meaning of Fischer because

the court doesn’t have to impose consecutive sentences in that case. But once a court chooses to

impose consecutive sentences, hasn’t the court ignored a mandatory requirement, making its

judgment void? One can imagine other similarly, arguable situations. See Justice Lanzinger’s

laments in Fischer and In re J.S., 136 Ohio St.3d 8, 2013-Ohio-1721, 989 N.E.2d 975.

{¶ 18} Here the statute provides Whitfield’s sentence is not subject to judicial release, so

the entire term must be served, i.e. it’s mandatory. Because it’s a mandatory statutory

requirement and the trial court ignored it, under the modern view we must declare it void and

thus, not subject to res judicata.

{¶ 19} Even though I continue to believe the better approach renders this error voidable

and res judicata should apply, I reluctantly must concur in judgment and opinion. SCIOTO, 14CA3615 9

JUDGMENT ENTRY

It is ordered that the judgment be reversed and that the case be remanded for further proceedings consistent with this opinion. Appellant to recover of appellee the costs herein taxed.

The Court finds there were reasonable grounds for this appeal.

It is ordered that a special mandate issue out of this Court directing the Scioto County Common Pleas Court to carry this judgment into execution.

If a stay of execution of sentence and release upon bail has been previously granted, it is continued for a period of sixty days upon the bail previously posted. The purpose of said stay is to allow appellant to file with the Ohio Supreme Court an application for a stay during the pendency of the proceedings in that court. The stay as herein continued will terminate at the expiration of the sixty day period.

The stay will also terminate if appellant fails to file a notice of appeal with the Ohio Supreme Court in the forty-five day period pursuant to Rule II, Sec. 2 of the Rules of Practice of the Ohio Supreme Court. Additionally, if the Ohio Supreme Court dismisses the appeal prior to the expiration of said sixty days, the stay will terminate as of the date of such dismissal.

A certified copy of this entry shall constitute that mandate pursuant to Rule 27 of the Rules of Appellate Procedure.

McFarland, A.J.: Concurs in Judgment & Opinion Harsha, J.: Concurs with Concurring Opinion

For the Court

BY: Peter B. Abele, Judge SCIOTO, 14CA3615 10

NOTICE TO COUNSEL Pursuant to Local Rule No. 14, this document constitutes a final judgment entry and the time period for further appeal commences from the date of filing with the clerk.