IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT JACKSON
JUNE SESSION, 1996
STATE OF TENNESSEE, ) C.C.A. NO. 02C01-9409-CR-00201 ) Appellee, ) ) FILED ) SHELBY COUNTY VS. ) August 27, 1997 ) HON. L. T. LAFFERTY VINCENT D. JONES, ) JUDGE Cecil Crowson, Jr. Appellate C ourt Clerk ) Appellant. ) (Certified Question of Law)
FOR THE APPELLANT: FOR THE APPELLEE:
HOWARD L. WAGERMAN JOHN KNOX WALKUP HOWARD B. MANIS Attorney General and Reporter Suite 1313, 200 Jefferson Memphis, TN 38103 SARAH M. BRANCH Counsel for the State 450 James Robertson Parkway Nashville, TN 37243-0485
WILLIAM L. GIBBONS District Attorney General
KEVIN R. RARDIN Assistant District Attorney 201 Poplar Avenue-3rd Floor Memphis, TN 38103
OPINION FILED ________________________
AFFIRMED
JERRY L. SMITH, JUDGE OPINION
Appellant Vincent Jones entered a plea of nolo contendere in the
Shelby County Criminal Court to a charge of possession of cocaine with the
intent to sell or deliver. As a Range I standard offender convicted of a Class B
felony, Appellant received a sentence of eight years in the Tennessee
Department of Correction. Pursuant to Rule 37(b)(2)(i) of the Tennessee
Rules of Criminal Procedure, Appellant, with the agreement of the State and
the trial court, reserved for appellate review the question of the legality of the
search which led to Appellant’s arrest. Appellant also contends on appeal that
his sentence is excessive.
After a careful review of the record, we affirm the judgment of the trial
court.
I. FACTUAL BACKGROUND
The proof shows that, on October 15, 1993, Officer Dennis Benjamin
and his partner, both of the Memphis Police Department, were patrolling the
Getwell Gardens area of Memphis, notorious for its drug activity. From across
the street, Officer Benjamin observed Appellant flagging down cars and
offering, in exchange for money, a substance contained in plastic bags.
Officer Benjamin observed three such transactions over a period of fifteen
minutes and then proceeded to pull up beside Appellant. Appellant attempted
to run and then stuffed a plastic bag down the front of the waistband of his
pants. Officer Benjamin apprehended Appellant and, In order to check
-2- Appellant for weapons, Benjamin ran his hand around Appellant's waistband
and felt a bulge. According to Officer Benjamin, the bulge felt like a pack of
rock crack cocaine. Officer Benjamin felt the bulge a little bit more, pulled up
Appellant's shirt, and took the plastic bag. Appellant was then placed under
arrest.
On March 31, 1994, a Shelby County Grand Jury indicted Appellant for
possession of a controlled substance with intent to sell and deliver in violation
of Tennessee Code Annotated Section 39-17-417. On June 25, 1994,
Appellant filed a pretrial motion to suppress evidence seized during his arrest.
Following an evidentiary hearing, the trial court denied the motion. On March
6, 1995, Appellant entered a plea of nolo contendere, reserving the
suppression issue as a certified question of law pursuant to Rule 37(b)(2)(i) of
the Tennessee Rules of Criminal Procedure.
At his sentencing hearing, Appellant testified that he had learned his
lesson and was a changed man. He pointed to the fact that he now had a full
time job with Federal Express, was enrolled in the University of Memphis, and
was responsible for supporting his three children. In addition, Appellant
testified that he had no prior criminal record. However, in questioning
Appellant, the trial court learned that Appellant had been selling crack for three
to four months in order to earn an extra two hundred dollars per week. At the
conclusion of the sentencing hearing, the trial court sentenced Appellant to
eight years, ordering him to serve four months of the sentence on weekends
with the balance of the sentence served on probation.
-3- II. MOTION TO SUPPRESS
Appellant first alleges that the trial court erred in refusing to grant his
motion to suppress evidence seized during his arrest. The Fourth Amendment
guarantees "the right of the people to be secure in their persons, houses,
papers, and effects, against unreasonable searches and seizures." The
United States Supreme Court has consistently held that searches and
seizures "conducted outside the judicial process, without prior approval by
judge or magistrate, are per se unreasonable under the Fourth Amendment--
subject only to a few specifically established and well-delineated exceptions.”
Katz v. United States, 389 U.S. 347, 357 (1967) (citations omitted); see also
State v. Bartram, 925 S.W .2d 227, 230 n.2 (Tenn. 1996). One such exception
was recognized in Terry v. Ohio:
[W]here a police officer observes unusual conduct which leads him reasonably to conclude in light of his experience that criminal activity may be afoot and that the persons with whom he is dealing may be armed and presently dangerous, where in the course of investigating this behavior he identifies himself as a policeman and makes reasonable inquiries, and where nothing in the initial stages of the encounter serves to dispel his reasonable fear for his own or others’ safety, he is entitled for the protection of himself and others in the area to conduct a carefully limited search of the outer clothing of such persons in an attempt to discover weapons which might be used to assault him.
392 U.S. 1, 30 (1968). "The purpose of this limited search is not to discover
evidence of crime, but to allow the officer to pursue his investigation without
fear of violence." Adams v. Williams, 407 U.S. 143, 146 (1972). If the
protective search goes beyond what is necessary to determine if the suspect
is armed, it is no longer valid under Terry and its fruits will be suppressed.
Sibron v. New York, 392 U.S. 40, 65-66 (1968).
-4- In Minnesota v. Dickerson, 508 U.S. 366 (1993), officers observed the
defendant leaving what they believed to be a residence where drug sales
regularly took place. Upon seeing the officers, the defendant abruptly turned,
walked in the opposite direction and began behaving in an evasive manner.
The officers stopped the defendant and conducted a pat down of his outer
clothing. During the frisk one of the officers felt a small lump in the
defendant’s jacket pocket. The officer realized the lump was not a weapon,
but he continued to manipulate the object inside the pocket to determine what
it was. Believing the object to be crack cocaine, the officer seized the object
which in fact was a small packet of cocaine. The Court concluded that the
identity of the packet of cocaine was not “immediately apparent” and that the
continued manipulation of the packet in the defendant’s pocket after the officer
recognized it was not a weapon, exceeded the permissible bounds of a Terry
search. Therefore the Court held that the search was illegal and affirmed the
lower Court’s suppression of the cocaine. However, the Court held that if
during a lawful Terry “frisk” an officer
Free access — add to your briefcase to read the full text and ask questions with AI
IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT JACKSON
JUNE SESSION, 1996
STATE OF TENNESSEE, ) C.C.A. NO. 02C01-9409-CR-00201 ) Appellee, ) ) FILED ) SHELBY COUNTY VS. ) August 27, 1997 ) HON. L. T. LAFFERTY VINCENT D. JONES, ) JUDGE Cecil Crowson, Jr. Appellate C ourt Clerk ) Appellant. ) (Certified Question of Law)
FOR THE APPELLANT: FOR THE APPELLEE:
HOWARD L. WAGERMAN JOHN KNOX WALKUP HOWARD B. MANIS Attorney General and Reporter Suite 1313, 200 Jefferson Memphis, TN 38103 SARAH M. BRANCH Counsel for the State 450 James Robertson Parkway Nashville, TN 37243-0485
WILLIAM L. GIBBONS District Attorney General
KEVIN R. RARDIN Assistant District Attorney 201 Poplar Avenue-3rd Floor Memphis, TN 38103
OPINION FILED ________________________
AFFIRMED
JERRY L. SMITH, JUDGE OPINION
Appellant Vincent Jones entered a plea of nolo contendere in the
Shelby County Criminal Court to a charge of possession of cocaine with the
intent to sell or deliver. As a Range I standard offender convicted of a Class B
felony, Appellant received a sentence of eight years in the Tennessee
Department of Correction. Pursuant to Rule 37(b)(2)(i) of the Tennessee
Rules of Criminal Procedure, Appellant, with the agreement of the State and
the trial court, reserved for appellate review the question of the legality of the
search which led to Appellant’s arrest. Appellant also contends on appeal that
his sentence is excessive.
After a careful review of the record, we affirm the judgment of the trial
court.
I. FACTUAL BACKGROUND
The proof shows that, on October 15, 1993, Officer Dennis Benjamin
and his partner, both of the Memphis Police Department, were patrolling the
Getwell Gardens area of Memphis, notorious for its drug activity. From across
the street, Officer Benjamin observed Appellant flagging down cars and
offering, in exchange for money, a substance contained in plastic bags.
Officer Benjamin observed three such transactions over a period of fifteen
minutes and then proceeded to pull up beside Appellant. Appellant attempted
to run and then stuffed a plastic bag down the front of the waistband of his
pants. Officer Benjamin apprehended Appellant and, In order to check
-2- Appellant for weapons, Benjamin ran his hand around Appellant's waistband
and felt a bulge. According to Officer Benjamin, the bulge felt like a pack of
rock crack cocaine. Officer Benjamin felt the bulge a little bit more, pulled up
Appellant's shirt, and took the plastic bag. Appellant was then placed under
arrest.
On March 31, 1994, a Shelby County Grand Jury indicted Appellant for
possession of a controlled substance with intent to sell and deliver in violation
of Tennessee Code Annotated Section 39-17-417. On June 25, 1994,
Appellant filed a pretrial motion to suppress evidence seized during his arrest.
Following an evidentiary hearing, the trial court denied the motion. On March
6, 1995, Appellant entered a plea of nolo contendere, reserving the
suppression issue as a certified question of law pursuant to Rule 37(b)(2)(i) of
the Tennessee Rules of Criminal Procedure.
At his sentencing hearing, Appellant testified that he had learned his
lesson and was a changed man. He pointed to the fact that he now had a full
time job with Federal Express, was enrolled in the University of Memphis, and
was responsible for supporting his three children. In addition, Appellant
testified that he had no prior criminal record. However, in questioning
Appellant, the trial court learned that Appellant had been selling crack for three
to four months in order to earn an extra two hundred dollars per week. At the
conclusion of the sentencing hearing, the trial court sentenced Appellant to
eight years, ordering him to serve four months of the sentence on weekends
with the balance of the sentence served on probation.
-3- II. MOTION TO SUPPRESS
Appellant first alleges that the trial court erred in refusing to grant his
motion to suppress evidence seized during his arrest. The Fourth Amendment
guarantees "the right of the people to be secure in their persons, houses,
papers, and effects, against unreasonable searches and seizures." The
United States Supreme Court has consistently held that searches and
seizures "conducted outside the judicial process, without prior approval by
judge or magistrate, are per se unreasonable under the Fourth Amendment--
subject only to a few specifically established and well-delineated exceptions.”
Katz v. United States, 389 U.S. 347, 357 (1967) (citations omitted); see also
State v. Bartram, 925 S.W .2d 227, 230 n.2 (Tenn. 1996). One such exception
was recognized in Terry v. Ohio:
[W]here a police officer observes unusual conduct which leads him reasonably to conclude in light of his experience that criminal activity may be afoot and that the persons with whom he is dealing may be armed and presently dangerous, where in the course of investigating this behavior he identifies himself as a policeman and makes reasonable inquiries, and where nothing in the initial stages of the encounter serves to dispel his reasonable fear for his own or others’ safety, he is entitled for the protection of himself and others in the area to conduct a carefully limited search of the outer clothing of such persons in an attempt to discover weapons which might be used to assault him.
392 U.S. 1, 30 (1968). "The purpose of this limited search is not to discover
evidence of crime, but to allow the officer to pursue his investigation without
fear of violence." Adams v. Williams, 407 U.S. 143, 146 (1972). If the
protective search goes beyond what is necessary to determine if the suspect
is armed, it is no longer valid under Terry and its fruits will be suppressed.
Sibron v. New York, 392 U.S. 40, 65-66 (1968).
-4- In Minnesota v. Dickerson, 508 U.S. 366 (1993), officers observed the
defendant leaving what they believed to be a residence where drug sales
regularly took place. Upon seeing the officers, the defendant abruptly turned,
walked in the opposite direction and began behaving in an evasive manner.
The officers stopped the defendant and conducted a pat down of his outer
clothing. During the frisk one of the officers felt a small lump in the
defendant’s jacket pocket. The officer realized the lump was not a weapon,
but he continued to manipulate the object inside the pocket to determine what
it was. Believing the object to be crack cocaine, the officer seized the object
which in fact was a small packet of cocaine. The Court concluded that the
identity of the packet of cocaine was not “immediately apparent” and that the
continued manipulation of the packet in the defendant’s pocket after the officer
recognized it was not a weapon, exceeded the permissible bounds of a Terry
search. Therefore the Court held that the search was illegal and affirmed the
lower Court’s suppression of the cocaine. However, the Court held that if
during a lawful Terry “frisk” an officer
pats down a suspect’s outer clothing and feels an object whose contour and m ass makes its identity immediately apparent, there has been no invasion of the suspect’s privacy beyond that already authorized by the officer’s search for weapons; if the object is contraband, its warrantless seizure would be justified by the same practical considerations that inhere in the plain view context.
Id. at 375-76.
In the case sub judice, Appellant raises no issue concerning the initial
investigatory detention of him by the police. Neither does he contend that a
pat down of him for possible weapons was unlawful. He does however equate
this case with Dickerson and maintains that the identity of the crack cocaine
-5- he was carrying in the front waistband of his trousers was not “immediately
apparent” and thus its seizure, once the officer determined it was not a
weapon, was unlawful.
This Court has equated “immediately apparent” with the idea of
probable cause. In other words, if immediately upon touching the suspicious
object the officer has probable cause to believe the item is contraband then
the item may be lawfully seized. State v. Bridges, No. 02C01-9412-CC-
00298, 1995 W L 764998 (Tenn. Crim. App. Dec. 28, 1995), perm. app.
granted, (Tenn. June 3, 1996); State v. W hite, No. 03C01-9408-CR-00277,
1997 WL 336977 (Tenn. Crim. App. June 7, 1995). In Texas v. Brown, 460
U.S. 730 (1983), the Supreme Court stated that an object is considered to be
“immediately apparent” when the officer develops a reasonable belief as to the
object’s identity. Id. at 741-42. The officer has then established probable
cause and the seizure of the item is justified if the officer can reasonably
conclude that the item may be contraband or other evidence of a crime. The
Brown Court rejected the notion that the officer be “possessed of near
certainty” of the object’s identity. The Supreme Court acknowledged in Brown
that probable cause “requires that the facts available to the officer would
‘warrant a man of reasonable caution in the belief’ that certain items may be
contraband . . . .” Id. at 742 (citations omitted). In Brown, the officer, during a
routine driver license checkpoint, observed among other things in the
defendant’s vehicle an opaque, green party balloon knotted at the tip and
knew from his experience that such balloons were often used to package
narcotics. The Court determ ined that the officer possessed sufficient probable
cause to seize the balloons, finding that it was irrelevant that the officer could
-6- not see though the opaque balloon. The presence of the balloon itself under
the circumstances, “particularly to the trained eye of the officer,” strongly
indicated that drugs were likely to be found inside. Id. at 743.
Although Brown dealt with the “plain view” doctrine, the same analysis is
useful when considering the “plain feel” doctrine of Minnesota v. Dickerson.
Applying this reasoning to the instant case, it appears that the officer who
searched Appellant observed him offering a substance taken from a plastic
bag to the occupants of cars in exchange for money. This activity was
occurring in a notoriously high crime area known to the officer to be rife with
drug dealing. W hen the officer approached Appellant, he ran away and was
observed stuffing the plastic bag containing what appeared to be rocks in the
front of his pants.1 The officer stated that immediately upon touching the item
in Appellant’s waistband he recognized it as containing some sort of rocks.
The officer also testified that he had experience in hundreds of cases such as
this.
W e think that given this officer’s experience and his observation of
Appellant’s activities in this high crime area coupled with his having seen and
then felt a plastic bag of rocks in the front of Appellant’s pants constituted
probable cause to believe that the plastic bag contained contraband. W e
therefore affirm the decision of the trial judge in denying the motion to
suppress.
1 Com mon experience counsels us that ordinarily people do not carry plastic bags in the front of their trousers.
-7- III. SENTENCING
Appellant also alleges that his sentence was excessive. Specifically, he
argues that he should have received full probation.
W hen an appeal challenges the length, range, or manner of service of a
sentence, this Court conducts a de novo review with a presumption that the
determination of the trial court was correct. Tenn. Code Ann. § 40-35-401(d).
However, this presum ption of correctness is “conditioned upon the affirmative
showing that the trial court in the record considered the sentencing principles
and all relevant facts and circumstances.” State v. Ashby, 823 S.W .2d 166,
169 (Tenn. 1991). In the event that the record fails to demonstrate such
consideration, review of the sentence is purely de novo. Id. If appellate
review reflects that the trial court properly considered all relevant factors and
its findings of fact are adequately supported by the record, this Court must
affirm the sentence, “even if we would have preferred a different result.” State
v. Fletcher, 805 S.W .2d 785, 789 (Tenn. Crim. App. 1991). In conducting a
review, this Court must consider the evidence, the presentence report, the
sentencing principles, the arguments of counsel, the nature and character of
the offense, mitigating and enhancement factors, any statements made by the
defendant, and the potential for rehabilitation or treatment. State v. Holland,
860 S.W.2d 53, 60 (Tenn. Crim. App. 1993). The defendant bears the burden
of showing the impropriety of the sentence imposed. State v. Gregory, 862
S.W .2d 574, 578 (Tenn. Crim. App. 1993).
W e note initially that, because the record demonstrates that the trial
court adequately considered the sentencing principles and all relevant facts
-8- and circumstances, our review of Appellant’s sentence will be de novo with a
presumption of correctness.
The Tennessee Criminal Sentencing Reform Act of 1989 recognizes the
limited capacity of state prisons and mandates that “convicted felons
committing the most severe offenses, possessing criminal histories evincing a
clear disregard for the laws and morals of society, and evincing failure of past
efforts of rehabilitation shall be given first priority regarding sentencing
involving incarceration.” Tenn. Code Ann. § 40-35-102(5). A defendant who
does not qualify as such and who is an especially mitigated or standard
offender of a Class C, D, or E felony is “presumed to be a favorable candidate
for sentencing options in the absence of evidence to the contrary.” Id. § 40-
35-102(6). A sentencing court may then only deny alternative sentencing
when presented with sufficient evidence to overcom e the presumption. State
v. Ashby, 823 S.W.2d 166, 169 (Tenn. 1991). A denial of alternative
sentencing in the face of the statutory presumption should be based on the
following considerations: whether confinement is necessary to protect society
from a defendant with a long history of criminal conduct, whether confinement
is necessary to avoid depreciating the seriousness of the offense, whether
confinement would provide an effective deterrent, and whether measures less
restrictive than confinement have failed in the past. Tenn. Code Ann. § 40-35-
103(1).
Because Appellant was convicted of a Class B felony, he is not entitled
to the statutorily mandated presum ption of alternative sentencing. However,
in light of certain factors favoring an alternative sentence, the trial court
-9- ordered a sentence of periodic confinement followed by a period of probation.
W e must now address whether Appellant should have been granted full
probation.
The defendant always bears the burden of establishing suitability for full
probation. Tenn. Code Ann. § 40-35-303(b). In order to justify full probation,
the defendant must demonstrate that such a sentence will “subserve the ends
of justice and the best interest of both the public and the defendant.” State v.
Dykes, 803 S.W .2d 250, 259 (Tenn. Crim. App. 1990). When determining
suitability for full probation, the sentencing court should consider the following
factors: (1) the nature and circumstances of the criminal conduct involved; (2)
the defendant’s potential or lack of potential for rehabilitation, including the risk
that, during the period of probation, the defendant will commit another crime;
(3) whether a sentence of full probation would unduly depreciate the
seriousness of the offense; and (4) whether a sentence other than full
probation would provide an effective deterrent to others likely to commit similar
crimes. State v. Bingham, 910 S.W .2d 448, 456 (Tenn. Crim. App. 1995)
(citations omitted).
At the conclusion of the sentencing hearing, the trial court concluded
that, in light of the nature of the criminal conduct involved, the total suspension
of Appellant's sentence would undermine the seriousness of the offense. The
trial court pointed out that Appellant “made a decision to enter into the drug
traffic business." In addition, Appellant admitted that he sold drugs three
times a week for four months in order to support himself. The trial court
concluded that Appellant was a "professional drug seller" and that he should
-10- be appropriately punished for his actions. The trial court was very lenient with
Appellant considering the nature of the offense. Given the pervasive problem
of narcotics in our society generally, and the problem of crack cocaine
particularly, we agree with the trial court that full probation would depreciate
the seriousness of this offense.
Appellant claims that the trial court failed to take into account the fact
that he had no prior criminal record, had a full-time job, and supported three
children. On this claim, Appellant's arguments are clearly misplaced. The trial
court was very com promising with Appellant by allowing him to serve his jail
time on the weekends so as not to interfere with his job or his earnings.
Therefore, the sentence must be upheld.
Accordingly, the judgment of the trial court is affirmed.
____________________________________ JERRY L. SMITH, JUDGE
CONCUR:
___________________________________ JOSEPH M. TIPTON, JUDGE
___________________________________ DAVID H. W ELLES
-11-