State v. Vanderpool

835 N.W.2d 52, 286 Neb. 111
Nebraska Supreme Court·Decided June 21, 2013·No. S-12-755·Published·Cited by 151 cases

Opinion

STATE v. VANDERPOOL 111

Cite as 286 Neb. 111

admission is not finally approved as above provided, it may not be used as evidence against the Respondent in any way. Pursuant to § 3-313, and given the conditional admission, we find that respondent knowingly does not challenge or contest the matters conditionally admitted. We further determine that by his conduct, respondent violated conduct rules §§ 3-507.1 and 3-508.4(a), as well as his oath of office as an attorney licensed to practice law in the State of Nebraska. Respondent has waived all additional proceedings against him in connection herewith. Upon due consideration, the court approves the conditional admission and enters the orders as indicated below.

CONCLUSION

Respondent is publically reprimanded. Respondent is directed to pay costs and expenses in accordance with Neb. Ct. R. §§ 3-310(P) and 3-323(B) within 60 days after the order imposing costs and expenses, if any, is entered by the court.

Judgment of public reprimand.

State of Nebraska, appellee, v. Patrick W. Vanderpool, appellant.

___ N.W.2d ___

Filed June 21, 2013. No. S-12-755.

1. Effectiveness of Counsel: Appeal and Error. A claim that defense counsel provided ineffective assistance presents a mixed question of law and fact. Determinations regarding whether counsel was deficient and whether the defend­ ant was prejudiced are questions of law that an appellate court reviews independently of the lower court’s decision. The court reviews factual findings for clear error.

2. Effectiveness of Counsel: Proof. To prevail on a claim of ineffective assistance of counsel under Strickland v. Washington, 466 U.S. 668, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984), the defendant must show that counsel’s performance was deficient and that this deficient performance actually prejudiced his or her defense.

3. ____: ____. To show deficient performance, a defendant must show that counsel ’s performance did not equal that of a lawyer with ordinary training and skill in criminal law in the area.

112 286 NEBRASKA REPORTS

4. ____: ____. To show prejudice, the defendant must demonstrate reasonable probability that but for counsel’s deficient performance, the result of the proceeding would have been different.

5. Postconviction: Effectiveness of Counsel: Proof. The defendant has the burden in postconviction proceedings of demonstrating ineffectiveness of counsel, and the record must affirmatively support that claim.

6. Postconviction: Appeal and Error. In a postconviction motion, an appellate court will not consider as an assignment of error a claim that was not presented to the district court.

7. Postconviction: Evidence. Issues of credibility are for the postconviction court. 8. Postconviction: Effectiveness of Counsel: Sentences. Allegations of ineffective assistance which are affirmatively refuted by a defendant’s assurances to the sentencing court do not constitute a basis for postconviction relief.

9. Convictions: Effectiveness of Counsel: Pleas: Proof. When a conviction is the result of a guilty plea or a plea of no contest, the prejudice requirement for an ineffective assistance of counsel claim is satisfied if the convicted defendant can show a reasonable probability that, but for the errors of counsel, he or she would have insisted on going to trial rather than pleading.

10. Postconviction: Effectiveness of Counsel: Proof. In the context of a claim of ineffectiveness of counsel for failure to investigate, allegations are too speculative to warrant relief if the petitioner fails to allege what exculpatory evidence that the investigation would have procured and how it would have affected the outcome of the case.

11. Licenses and Permits: Attorneys at Law: Effectiveness of Counsel. The failure to meet technical licensing requirements does not render an attorney per se ineffective.

12. ____: ____: ____. Suspension for nonpayment of dues does not render an attorney ’s representation per se ineffective.

Appeal from the District Court for Douglas County: James T. Gleason, Judge. Affirmed.

Thomas C. Riley, Douglas County Public Defender, and Kelly M. Steenbock for appellant.

Jon Bruning, Attorney General, and Erin E. Tangeman for appellee.

Heavican, C.J., Wright, Connolly, Stephan, McCormack, Miller-Lerman, and Cassel, JJ.

Cassel, J.

I. INTRODUCTION

A Nebraska attorney was suspended and later disbarred for nonpayment of dues. While suspended, the attorney represented

STATE v. VANDERPOOL 113

Cite as 286 Neb. 111

Patrick W. Vanderpool in a criminal case. When Vanderpool became aware of the suspension, he sought postconviction relief based upon alleged ineffective assistance of counsel. After an evidentiary hearing, the district court denied relief. The court first declined to apply a per se rule—reasoning that the attorney was qualified when admitted and was suspended solely for nonpayment of dues. After considering Vanderpool’s specific claims regarding his attorney’s performance, the court found that they either were affirmatively disproved by the record or constituted mere conclusions. We adhere to our previous rejection of a per se rule, and we find no error in the court’s specific findings. Thus, we affirm.

II. BACKGROUND

In 2010, Vanderpool pled guilty to and was convicted of attempted first degree sexual assault, for which he was sentenced to 10 to 15 years’ imprisonment. There was no direct appeal.

Throughout the criminal proceedings, Vanderpool was represented by David M. Walocha and believed that Walocha was licensed to practice law in Nebraska. In actuality, Walocha’s license to practice law in Nebraska had been suspended since 1996 for nonpayment of dues. Vanderpool did not learn of this fact until after his sentencing. A few months later, in 2011, the Counsel for Discipline of the Nebraska Supreme Court filed formal charges against Walocha for practicing law on a suspended license.1 In 2012, Walocha was disbarred.2 After learning that Walocha’s license was suspended but before Walocha was disbarred, Vanderpool filed a motion for postconviction relief, alleging ineffective assistance of counsel . He argued that Walocha was ineffective because he (1) led Vanderpool to believe that Vanderpool would receive only probation and not incarceration if Vanderpool pled guilty as part of a plea agreement, (2) failed to interview witnesses or

1 See State ex rel. Counsel for Dis. v. Walocha, 283 Neb. 474, 811 N.W.2d 174 (2012).

2 See id.

114 286 NEBRASKA REPORTS

independently investigate the crime of which Vanderpool was convicted, and (3) represented himself as licensed to practice law in Nebraska when his license was in fact suspended.

After an evidentiary hearing, the district court denied Vanderpool’s motion for postconviction relief. In its order, the court analyzed the motion under both a per se theory of ineffectiveness and under the standard two-part test of Strickland v. Washington.3 The court found that Vanderpool was not entitled to relief for ineffective assistance of counsel under either approach.

Taking up the issue of Walocha’s suspension first, the district court held that it was bound by State v. McCroy4 to reject a per se determination of ineffectiveness. In McCroy, we declined to adopt a per se determination of ineffectiveness in the case of disbarment subsequent to representation—a factual situation the court viewed as similar to Vanderpool’s representation by Walocha. The court also cited numerous cases from other jurisdictions, noting that “in varying sets of circumstances [c]ourts of other [s]tates have determined, almost unanimously, that an attorney whose license has been suspended for failure to pay dues may still be ‘counsel’ for Sixth Amendment purposes.”

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State v. Vanderpool, 835 N.W.2d 52, 286 Neb. 111 (Neb. 2013).

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