State v. Unnamed

441 N.W.2d 696, 150 Wis. 2d 352, 1989 Wisc. LEXIS 81
CourtWisconsin Supreme Court
DecidedJune 22, 1989
Docket87-2152-CR
StatusPublished
Cited by48 cases

This text of 441 N.W.2d 696 (State v. Unnamed) is published on Counsel Stack Legal Research, covering Wisconsin Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Unnamed, 441 N.W.2d 696, 150 Wis. 2d 352, 1989 Wisc. LEXIS 81 (Wis. 1989).

Opinions

HEFFERNAN, CHIEF JUSTICE.

This is a permissive appeal of an order of the circuit court, denying a motion to dismiss a criminal complaint issued after a John Doe proceeding under sec. 968.26, Stats. The court of appeals certified the appeal to this court pursuant to sec. (Rule) 809.61. We accepted the certification. We affirm Judge Danforth's order.

This case presents the question of whether sec. 968.26, Stats.,1 the John Doe criminal proceeding provision, violates the constitutional doctrine of separation of powers.

This case arose as follows. The complainant alleged that she was sexually assaulted in Waukesha county by the unnamed defendant (hereinafter the defendant) in August of 1985. Both the complainant and the defendant [356]*356were well known to members of the local legal community. The Waukesha county sheriffs department investigated the complaint and contacted the county district attorney's office.

The Waukesha county district attorney's office perceived a potential ethical problem in the matter because members of the office knew both the complainant and the defendant. Steven E. Tinker, an assistant district attorney for Dane county, was therefore brought in and appointed acting district attorney for Waukesha county in this matter. Tinker reviewed the investigative file of the sheriffs department. On about September 20, 1985, Tinker decided that he would not commence criminal proceedings against the defendant because he did not believe that he would be able to establish guilt beyond a reasonable doubt.

When Tinker refused to file charges, the complainant petitioned the Waukesha county circuit court pursuant to sec. 968.02(3), Stats.,2 to initiate criminal proceedings. Because the judges of the Waukesha county circuit court personally knew the complainant and defendant, Judge Walter J. Swietlik of Ozaukee county was appointed to consider the complainant's petition. On February 19,1986, Judge Swietlik heard evidence on the petition and directed Tinker to reevaluate his charg[357]*357ing decision. On March 5, 1986, Tinker advised Judge Swietlik that, even after reconsideration, he would not change his decision not to file charges. Judge Swietlik then ordered the Waukesha county district attorney, or his designee, to file charges against the defendant.

Judge Swietlik's order was stayed pending appeal. This court's decision in State ex rel. Unnamed Petitioners v. Connors, 136 Wis. 2d 118, 401 N.W.2d 782, issued on March 6, 1987, and declared sec. 968.02(3), Stats., unconstitutional because it violated the separation of powers doctrine by unduly impinging on the powers of the executive branch of the government. On May 6, 1987, the court of appeals issued a writ enjoining Judge Swietlik from proceeding in the matter.

The complainant avoided the effect of the Connors mandate by petitioning on March 26, 1987, the Wauke-sha county circuit court pursuant to 968.26, Stats., for commencement of a John Doe criminal proceeding. Judge Richard T. Becker of Washington county was appointed to consider the petition. Judge Becker held a hearing on the matter on May 6,1987. Part of the hearing was closed to the public, and to the defendant’s attorney. During the closed portion of the hearing, a special prosecutor elicited the complainant's testimony. Three weeks later Judge Becker signed and filed a complaint against the defendant.3 With the filing of the complaint, the instant action was commenced. Section 968.02(2).

Judge John Danforth of Jefferson county was assigned the matter as judge for Waukesha county. Counsel for the defendant moved to have the action dismissed, arguing that the complaint had been issued pursuant to a statute that unconstitutionally gave execu[358]*358tive powers to the judiciary. A hearing was held on October 16, 1987 on the motion. By order of November 5, 1987, Judge Danforth denied defendant's motion to dismiss, holding that the John Doe procedure for commencement of a criminal complaint was constitutional. The defendant petitioned and was granted permission to appeal Judge Danforth's order denying the motion to dismiss. The court of appeals then certified the matter to this court and we accepted the certification.

The defendant in this case relies heavily on the opinion in State v. Connors for the proposition that discretion to charge or not in a criminal case is exclusively an executive power. In Connors we held that the judicial charging procedure provided by sec. 968.02(3), Stats., a procedure somewhat similar to the procedure under scrutiny in this case, was an unconstitutional violation of the doctrine of separation of powers.

The state, however, argues that this case arising out of a John Doe proceeding is directly controlled by State v. Washington, 83 Wis. 2d 808, 266 N.W.2d 597 (1978), which holds that the John Doe statute does not violate the doctrine of separation of powers. The state also argues that Connors was incorrectly decided and urges us to overrule that precedent.

We are thus confronted with a clash between the rationale of the Connors opinion and a practice that has been found to be constitutionally sound in Washington. We conclude that the premise of Connors — that initiation of criminal prosecution is an exclusively executive power in Wisconsin — is erroneous. We therefore overrule the precedent established in Connors and affirm the order of the circuit court in this case.

The John Doe criminal proceeding has a long history in Wisconsin. The proceeding has been used by [359]*359courts, pursuant to statute, since 1839. State ex rel. Long v. Keyes, 75 Wis. 288, 292, 44 N.W. 13 (1889); Washington, 83 Wis. 2d at 819. A John Doe proceeding requires a judge to assume two functions: investigation of alleged violations of the law and, upon a finding of probable cause, initiation of prosecution. Washington at 820. The proceedings are presumptively open, although the John Doe judge may in the exercise of discretion close the proceeding to the public for compelling reasons. State ex rel. Newspapers v. Circuit Court, 124 Wis. 2d 499, 370 N.W.2d 209 (1985). The John Doe judge's discretion guides the extent of the inquiry. Section 968.26, Stats.

The defendant's attack on the constitutionality of sec. 968.26, Stats., the John Doe criminal proceeding provision, asserts that the procedure provided by the statute violates the doctrine of separation of powers. The defendant argues that the Washington opinion is limited by its dependence on the theory of judge and prosecutor cooperation. In the Connors opinion, defendant argues, this court validated the authority of Washington only insofar as it allowed cooperative blending or sharing of powers. Connors, 136 Wis. 2d at 141, n. 9. The defendant points out that the opinion in Washington, 83 Wis. 2d at 823, specifically rejects the notion of judicial orchestration of an investigation. Defendant contrasts the facts of this case with the justifying rationale in Washington. In this case, the John Doe judge orchestrated the prosecution. In this case, the prosecution was not, as in Washington,

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Bluebook (online)
441 N.W.2d 696, 150 Wis. 2d 352, 1989 Wisc. LEXIS 81, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-unnamed-wis-1989.