State v. Thompson

2012 WI 90, 818 N.W.2d 904, 342 Wis. 2d 674, 2012 WL 2849280, 2012 Wisc. LEXIS 385
CourtWisconsin Supreme Court
DecidedJuly 12, 2012
DocketNo. 2009AP1505-CR
StatusPublished
Cited by17 cases

This text of 2012 WI 90 (State v. Thompson) is published on Counsel Stack Legal Research, covering Wisconsin Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Thompson, 2012 WI 90, 818 N.W.2d 904, 342 Wis. 2d 674, 2012 WL 2849280, 2012 Wisc. LEXIS 385 (Wis. 2012).

Opinions

DAVID T. PROSSER, J.

¶ 1. This is a review of an unpublished decision of the court of appeals, State v. Thompson, No. 2009AP1505-CR, unpublished slip op. (Wis. Ct. App. Nov. 24, 2010), reversing a circuit court order granting Harry Thompson (Thompson) a new trial after a jury found him guilty of one count of first-degree sexual assault of a child under the age of 13.

¶ 2. The predicament presented by this case involves the following facts. Thompson was charged with two counts of first-degree sexual assault of a child under the age of thirteen without great bodily harm, contrary to Wis. Stat. § 948.02(l)(b). The criminal complaint stated that each count was "a Class B Felony." Each count of the complaint cited Wis. Stat. § 939.50(3)(b),1 which provided that the penalty "For a Class B felony [is] imprisonment not to exceed 60 [678]*678years." Each count stated that "upon conviction ['the above-named defendant'] may be sentenced to a term of imprisonment not to exceed sixty (60) years."

¶ 3. From the filing of the complaint on September 26, 2007, until shortly before the date scheduled for Thompson's sentencing (November 6, 2008), the State (represented by the Wood County District Attorney's office),2 Thompson's defense attorney,3 the Wood County Circuit Court,4 and the defendant were not aware that a violation of Wis. Stat. § 948.02(l)(b) arguably was subject to Wis. Stat. § 939.616(1), which provided a mandatory minimum sentence as follows:

Mandatory minimum sentence for child sex offenses. (1) If a person is convicted of a violation of s. 948.02(l)(b) or (c) or 948.025(l)(a), the court shall impose a bifurcated sentence under s. 973.01. The term of confinement in prison portion of the bifurcated sentence shall be at least 25 years. Otherwise the penalties for the crime apply, subject to any applicable penalty enhancement.

(Emphasis added).

¶ 4. Stated differently, all principals in this case were unaware at the initial appearance; the prelimi[679]*679nary examination; the arraignment; the discussions about a plea bargain if there were any; and the jury trial at which the defendant testified, that the defendant faced a possible mandatory minimum sentence of 25 years in prison on each of the two counts.

¶ 5. Thompson had been charged with placing his finger inside the vagina of a nine-year-old child on September 6, 2007, and doing it again on September 21. He was found guilty of only the first count. It wasn't until the preparation of a pre-sentence investigation (PSI) report following his conviction at trial that all the principals in the case learned that Thompson was subject to a mandatory minimum sentence of 25 years in prison.

¶ 6. The predicament, then, is whether the failure to inform the defendant of the mandatory minimum sentence purportedly attached to a conviction under Wis. Stat. § 948.02(1)(b) violates some right that the defendant may assert and, if so, what remedy, if any, follows from proof of that violation.

¶ 7. Thompson presents three issues for review:

1. Whether the failure to inform Thompson of the applicable mandatory minimum sentence of 25 years of incarceration prior to trial violated Thompson's constitutional due process rights.
2. Whether the complaint in this case was defective under Wis. Stat. § 970.02(l)(a) because it did not state the applicable mandatory minimum sentence, therefore entitling Thompson to a new trial.
3. Whether the court of appeals exceeded its authority and neglected to adhere to prior precedent when it decided issues of ineffective assistance of counsel.
¶ 8. We reach the following conclusions.

[680]*680¶ 9. First, there are legitimate questions whether a mandatory minimum sentence of 25 years applies to Thompson in this case. However, we do not decide this issue because the issue has not been briefed and it is better practice not to decide issues that have not been fully briefed. The issue should be considered on remand.

¶ 10. Second, assuming but not deciding that the mandatory minimum sentence applies to Thompson, the failure to inform Thompson of the mandatory minimum sentence violated Wis. Stat. § 970.02(l)(a). Wisconsin Stat. § 970.02(l)(a) requires the judge who presides at an initial appearance to inform the defendant of the charge and furnish the defendant with a copy of the complaint "which shall contain the possible penalties for the offenses set forth therein." (Emphasis added). "In the case of a felony, the judge shall also inform the defendant of the penalties for the felony with which the defendant is charged." Id. (emphasis added). The court did not furnish the defendant with a complaint that contained one of "the possible penalties for the offense" — namely, the mandatory minimum penalty of 25 years in prison — and it did not adequately inform the defendant of the possible penalties. Assuming that Thompson is subject to a mandatory minimum penalty, these violations of Wis. Stat. § 970.02(l)(a) by the State and by the circuit court were not corrected at any point in the proceedings.

¶ 11. We conclude that this case must be remanded to the circuit court for a hearing to determine whether Thompson was prejudiced by the violations of Wis. Stat. § 970.02(l)(a). The prejudice determination must satisfy the traditional standard for overcoming harmless error, that is, there must be a reasonable probability that the error contributed to the outcome of the action or the proceeding at issue.

[681]*681¶ 12. Third, assuming again but not deciding that the mandatory minimum sentence applies to Thompson, the failure of Thompson's defense attorney to discover this fact, inform Thompson of this fact, and incorporate this fact into his defense strategy, is likely to be assessed as deficient performance if Thompson should file an ineffective assistance of counsel claim. However, if Thompson were to make such a claim, he also would be required to establish prejudice from the deficient performance as the second prong of such a claim. See State v. Domke, 2011 WI 95, ¶ 34, 337 Wis. 2d 268, 805 N.W.2d 364. We remand this case to the circuit court, so that all facets of possible prejudice to the defendant may be examined at the same time if an ineffective assistance of counsel claim is made.

¶ 13.

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Cite This Page — Counsel Stack

Bluebook (online)
2012 WI 90, 818 N.W.2d 904, 342 Wis. 2d 674, 2012 WL 2849280, 2012 Wisc. LEXIS 385, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-thompson-wis-2012.