State v. Thomas

205 N.W.2d 717, 1973 Iowa Sup. LEXIS 977
CourtSupreme Court of Iowa
DecidedMarch 28, 1973
Docket54527
StatusPublished
Cited by26 cases

This text of 205 N.W.2d 717 (State v. Thomas) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Thomas, 205 N.W.2d 717, 1973 Iowa Sup. LEXIS 977 (iowa 1973).

Opinion

LeGRAND, Justice.

This matter is here because defendant says the trial court erred in accepting his plea of guilty to the crime of robbery with aggravation, committed in violation of section 711.2, The Code, 1966. We affirm the trial court.

While the charge against defendant was pending, he filed a motion asking that his competency to stand trial be determined by a hearing under chapter 783, The Code, 1966. This motion was granted, and a jury found defendant competent. The case was then set for trial.

On the day trial was to begin, defendant appeared before the court and stated his desire to enter a plea of guilty. Defendant’s attorney — who also represents him here — vigorously objected and recommended that the court rej ect the plea.

After interrogation by the court, defendant was permitted to plead guilty. Thereafter, again over the objections of his attorney, he was sentenced to a term not to *719 exceed 25 years in the penitentiary, as provided in section 711.2, The Code, 1966.

Defendant seeks a reversal on the single assignment his guilty plea was invalid because there were circumstances before the trial court raising a reasonable doubt as to his competency. He relies strongly on Hickey v. District Court of Kossuth County, 174 N.W.2d 406 (Iowa 1970) and State v. Sisco, 169 N.W.2d 542 (Iowa 1969).

The issue, then, is whether there were circumstances present which made it incumbent upon the trial court to demand further demonstration of defendant’s competency before accepting the proffered plea.

Although one might think otherwise, the issue is confused, rather than clarified, by the determination of defendant’s competency to stand trial by the aforementioned proceeding under section 783.1, The Code, just a month before the guilty plea was entered. This finding gives rise to defendant’s principal complaint — that the trial court took the jury verdict as conclusive on the question of his competency to enter a guilty plea.

Defendant insists this violates the Sisco precepts, which require the trial court to personally make a determination of the validity of the plea when it is tendered and which forbid delegation of that obligation to anyone else, including a jury.

In Sisco we said:

“ * * * [A] sentencing court may not abrogate or delegate to anyone, including attorney for accused, the duty to determine defendant’s knowledge of the charge, appreciation of legal consequences of a guilty plea, whether it is voluntarily entered, or existence of facts supporting it.” (169 N.W.2d at 548.)

In case there still remained any uncertainty about the trial court’s duty, we added this at 169 N.W.2d, page 549:

“We are persuaded and now hold, when a guilty plea is entered by defendant, the court must address the accused personally and by that procedure heretofore prescribed [which approved and adopted in substance the provisions of rule 11, Federal Rules of Criminal Procedure and the A.B.A. Minimum Standards for Criminal Justice] determine whether he understands the charge made, is aware of the penal consequences of the plea, and that it is entered voluntarily. Nothing less will suffice.’’ (Emphasis added.)

Defendant would liken this case to Hickey v. District Court of Kossuth County, supra, but we believe the two are easily distinguishable. In Hickey we held the trial court erred in accepting a guilty plea without a prior determination of defendant’s competency under circumstances which raised a reasonable doubt of his mental capacity to “understand the nature of the proceedings against him and appreciate the consequences of his guilty plea.” (174 N.W.2d at 410.)

In Hickey there was evidence defendant had been committed to a mental hospital from which he had not been discharged. The record was virtually silent as to the nature of his mental illness, the treatment rendered, or his condition at the time of his plea. On those facts, we held further investigation to establish defendant’s mental competency was obligatory before his guilty plea could be taken.

In the Hickey case we spelled out the reasonable doubt which must exist in order to require such a prior determination. We said at 174 N.W.2d, pages 409 and 410:

“We have often held ‘sanity’, to which section 783.1 refers, is one’s mental capacity at some stage of the trial. The test of insanity under this section, we have said, is defendant’s mental capacity to appreciate the charge against him, understand the proceedings, and conduct his defense. (Citation.)
“ ‘Reasonable doubt’ as used in section 783.1 exists when, after consideration of *720 all the relevant facts, one’s mind is left in such a condition that he cannot honestly say he feels an abiding conviction to a moral certainty as to the truth of a matter, and ‘doubt’ is an attitude of mind toward the acceptance of or belief in a proposition, theory, or statement in which the judgment is not at rest but inclines alternately to either side. (Citation.)”
⅝ ⅜ ⅜ * ⅜ *
“Reasonable doubt must, therefore, be determined by a consideration of all the facts and circumstances obtained from reasonably trustworthy sources and which are in themselves sufficient to warrant a man of reasonable caution to believe the accused in a criminal matter can or cannot appreciate the charge against him, understand the proceedings, and help conduct his defense. Past commitments to a mental hospital, releases, and discharges, as well as medical or expert opinions, may be considered in the determination of such reasonable doubt, but they in themselves are not conclusive of the issue before the court.
“Should it appear that the defendant has been committed to and treated in a mental health institute as mentally . ill, a showing as to the extent and seriousness of that illness is necessary before the trial court in a criminal matter can determine, in the first instance, whether there is reasonable doubt as to defendant’s capacity to participate meaningfully in his trial or enter a plea of guilty to the crime charged.”

We do not believe the present case falls factually within the Hickey rule. In the case at bar defendant’s competency was submitted to a jury under section 783.1, The Code; in Hickey it was not. In the case at bar the trial court had the benefit of medical reports which were made available by stipulation of counsel; in Hickey this was not true. Here, too, the nature of defendant’s illness was described, its effects detailed, and several medical opinions —conflicting—concerning the extent of his recovery were expressed; none of this was true in Hickey.

The most troublesome problem confronting us is the effect to be given a competency determination under section 783.1 when a guilty plea is later tendered. Defendant says the trial court treated it as conclusive, and we agree this is true.

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Bluebook (online)
205 N.W.2d 717, 1973 Iowa Sup. LEXIS 977, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-thomas-iowa-1973.