State v. Sullivan

104 P.3d 636, 197 Or. App. 26, 2005 Ore. App. LEXIS 1
Court of Appeals of Oregon·Decided January 12, 2005·No. 0206150CR; A120603·Published·Cited by 8 cases

Opinion

*28 HASELTON, P. J.

Defendant, who was convicted of several crimes after he entered sax Alford plea, 1 appeals pursuant to ORS 138.050, asserting that his sentences exceed the maximum allowable by law. In particular, defendant asserts that (1) under the reasoning of Blakely v. Washington, 542 US _, 124 S Ct 2531, 159 L Ed 2d 403 (2004), the trial court’s imposition of an upward departure sentence on defendant’s conviction for delivery of a controlled substance to a minor, ORS 475.995, was unconstitutional; and (2) the trial court erred in imposing a 60-month probationary sentence on defendant’s conviction for sodomy in the third degree, ORS 163.385. Defendant acknowledges that those asserted errors are unpreserved but contends that they are reviewable as errors apparent on the face of the record. ORAP 5.45(1). As explained below, we conclude that, with respect to the imposition of the upward departure sentence, this case is distinguishable from State v. Perez, 196 Or App 364, 102 P3d 705 (2004), State v. Gornick, 196 Or App 397, 102 P3d 734 (2004), and State v. Ross, 196 Or App 420, 102 P3d 755 (2004), and, thus, that the alleged error is not reviewable as error apparent on the face of the record. We further conclude that any error with respect to the imposition of the probationary sentence was harmless and, consequently, we do not exercise our discretion to correct it. Accordingly, we affirm.

In imposing a departure sentence on the conviction for delivery of a controlled substance to a minor, the court made findings that the present offenses involved multiple victims, that defendant had persistently been involved in similar conduct, that the victim was particularly vulnerable, and that the harm was greater than typical because defendant had attempted to discredit the victim, thereby creating additional trauma. The court also stated that any one of those departure factors alone would support the departure sentence.

*29 In Apprendi v. New Jersey, 530 US 466, 490, 120 S Ct 2348, 147 L Ed 2d 435 (2000), the Court held that “[ojther than the fact of a prior conviction, any fact that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to a jury, and proved beyond a reasonable doubt.” In Blakely, the Court clarified that the “prescribed statutory maximum” for purposes of Apprendi analysis was “the maximum sentence a judge may impose solely on the basis of the facts reflected in the jury verdict or admitted by the defendant.” 542 US at _, 124 S Ct at 2537. The Court in Blakely held unconstitutional a sentencing guidelines scheme that allowed “exceptional” sentences to be imposed based on judicial factfinding. In State v. Dilts, 337 Or 645, 103 P3d 95 (2004), the Oregon Supreme court held that Oregon’s “upward departure” sentences, which are based on judicial factfinding, suffered from the same constitutional flaw as those struck down by the Court in Blakely.

In Perez, we held that it was error for the trial court to impose an upward departure sentence based on the defendant’s persistent involvement in similar offenses, and that the error was apparent on the face of the record. 196 Or App at 371-73. In Ross, we similarly held that it was error apparent on the face of the record for the trial court to impose an upward departure sentence based on the vulnerability of the victim. 196 Or App at 423-24. Those holdings rested on our conclusion that those aggravating factors, and others, did not fall within the Apprendi exception for “the fact of a prior conviction.” Consistently with Perez and Ross, we conclude that none of the aggravating factors relied on by the trial court in this case falls within “the fact of a prior conviction” exception stated in Apprendi, 530 US at 490.

Nevertheless, that conclusion does not compel a remand for resentencing here. That is so because this case also implicates a different exception to the applicability of Blakely and Apprendi’s general principle. As noted, the Court in Blakely indicated that the statutory maximum was “the maximum sentence a judge may impose solely on the basis of the facts reflected in the jury verdict or admitted by the defendant.” 542 US at _, 124 S Ct at 2537 (emphasis in original; boldface added). In this case, the state asserts that *30 no error is apparent on the face of the record because defendant entered an Alford plea to crimes involving different victims in the present case and, thus, the “multiple victims” departure factor was based on a fact “admitted by the defendant.” In response, defendant suggests that the aggravating factor concerning “multiple victims” is applicable only if there are multiple victims of a single offense for which a departure sentence is imposed.

An alleged error is apparent on the face of the record only if it is “obvious,” that is, that “the legal point is obvious, not reasonably in dispute.” State v. Brown, 310 Or 347, 355, 800 P2d 259 (1990). Here, defendant’s “plain error” contention implicates two legal issues: (1) Does Blakely’s exception pertaining to “facts * * * admitted by the defendant” apply in the context of an Alford plea? (2) Even if the answer to (1) is “yes,” does the “multiple victims” upward departure factor apply where a defendant is convicted of multiple offenses with different victims but the offense on which the departure sentence was imposed involved only a single victim? Neither of those matters is “obvious.” The correct resolution of both is “reasonably in dispute.”

No court has addressed whether an Alford plea constitutes an admission for purposes of Apprendi and Blakely. Given the unique character of such a plea — in which the defendant nominally pleads guilty but claims actual innocence, see 197 Or App at 28 n 1 — reasonable minds could differ as to whether such a plea represents an admission of facts for Blakely purposes.

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State v. Sullivan, 104 P.3d 636, 197 Or. App. 26, 2005 Ore. App. LEXIS 1 (Or. Ct. App. 2005).

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