State v. Stein

140 Wash. App. 43
CourtCourt of Appeals of Washington
DecidedAugust 7, 2007
DocketNos. 31980-2-II; 32982-4-II
StatusPublished
Cited by37 cases

This text of 140 Wash. App. 43 (State v. Stein) is published on Counsel Stack Legal Research, covering Court of Appeals of Washington primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Stein, 140 Wash. App. 43 (Wash. Ct. App. 2007).

Opinion

¶1

Armstrong, J.

In 1989, a jury acquitted John Kenneth Stein of first degree murder charges and convicted him of three attempted murders and burglary. We dismissed his appeal for failure to perfect the record, but in 1996, the federal district court reinstated the appeal in part because officers of the court contributed to this failure. We then reversed Stein’s convictions and remanded for a new trial; the Supreme Court affirmed our decision. Before the second trial, the trial court conducted an extensive hearing on what remedy Stein was entitled to for the State-caused delay. The trial court denied Stein’s request to dismiss the charges, concluding that the delay did not prejudice Stein. After the retrial in 2004, a jury again convicted Stein of the attempted murders and burglary.

[50]*50¶2 Stein now sirgues that the trial court should have dismissed the charges against him due to governmental misconduct, contending that it should have considered governmental misconduct beyond that found by the federal court and that it should have found this misconduct prejudicial.

¶3 Stein also contends that the trial court (1) should not have admitted evidence of his role in the murder for which he was acquitted; (2) abused its discretion in admitting (a) a judge’s testimony about cases over which he presided, (b) coconspirator hearsay statements, and (c) testimony of two attorneys about privileged communications; (3) violated his right to confront adverse witnesses by admitting prior testimony and a tape recording made during a deposition; (4) misadvised the jury by referring to several instructions in response to a jury question during deliberations; (5) wrongly imposed consecutive sentences for the attempted murder convictions; and (6) vindictively increased his sentence after his successful appeal.

¶4 Stein presents numerous other issues in a statement of additional grounds for review1 and a personal restraint petition, which we consolidated with his direct appeal. Finding no error, we affirm Stein’s convictions and deny his personal restraint petition.

FACTS

¶5 In 1987, the State charged John Kenneth Stein, also known as Jack Stein, with conspiracy to commit first degree murder, felony first degree murder, aggravated first degree murder, three counts of attempted first degree murder, and first degree burglary.

¶6 The charges related to Stein’s attempts to remove people he believed were conspiring to deprive him of substantial assets he stood to inherit from his father, Nicholas Stein. One of Stein’s targets was Thelma Lund, Nicholas’s [51]*51long-term companion and caregiver. Another was Ned Hall, a lawyer who was Nicholas’s court-appointed guardian. Hall had filed a successful lawsuit to set aside, on the basis of undue influence, a transaction in which Nicholas assigned Stein a real estate sales contract. And Lund testified on behalf of the guardianship and adversely to Stein in that litigation.2

¶7 Michael Norberg, Stein’s stepson, helped Stein by recruiting others to kill Lund and Hall, promising them money or property in exchange for the killings. Roy Stradley testified that he discussed the murders with Stein and that Stein said he was financing the killings, but Stradley declined to participate. Edward Denney, who also did not participate, testified that Norberg told him Stein would pay for the killings.3 Richard Bailey testified that Norberg told him the money for the killings would come from Stein. Bailey and Gordon Smith eventually agreed to participate in the killings.

¶8 In April 1987, Norberg and Bailey murdered Lund in her home. In June 1987, the men attempted three times to murder Hall. The first time, Bailey and Smith took homemade napalm to Hall’s house, intending to burn the house down; they fled when Smith said someone had seen them. The second time, Bailey and Smith went to Hall’s house to lure him out of the house so they could shoot him, but Hall refused to come out. During the final attempt, Norberg, Smith, Bailey, and Bailey’s brother went to Hall’s house during the night and Smith entered through a bathroom [52]*52window. Smith fired a shot at Hall and shut Hall’s thumb in a door, cutting off the tip.4

¶9 In 1989, a jury acquitted Stein of the charges related to Lund’s murder, but it convicted him of the three counts of attempted first degree murder and one count of first degree burglary related to the Hall incidents. Stein appealed, but his appellate attorney failed to perfect the record, and we dismissed the appeal in 1991.

¶10 In 1996, the federal district court ordered his appeal reinstated, ruling that his appellate counsel was ineffective and that the court reporter, county clerk, and prosecutor, as court officers, contributed to the delay. We reversed Stein’s convictions because of error in the accomplice instructions. State v. Stein, 94 Wn. App. 616, 617, 972 P.2d 505 (1999) (published in part) (Stein I). The Washington Supreme Court affirmed. State v. Stein, 144 Wn.2d 236, 238, 27 P.3d 184 (2001) (Stein II).

¶[11 In 2003, the trial court, after a hearing under CrR 8.3, declined to dismiss the charges against Stein, ruling that the delay did not prejudice Stein’s right to a fair trial on remand.5 A jury again convicted Stein of burglary and three counts of attempted murder. The trial court then sentenced Stein to three terms of 220 months, to run consecutively, for the three attempted murders, and 36 months for the burglary, to run concurrently, for a total sentence of 660 months.

ANALYSIS

I. Dismissal of Charges under CrR 8.3(b)

¶12 Stein first contends that the trial court should have dismissed the charges against him under CrR 8.3(b) because of governmental misconduct.

[53]*53¶13 CrR 8.3(b) provides:

The court, in the furtherance of justice, after notice and hearing, may dismiss any criminal prosecution due to arbitrary action or governmental misconduct when there has been prejudice to the rights of the accused which materially affect the accused’s right to a fair trial.

Stein bears the burden of proving both misconduct and prejudice by a preponderance, of the evidence. State v. Rohrich, 149 Wn.2d 647, 654, 71 P.3d 638 (2003) (quoting State v. Michielli, 132 Wn.2d 229, 239-40, 937 P.2d 587 (1997)). Dismissal is an extraordinary remedy. Rohrich, 149 Wn.2d at 653 (quoting State v. Baker, 78 Wn.2d 327, 332-33, 474 P.2d 254 (1970)).

¶14 We review a trial court’s decision on a motion to dismiss under CrR 8.3(b) for an abuse of discretion. Rohrich, 149 Wn.2d at 654. A court abuses its discretion when its decision is manifestly unreasonable or based on untenable grounds. State v. Stenson, 132 Wn.2d 668, 701, 940 P.2d 1239 (1997).

A. CrR 8.3(b) Proceedings

¶15 The Supreme Court concluded its opinion in Stein II by stating: “We remand for a new trial, leaving to the sound discretion of the trial court the question of whether further relief is appropriate under CrR 8.3, or other theories raised in Stein’s cross petition.” Stein

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Bluebook (online)
140 Wash. App. 43, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-stein-washctapp-2007.