State v. Spaulding

2014 VT 91, 103 A.3d 487, 197 Vt. 378, 2014 WL 3891238, 2014 Vt. LEXIS 98
Supreme Court of Vermont·Decided August 8, 2014·No. 2013-208·Published·Cited by 5 cases

Opinions

Crawford, J.

¶ 1. Defendant Allen Spaulding appeals from his conviction on domestic assault charges following a jury trial. The issues on appeal are the admission of the complainant’s written statement as past recollection recorded and claims of insufficiency of the evidence and improper closing argument. We reverse on the hearsay issue.

¶ 2. The following facts are drawn from testimony of witnesses and exhibits introduced at trial. On July 30, 2012, defendant and the complainant spent the day at a lake. They had been in a live-in romantic relationship for the previous year and a half, although the complainant had recently ordered defendant out of her home and obtained a no-trespass order against him.

¶ 3. Over the course of the day, the complainant drank heavily. She described herself as “trashed” when the couple returned to her home in the evening. The complainant called 911 at 11:45 p.m. seeking assistance. A portion of the 911 recording was admitted into evidence and played for the jury. In the recording, the complainant told the operator that she was calling about a domestic incident. She stated that she had woken up on the floor. She believed her jaw was broken. She said that defendant had [381] been in her house despite the no-trespass order and that he “had me around the neck.” She said she was bleeding and had lost consciousness.

¶ 4. The first police officer to arrive found the complainant bleeding from a cut lip. While the officer was present, defendant called the complainant on her cell phone. When the officer learned that defendant was nearby, he left the complainant’s home to arrest him. On the officer’s return to the apartment, he and the complainant finished drafting a written statement, which she signed under oath.

¶ 5. The statement says that defendant came to complainant’s home at 7:30 p.m. looking for “money, cigarettes, food etc.” It states that after an argument defendant grabbed the complainant by the throat, dragged her, punched her in the mouth, and threatened to kill her before taking her money and cigarettes. She complained of severe pain in her jaw, lower back, head, and mouth.

¶ 6. Exactly who wrote the statement remains disputed. At trial, the complainant testified that she had no recollection of writing the statement and did not believe that it looked like her handwriting. She testified that she was extremely intoxicated and recalled nothing of the evening except being taken to the hospital by ambulance. She agreed that the signature was hers. She testified that she would not sign a statement if she did not believe it to be true, and would not lie to a police officer. The officer testified that he helped the complainant as she wrote the statement. The statement is signed under oath and notarized by the officer.

¶ 7. Defendant was charged with aggravated domestic assault, domestic assault, and unlawful trespass. The Windham Criminal Division conducted a one-day jury trial on January 15, 2013. Over defendant’s objection, the court admitted the complainant’s written statement into evidence as “past recollection recorded” under Vermont Rule of Evidence 803(5). In conformance with the requirements of Rule 803(5), the statement was read aloud to the jury but not sent into the jury room at the time of deliberations. At the close of the State’s case, defendant moved for judgment of acquittal on all three counts. The court denied the motion. Defendant was convicted on the domestic assault charges. The jury found him not guilty on the trespass charge. This appeal followed.

[382] ¶ 8. On appeal, defendant argues that the evidence is insufficient to support the verdict, that the trial court erred in admitting the complainant’s written statement, and that the prosecutor’s statements during closing arguments asking the jurors to put themselves in the victim’s shoes amount to plain error. We begin with the sufficiency-of-the-evidence claim. In reviewing the court’s denial of defendant’s motion for acquittal, we apply “an exacting standard.” State v. Myers, 2011 VT 43, ¶ 41, 190 Vt. 29, 26 A.3d 9. We view the evidence in the light most favorable to the State, “excluding any modifying evidence, and determine whether that evidence sufficiently and fairly supports a finding of guilty beyond a reasonable doubt.” State v. Brochu, 2008 VT 21, ¶ 21, 183 Vt. 269, 949 A.2d 1035 (quotation omitted). “[A] judgment of acquittal is proper only if the prosecution has failed to put forth any evidence to substantiate a jury verdict.” State v. Couture, 169 Vt. 222, 226, 734 A.2d 524, 527 (1999).

¶ 9. Defendant was charged with two counts of first-degree aggravated domestic assault. 13 V.S.A. § 1043. The aggravating circumstance for one charge was defendant’s prior conviction of aggravated domestic assault. Id. § 1043(a)(3). The second charge included an allegation of “serious bodily injury to a family or household member” in violation of 13 V.S.A. § 1043(a)(1). As to the latter charge, defendant argues that the evidence does not establish the element that defendant attempted to cause serious bodily injury because the sole evidence to establish this was the complainant’s statement to the 911 operator that defendant had her “by the neck” and her prior recorded statement that she was “grabbed by the throat.” Defendant claims that because both these statements were admitted under hearsay exceptions the quality of the evidence is too thin to support a conviction. In support of this argument, defendant relies on State v. Robar, 157 Vt. 387, 395, 601 A.2d 1376, 1380 (1991), in which this Court held that the State could not meet its burden of proof solely based on a past recollection recorded or a prior inconsistent statement, “unless the prior statement meets specific standards of reliability.”

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State v. Spaulding, 2014 VT 91, 103 A.3d 487, 197 Vt. 378, 2014 WL 3891238, 2014 Vt. LEXIS 98 (Vt. 2014).

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