State v. Southworth

2002 NMCA 091, 52 P.3d 987, 132 N.M. 615
CourtNew Mexico Court of Appeals
DecidedJune 28, 2002
Docket21,957
StatusPublished
Cited by20 cases

This text of 2002 NMCA 091 (State v. Southworth) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Southworth, 2002 NMCA 091, 52 P.3d 987, 132 N.M. 615 (N.M. Ct. App. 2002).

Opinion

OPINION

ROBINSON, Judge.

{1} Scott Southworth (Defendant) was convicted of aggravated battery and criminal trespass. Defendant argues first that the trial court erred in its attempt to clarify self-defense instruction UJI 14-5190 NMRA 2002 regarding whether a trespasser is entitled to stand his ground. Next, Defendant argues that the trial court erred in admitting the prior inconsistent statement he made during a custodial interrogation after he invoked his right to counsel. Finally, Defendant argues that the trial court abused its discretion in rejecting a proposed plea agreement and that the prosecutor acted in bad faith by prosecuting crimes that would have been dismissed pursuant to the plea agreement.

{2} We reverse on the first issue and affirm on the remaining two issues.

FACTUAL BACKGROUND

{3} At approximately 10:00 p.m. on December 18,1999, Defendant drove onto Rosemary Chase’s property. Defendant and Chase had previously been involved in a romantic relationship and it was disputed whether Defendant or Chase was trying to end it. Chase did not have a working vehicle or telephone and earlier in the day she had asked Defendant to come over to fix her truck.

{4} Chase testified that she had been watching out the window when Defendant arrived. Defendant had been drinking and Chase was afraid of him. She came out of her house with a shotgun, yelled for Defendant to leave, and fired a shot over Defendant’s head. Defendant testified that Chase shot before yelling. Defendant began to walk forward slowly; it is disputed whether Chase fired another shot at that time or during the subsequent struggle for the gun. Defendant rushed forward, tackled Chase, and took the gun from her. Chase testified that Defendant beat her with the gun and stuck it in her mouth. Defendant maintained that Chase was injured in the struggle for the gun. Defendant threw the gun into the yard and came into the house with Chase.

{5} Defendant spent the night and it is disputed whether Defendant raped Chase the next morning or they had consensual sex. Defendant and Chase stayed together most of the day, but Chase contended that she stayed because Defendant refused to let her leave. The following day, Chase began to collapse and went to a hospital for treatment of her injuries. She told the police that Defendant had beaten her, raped her, and held her against her will in both her home and in his. Defendant was charged with aggravated battery, criminal trespass, criminal sexual penetration (CSP) and false imprisonment.

{6} After a jury trial, Defendant was acquitted of false imprisonment and CSP and convicted of aggravated battery and criminal trespass. Defendant appeals his aggravated battery conviction.

DISCUSSION

ISSUE 1: The Court’s Attempt to Clarify Self-Defense Instruction UJI 14-5190

A. Background

{7} The jury was given instructions based upon Defendant’s claim of self-defense. In compliance with the language of UJI 14-5181 NMRA 2002, it was instructed that:

Evidence has been presented that the defendant acted in self defense.

The defendant acted in self defense if:

1. There was an appearance of immediate danger of bodily harm to the defendant as a result of Rosemary Chase pointing, and shooting, a gun in his direction; and
2. The defendant was in fact put in fear of immediate bodily harm and struck Rosemary Chase because of that fear; and
3. The defendant used an amount of force that the defendant believed was reasonable and necessary to prevent the bodily harm; and
4. The apparent danger would have caused a reasonable person in the same circumstances to act as the defendant did.
The burden is on the state to prove beyond a reasonable doubt that the defendant did not act in self defense. If you have a reasonable doubt as to whether the defendant acted in self defense, you must find the defendant not guilty.

The jury was also instructed that: “A person who is threatened with an attack need not retreat. In the exercise of his right of self defense, he may stand his ground and defend himself.” See UJI 14-5190.

{8} During deliberations, the jury asked whether a person who is trespassing may be legally entitled to stand his ground for purposes of self-defense. The court issued the following clarifying statement: “[I]f you find that the Defendant was told by Rosemary Chase to leave her property and was given a reasonable time to start leaving, then the Defendant may not ‘stand his ground,’ otherwise he may.” The court recognized there was uncertainty regarding whether its answer was proper but issued the statement over Defendant’s objection.

{9} Defendant moved for a new trial asserting that he was entitled to stand his ground, even though trespassing, if faced with deadly force because a property owner cannot use deadly force to protect property, and that the State failed to meet its burden to prove that Defendant did not act in self-defense. The State countered with Chase’s testimony that she feared Defendant and that she was defending against a potential assailant, not a trespasser. The State argued that the jury had been properly charged with determining whether Defendant’s use of force was justified and maintained that the jury’s verdict reflected a determination that Defendant was not so justified because he presented a threat to the victim. The court acknowledged that it knew of no New Mexico cases dispositively addressing the interplay between trespass and self-defense, but refused to set the verdiet aside based upon a potentially improper instruction.

B. Standard of Review

{10} Whether jury instructions are proper is subject to de novo appeal, “because it is closer to a determination of law than a determination of fact.” State v. Lucero, 1998-NMSC-044, ¶ 5, 126 N.M. 552, 972 P.2d 1143. When a defendant presents evidence of self-defense, the “jury instructions must inform, ‘in no uncertain terms,’ that the State bears the burden of disproving self-defense.” State v. Foxen, 2001-NMCA-061, ¶¶ 9-10, 130 N.M. 670, 29 P.3d 1071; see State v. Acosta, 1997-NMCA-035, ¶ 18, 123 N.M. 273, 939 P.2d 1081 (holding that elements instruction must include unlawfulness once the issue of self-defense arises).

C. The Interplay Between Trespass and Self-Defense

{11} The impact of trespass on the right to self-defense is an issue of first impression in New Mexico. As reflected in UJI 14-5190, an individual normally has an unqualified right to stand his ground against attack. However, a person defending his or her home from unwanted entry is allowed great, but not unlimited, leeway in using force-even as an initial aggressor-to prevent intrusion. This ease requires us to coordinate and balance these competing interests.

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Bluebook (online)
2002 NMCA 091, 52 P.3d 987, 132 N.M. 615, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-southworth-nmctapp-2002.